Information Collection Request (ICR) Tracker

ICR Definition

An Information Collection Request (ICR) is a federal agency's request for approval from the Office of Management and Budget (OMB) to collect information from the public. Under the Paperwork Reduction Act (PRA), agencies must justify why the information is needed and how it will be used.

Federal agencies are required to submit an ICR whenever they create, renew, modify, or discontinue an information collection. Each ICR includes a description of the collection, supporting materials and documentation (such as forms, surveys, or scripts), and proof that the agency has met the requirements of the PRA.

The ICR is submitted to the The Office of Information and Regulatory Affairs (OIRA) within OMB for review and approval. OIRA grants approval for a maximum of three years, after which the collection must be renewed through a new ICR submission.

ICRs are publicly available on RegInfo.gov, and additional guidance can be found in the FAQs.

ICR Explorer

Showing 20 of 13687 results

Reference Number Title Agency Received Status Request Type Presidential Action
202504-3090-004 Art in Architecture Program Center for Fine Arts; GSA 7437 GSA 2025-09-03 Received in OIRA
Revision of a currently approved collection
Art in Architecture Program Center for Fine Arts; GSA 7437

Key Information

Received 2025-09-03
OMB Control # 3090-0274
Previous ICR 202207-3090-004

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Abstract

This is a revision to an existing collection. In accordance with Executive Orders 14148 and 14168, the form GSA 7437, Art in Architecture Program National Artist Registry, will be updated to eliminate the optional demographic information, which is no longer being collected. The Art in Architecture (AiA) program is the result of a policy decision made in January 1963 by the U.S. General Services Administration's (GSA) Administrator Bernard L. Boudin, who served on the Ad Hoc Committee on Federal Office Space in 1961-62. The Committee’s report to President Kennedy included the “Guiding Principles for Federal Architecture,” which detailed a new quality conscious Federal attitude toward architecture. One point, which was omitted from the report because Administrator Boudin implemented it prior to the policy’s publication, was: A modest portion of the cost of each new Federal office building, not to exceed one percent of the total expense, shall be allocated for the purchase of fine arts to be incorporated in the general design. Emphasis should be placed on the work of living American artists, representing all trends of contemporary art, but this practice should not preclude the purchase of works of earlier periods where this would be appropriate. In commissioning the work of living artists, competitions should be encouraged. Administrator Boudin approved a policy of commissioning works of art for public buildings under GSA’s jurisdiction, custody, and control in an amount not to exceed one half of one percent of the construction cost. The requirement to commission artworks for federal buildings can be found in part 102-77 of the Federal Management Regulation (41 C.F.R. part 102-77). The program has been modified over the years, most recently in 2022, to align with Executive Order (E.O.)14029 issued on May 14, 2021 “Revocation of Certain Presidential Actions and Technical Amendment,” and to support E.O. 13985 issued January 2021, titled “Advancing Racial Equity and Support for Underserved Communities Through the Federal Government. E.O. 14029 revoked E.O. 13934 issued July 3, 2020, Building and Rebuilding Monuments to American Heroes. E.O. 14189 of January 29, 2025 “Celebrating America’s 250th Birthday, revoked E.O.14129 and reinstates E.O. 13934. As mandated by E.O. 13934, the AiA program must prioritize the commissioning of artworks that portray historically significant Americans or events of American historical significance, or that illustrate the ideals upon which the Nation was founded. Priority is to be given to public-facing monuments to former Presidents of the United States, and to individuals and events relating to the discovery of America, the founding of the United States, and the abolition of slavery. Such works of art are to be designed to be appreciated by the public and by those who use and interact with Federal buildings. When an artwork commissioned by GSA is meant to depict a historically significant American, the artwork is required to be a lifelike or realistic representation of that person, not an abstract or modernist representation. With the implementation of the 2025 policy, the AiA program seeks to commission works from American artists that “portray historically significant Americans or events of American historical significance or illustrate the ideals upon which our nation was founded.” Since 1972, GSA has awarded over 500 commissions to artists with established careers and artists of local and regional prominence. In support of the AiA program’s goal to commission the most talented contemporary American artists to create works for the nation’s important new civic buildings, it is necessary to identify those artists. The GSA National Artist Registry (Registry) offers the opportunity for artists across the country to participate and to be considered for commissions.

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202504-3235-018 Form 1-SA SEC 2025-09-03 Received in OIRA
Extension without change of a currently approved collection
Form 1-SA

Key Information

Received 2025-09-03
OMB Control # 3235-0721
Previous ICR 202207-3235-025

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

15 USC 77g, 77j, 77s(a), 77z-3 (View Law)

15 USC 78c(b), 78l, 78m, 78o, 78w(a) (View Law)

15 USC 78mm (View Law)

Abstract

The Securities Act of 1933, as amended (the “Securities Act”), generally requires that a registration statement be filed with the Securities and Exchange Commission (the “Commission”) disclosing prescribed information before securities may be offered for sale to the public. While the Securities Act already authorizes the Commission to exempt certain securities and transactions from registration, Section 401 of the Jumpstart Our Business Startups Act added Section 3(b)(2) to the Securities Act, creating a new exemption from registration. The Commission has adopted various rules (collectively, “Regulation A”) establishing a limited offering exemption from the registration requirements of the Securities Act. Regulation A provides an exemption for offerings that satisfy certain conditions, such as filing an offering statement with the Commission, limiting the dollar amount of the offering and, in certain instances, filing ongoing reports with the Commission. Form 1-SA is filed with the Commission under Regulation A. The purpose of Forms 1-SA is to better inform the public about companies that have conducted Tier 2 offerings under Regulation A. Form 1-SA provides semiannual, interim financial statements and information about the issuer’s liquidity, capital resources and operations after the issuer’s second fiscal quarter. The Commission will use very little of the collected information itself, except on an occasional basis in the enforcement of federal securities laws.

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202508-1290-002 Formative Data Collections for DOL Research DOL/OS 2025-09-03 Received in OIRA
Extension without change of a currently approved collection
Formative Data Collections for DOL Research

Key Information

Received 2025-09-03
OMB Control # 1290-0043
Previous ICR 202502-1290-004

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

29 USC 3224(a) (View Law)

Abstract

The Chief Evaluation Office of DOL seeks approval of this generic clearance to allow DOL to conduct a variety of formative data collections. Under this generic clearance, DOL would engage in a variety of formative data collections with researchers, practitioners, technical assistance providers, service providers and potential participants throughout the field to fulfill the following goals: (1) inform the development of DOL research, (2) maintain a research agenda that is rigorous and relevant, (3) ensure that research products are as current as possible and (4) inform the provision of technical assistance. DOL envisions using a variety of techniques including semi-structured discussions, focus groups, surveys, and telephone or in-person interviews in order to reach these goals. The findings from this data collection can inform and support future and current research but that are not highly systematic or intended to be statistically representative or otherwise generalizable.

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202509-0938-001 Minimum Data Set 3.0 Nursing Home and Swing Bed Prospective Payment System (PPS) for the Collection of Data Related to the Patient Driven Payment Model and the Skilled Nursing Facility QRP (CMS-10387) HHS/CMS 2025-09-03 Received in OIRA
Revision of a currently approved collection
Minimum Data Set 3.0 Nursing Home and Swing Bed Prospective Payment System (PPS) for the Collection of Data Related to the Patient Driven Payment Model and the Skilled Nursing Facility QRP (CMS-10387)

Key Information

Received 2025-09-03
OMB Control # 0938-1140
Previous ICR 202507-0938-019

Federal Register Notices

60-Day FRN View Notice

Authorizing Statutes

42 USC 1395yy(e) (View Law)

Pub.L. 105 - 33 4432(a) (View Law)

Abstract

The Minimum Data Set (MDS) is a uniform instrument used in every Medicare/Medicaid certified nursing home in the United States to assess resident condition. It was developed in response to the Landmark Institute of Medicine (IOM) Report on Nursing Home Quality in 1987 where the MDS was seen as a critical component in efforts to improve the quality of care in nursing homes. The Omnibus Reconciliation Act of 1987 (OBRA 1987) also set forth new provisions for Medicare and Medicaid related to new standards for care in the nursing home setting. From its inception, the MDS was intended to serve several purposes: (1) Collect data to inform care plans (2) To generate quality indicators to evaluate nursing homes and guide improvement interventions (3) To serve as a data source for nursing home payment systems. Pursuant to sections 4204(b) and 4214(d) of OBRA 1987, the current requirements related to the submission and retention of resident assessment data are not subject to the Paperwork Reduction Act (PRA), but it has been determined that requirements for SNF staff performing, encoding and patient assessment data necessary administer the payment rate methodology described in 413.337, are subject to the PRA. The SNF QRP was established in CMS-1622-F (August 4, 2015; 80 FR 46390) and began collecting data from SNFs in fiscal year (FY) 2016 using the MDS. As described in section 1899B (b)(1)(B) of the Social Security Act (the Act), SNFs are required to submit standardized patient assessment data with respect to the following categories: • Functional Status • Cognitive Function • Special Services, Treatments, and Interventions • Medical Conditions and Comorbidities • Impairments • Other categories deemed necessary and appropriate by the Secretary Both the Patient Driven Payment Model (PDPM) in the SNF PPS and the SNF QRP collect data through the MDS 3.0. The PDPM was described and adopted for SNFs and Swing Beds in CMS-1696-F (August 8, 2018; 83 FR 39162). This package is a request for a revision to the current Minimum Data Set (MDS) assessment instrument for the Skilled Nursing Facility (SNF). This package represents a request from the Centers for Medicare & Medicaid Services (CMS) to implement the MDS 3.0 v1.18.11 beginning October 1, 2023 to October 1, 2026 in order to meet the requirements of policies finalized in the Federal Fiscal Year (FY) 2020 Skilled Nursing Facility (SNF) Prospective Payment System (PPS) final rule (CMS-1718-F, RIN 0938-AT75). A PRA package was submitted at the time of the finalized policies and approved on 11/22/2019, but the compliance date for the finalized policies (10/01/2020) was delayed due to the COVID-19 public health emergency (PHE). Please note, however, the burden was never retracted, and the implementation of the instrument was simply delayed. While there has been no change in assessment-level burden since the approval of the MDS 3.0 v1.17.2, there has been a change in total burden since 2019 when the package was originally approved due to a decrease in the number of MDS assessments completed and a change in the hourly rate for clinicians completing the assessment.

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202509-0938-002 Medicare Program: Prior Authorization Process for Certain Durable Medical Equipment, Prosthetics, Orthotics and Supplies (DMEPOS) (CMS-10524) HHS/CMS 2025-09-03 Received in OIRA
Reinstatement with change of a previously approved collection
Medicare Program: Prior Authorization Process for Certain Durable Medical Equipment, Prosthetics, Orthotics and Supplies (DMEPOS) (CMS-10524)

Key Information

Received 2025-09-03
OMB Control # 0938-1293
Previous ICR 202202-0938-007

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

42 USC 1395m (View Law)

Abstract

Section §414.234 of Social Security Act requires prior authorization as a condition of payment for certain Durable Medical Equipment, Prosthetics, Orthotics and Supplies (DMEPOS). A claim with a provisional affirmative prior authorization decision will be paid as long as all other requirements are met. A claim with a non-affirmative decision or without a decision and submitted for processing will be denied.

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202509-0938-006 Implementation of Medicare Programs; - Medicare Promoting Interoperability Program (CMS-10552) HHS/CMS 2025-09-03 Received in OIRA
Revision of a currently approved collection
Implementation of Medicare Programs; - Medicare Promoting Interoperability Program (CMS-10552)

Key Information

Received 2025-09-03
OMB Control # 0938-1278
Previous ICR 202507-0938-011

Federal Register Notices

60-Day FRN View Notice

Authorizing Statutes

Pub.L. 111 - 5 Title IV of Division B (View Law)

Pub.L. 111 - 5 Title XIII of Division A (View Law)

Abstract

Abstract (2000 characters maximum) The American Recovery and Reinvestment Act of 2009 (Recovery Act) (Pub. L. 111-5) was enacted on February 17, 2009, and includes measures to modernize our nation's infrastructure and improve affordable health care. Expanded use of health information technology (HIT) and certified electronic health record (EHR) technology will improve the quality and value of America's health care. Title IV of Division B of the Recovery Act amends Titles XVIII and XIX of the Social Security Act (the Act) by establishing incentive payments to eligible professionals, eligible hospitals and critical access hospitals (CAHs), and Medicare Advantage organizations participating in the Medicare and Medicaid programs that adopt and successfully demonstrate meaningful use of certified EHR technology (CEHRT). These Recovery Act provisions, together with Title XIII of Division A of the Recovery Act, may be cited as the “Health Information Technology for Economic and Clinical Health Act” or the “HITECH Act”. In 2019, the EHR Incentives Program for eligible hospitals and CAHs was subsequently renamed the Medicare Promoting Interoperability Program. We are collecting information from participants in this program on objectives and measures focused on the meaningful use of CEHRT in order to incentivize the advanced use of CEHRT to support health information exchange, interoperability, advanced quality measurement, and maximizing clinical effectiveness and efficiency. In the FY 2026 IPPS/LTCH PPS proposed rule, we proposed to adopt a new optional bonus measure under the Public Health and Clinical Data Exchange objective for health information exchange with a public health agency (PHA) that occurs using TEFCA, and where the eligible hospital or CAH meets certain additional requirements, beginning with the EHR reporting period in CY 2026. We also proposed to modify two measures: (1) the SAFER Guides measure, which we proposed to modify by requiring eligible hospitals and CAHs to attest “yes” to completing an annual self-assessment using the SAFER Guides published in January 2025 beginning with the EHR reporting period in CY 2026; and (2) the Security Risk Analysis measure, which we proposed to modify to require eligible hospitals and CAHs to attest “yes” to having conducted security risk management as required under the HIPAA Security Rule beginning with the EHR reporting period in CY 2026. We also proposed to define the EHR reporting period in CY 2026 and subsequent years as a minimum of any continuous 180-day period within that CY for eligible hospitals and CAHs participating in the Medicare Promoting Interoperability Program.

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202508-2577-002 Family Self-Sufficiency Program (FSS) HUD/PIH 2025-09-03 Received in OIRA
Reinstatement with change of a previously approved collection
Family Self-Sufficiency Program (FSS)

Key Information

Received 2025-09-03
OMB Control # 2577-0178
Previous ICR 202009-2577-001

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

Pub.L. 101 - 625 23(c) (View Law)

Abstract

Housing agencies enter into a Contract of Participation with each eligible family that opts to participate in the program; consult with local officials to develop an Action Plan; and report annually to HUD on implementation of the FSS program. PHAs may apply for funding to pay the salary (including fringe benefits) of FSS program coordinators.

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202508-0938-024 Hospice Request for Certification and Supporting Regulations (CMS-417) HHS/CMS 2025-09-03 Received in OIRA
Reinstatement with change of a previously approved collection
Hospice Request for Certification and Supporting Regulations (CMS-417)

Key Information

Received 2025-09-03
OMB Control # 0938-0313
Previous ICR 202106-0938-010

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

Pub.L. 97 - 248 1861 (View Law)

42 USC 418 (View Law)

Abstract

The Hospice Request for Certification Form is the identification and screening form used to initiate the certification process and to determine if the provider has sufficient personnel to participate in the Medicare program.

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202508-0660-001 NTIA Internet Use Survey DOC/NTIA 2025-09-03 Received in OIRA
Revision of a currently approved collection
NTIA Internet Use Survey

Key Information

Received 2025-09-03
OMB Control # 0660-0021
Previous ICR 202308-0660-001

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

47 USC 902 (View Law)

Abstract

The supplement requests information about households' Internet use, including the online activities that members conduct. In addition, the supplement seeks information about the reasons some households do not use the Internet at home or elsewhere.

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202507-0651-008 Global Intellectual Property Academy (GIPA) Surveys DOC/PTO 2025-09-03 Received in OIRA
No material or nonsubstantive change to a currently approved collection
Global Intellectual Property Academy (GIPA) Surveys

Key Information

Received 2025-09-03
OMB Control # 0651-0065
Previous ICR 202410-0651-004

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Abstract

The Global Intellectual Property Academy (GIPA) was established in 2006 to offer training programs on enforcement of intellectual property rights, patents, trademarks, and copyrights. These training programs are designed to meet the specific needs of foreign government officials concerning the various intellectual property topics. These training programs are instrumental in the USPTO achieving its objectives of halting intellectual property theft and advancing intellectual property right policies. Therefore, the United States Patent and Trademark Office (USPTO) is requesting approval to conduct voluntary customer satisfaction surveys to obtain feedback from the participants of GIPA's training programs. This information collection contains three voluntary customer satisfaction surveys: overseas program, post-program, and alumni.

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202508-0607-004 National Sample Survey of Registered Nurses DOC/CENSUS 2025-09-03 Received in OIRA
Revision of a currently approved collection
National Sample Survey of Registered Nurses

Key Information

Received 2025-09-03
OMB Control # 0607-1002
Previous ICR 202208-0607-002

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

42 USC Section 295k(a)-(b) (View Law)

13 USC Section 8b (View Law)

42 USC Section 294n(b)(2)(A) (View Law)

Abstract

The NSSRN is collected to help fulfill the congressional mandates of the Public Health Service Act, Title 42, U.S.C. Section 294n(b)(2)(A) and Section 295k(a)-(b). These mandates ensure the development of information describing and analyzing the health care workforce and workforce-related issues. Through means of collecting, compiling, and analyzing data on healthcare professionals, this survey provides required information for decision-making regarding future directions in health professions and nursing programs in response to societal and professional needs. Such data have become particularly important to better understand workforce issues given the recent dynamic changes in the RN population and the transformation of the healthcare system. Previous improvements to the NSSRN were made based on changes in healthcare policy, best practices in survey methodology, and a section on nurse practitioners (NPs) was added. Previously, NP data were collected in a separate survey called the National Sample Survey of Nurse Practitioners (NSSNP). The updated survey, which incorporates questions from both previous surveys, retains the name “The National Sample Survey of Registered Nurses.” The intent behind combining these two surveys was to reduce redundancy in the collection of data, which results in lower costs and burden on respondents that accompanied the administration of two separate surveys. The 2022 NSSRN had some changes to content from 2018, but it did not undergo a major redesign.

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202505-2900-002 Request for Determination of Loan Guaranty Eligibility - Unmarried Surviving Spouses (VA Form 26-1817) VA 2025-09-03 Received in OIRA
Revision of a currently approved collection
Request for Determination of Loan Guaranty Eligibility - Unmarried Surviving Spouses (VA Form 26-1817)

Key Information

Received 2025-09-03
OMB Control # 2900-0055
Previous ICR 202205-2900-008

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

38 USC 3702 (View Law)

38 USC 3701 (View Law)

Abstract

The VA Form 26-1817 is submitted by an unmarried surviving spouse of a veteran whose death was service-connected for determination of eligibility for VA home loan benefits as authorized by 38 U.S.C. 3701(b)(2). Serves to record application and internal VA processing of request including verification on veterans service-connected death and status of applicant as unmarried surviving spouse.

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202505-2506-002 Housing Trust Fund (HTF) HUD/CPD 2025-09-03 Received in OIRA
Revision of a currently approved collection
Housing Trust Fund (HTF)

Key Information

Received 2025-09-03
OMB Control # 2506-0215
Previous ICR 202204-2506-002

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Abstract

The HTF statute imposes a number of data collection and reporting requirements on the Department and on program participants. Information on assisted properties as well as on the owners or tenants of the properties is needed to fulfill the statutory requirements. This burden includes making the information available to HUD for monitoring the performance of the program participants and ensuring compliance with all program requirements.

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202507-1076-001 Leasing of Osage Reservation Lands for Oil and Gas Mining (25 CFR 226) DOI/BIA 2025-09-03 Received in OIRA
Extension without change of a currently approved collection
Leasing of Osage Reservation Lands for Oil and Gas Mining (25 CFR 226)

Key Information

Received 2025-09-03
OMB Control # 1076-0180
Previous ICR 202203-1076-001

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

34 Stat. 543

Abstract

In 1906, Congress passed “An Act for the division of the lands and funds of the Osage Indians in Oklahoma Territory, and for other purposes,” providing for allotment of the Osage Nation’s lands. See Act of June 28, 1906, Pub. L. No. 59-321, 34 Stat. 539, as amended (1906 Act). Section 3 of the 1906 Act severed the surface estate from the subsurface mineral estate (Osage Mineral Estate) and reserved all oil, gas, coal, and other minerals to the Osage Nation. Thus, the United States holds the Osage Mineral Estate in trust for the benefit of the Osage Nation. The 1906 Act authorizes the Osage Nation to lease the Osage Mineral Estate for oil and gas mining, subject to the approval of the Secretary of the Interior and under such rules and regulations as he may prescribe. The regulations governing such leasing are set forth in 25 CFR 226. The information collections in 25 CFR part 226 specify what information lessees, operators, and others must provide to the BIA regarding leasing, exploration, development, and production. These information collections are necessary for the BIA to administer leasing of the Osage Mineral Estate, collect and account for royalty revenues, and ensure the protection of resource values.

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202506-2900-008 Authorization to Disclose Personal Information to a Third Party – Education Benefits (VA Form 22-10278) VA 2025-09-03 Received in OIRA
Revision of a currently approved collection
Authorization to Disclose Personal Information to a Third Party – Education Benefits (VA Form 22-10278)

Key Information

Received 2025-09-03
OMB Control # 2900-0914
Previous ICR 202205-2900-005

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

38 USC 5701 (View Law)

5 USC 552(b) (View Law)

Abstract

VA Form 22-10278 is used to release information in its custody or control in the following circumstances: where the individual identifies the particular information and consents to its use; for the purpose for which it was collected or a consistent purpose (i.e., a purpose which the individual might have reasonably expected). By law, VA must have a claimants or beneficiary’s written permission (an "authorization") to use or give out claim or benefit information for any purpose that is not contained in VA’s System of Records, 58VA21/22/28 Compensation, Pension, Education and Veteran Readiness and Employment Records-VA. The claimant or beneficiary may revoke the authorization at any time, except if VA has already acted based on the claimant’s permission.

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202508-0648-004 Tuna Tracking and Verification Program DOC/NOAA 2025-09-03 Received in OIRA
Revision of a currently approved collection
Tuna Tracking and Verification Program

Key Information

Received 2025-09-03
OMB Control # 0648-0335
Previous ICR 202204-0648-007

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

16 USC 1361 et seq (View Law)

16 USC 1411-1418 (View Law)

16 USC 1385 (View Law)

Abstract

This request is for the revision and extension of OMB Control Number: 0648-0335, sponsored by the National Oceanic and Atmospheric Administration’s (NOAA’s) National Marine Fisheries Service (NMFS), Office of International Affairs, Trade, and Commerce (IATC). Currently, OMB Control Number 0648-0335 includes one information collection: the Fisheries Certificate of Origin (FCO; also known as the NOAA Form 370). The revision will transfer five (5) information collections included under OMB Control Number 0648-0387, sponsored by NMFS, West Coast Region (WCR), to 0648-0335. The purpose of this transfer is to more accurately reflect how the information is being managed. The five information collections being transferred will be removed from 0648-0387 during its next renewal process and included under 0648-0335 going forward. There are no substantive changes to either the Fisheries Certificate of Origin, or the five information collections being transferred from 0648-0387.

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202412-1219-004 Surface Coal Mines Daily Inspection; Certified Person; Reports of Inspection DOL/MSHA 2025-09-02 Received in OIRA
Extension without change of a currently approved collection
Surface Coal Mines Daily Inspection; Certified Person; Reports of Inspection

Key Information

Received 2025-09-02
OMB Control # 1219-0083
Previous ICR 202205-1219-001

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

30 USC 811 (View Law)

30 USC 813(h) (View Law)

Abstract

Mine operators ensure a safe working environment for miners by conducting on shift examinations for hazardous conditions in working areas and surface installations. Section 77.1713, Title 30 of the Code of Federal Regulations requires coal mine operators to conduct examinations of each active working area of surface mines, active surface installations at these mines, facilities and preparation plants not associated with underground coal mines for hazardous conditions during each shift. A report of hazardous conditions detected must be entered into a record book along with a description of any corrective actions taken.

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202504-3235-023 Rule 17a-10, Exemption for transactions with certain subadvisory affiliates SEC 2025-09-02 Received in OIRA
Extension without change of a currently approved collection
Rule 17a-10, Exemption for transactions with certain subadvisory affiliates

Key Information

Received 2025-09-02
OMB Control # 3235-0563
Previous ICR 202206-3235-003

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

15 USC 80a (View Law)

Abstract

Rule 17a-10 (17 CFR 270.17a-10) under the Investment Company Act of 1940 permits (i) a subadviser of a registered investment company (a “fund”) to enter into transactions with funds the subadviser does not advise but that are affiliated persons of a fund that it does advise (e.g., other funds in the fund complex), and (ii) a subadviser (and its affiliated persons) to enter into transactions and arrangements with funds the subadviser does advise, but only with respect to discrete portions of the subadvised fund for which the subadviser does not provide investment advice. The exemptions under Rule 17a-10 are intended to allow a subadviser to enter into such a transaction provided the subadviser does not influence the fund’s investment decision to engage in the transaction. In order to rely on the exemptions in rule 17a-10, funds must include in their subadvisory contracts the provisions required under rule 17a-10(a)(2) to ensure that the subadviser that engages in the transaction does not influence the fund’s investment decisions to engage in the transaction. Section 31(a) of the Investment Company Act of 1940 and rules 31a-1 and 31a-2 thereunder, require investment companies to maintain and preserve records related to investment advisory agreements, including those agreements with subadvisors.

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202412-1219-006 Pattern of Violations DOL/MSHA 2025-09-02 Received in OIRA
Extension without change of a currently approved collection
Pattern of Violations

Key Information

Received 2025-09-02
OMB Control # 1219-0150
Previous ICR 202205-1219-002

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

30 USC 811(a) (View Law)

30 USC 813(h) (View Law)

Abstract

The Federal Mine Safety and Health Act of 1977 (Mine Act), as amended, places the ultimate responsibility on mine operators for ensuring the safety and health of miners. The legislative history of the Mine Act emphasizes that Congress included the pattern of violations (POV) provision for mine operators who demonstrated a disregard for the safety and health of miners through a recurring pattern of significant and substantial (S&S) violations. MSHA was to use the POV provision in situations where other enforcement actions had been ineffective at bringing the mines into compliance with safety and health standards. This final rule will simplify the POV criteria, improve consistency in applying the POV criteria, and more adequately achieve the statutory intent. It also will encourage chronic violators to take proactive measures to comply with the Mine Act and MSHA's safety and health standards to bring their mines into compliance. This final rule contains a provision subject to review and approval by OMB under the Paperwork Reduction Act of 1995 (PRA). MSHA is submitting this information collection package to OMB for review under 44 U.S.C. § 3504, paragraph (h) of the PRA, as amended (44 U.S.C. 3501 et seq.). The existing rule included mitigating circumstances under the initial screening criteria, but does not define mitigating circumstances. MSHA explains its intent in policy. The final rule incorporates the initial screening criteria into the pattern criteria for placing a mine in a POV status. The preamble to the final rule states that MSHA will consider an operator's effective implementation of an MSHA-approved corrective action program as a mitigating circumstance. MSHA expects that most mine operators, who compare their compliance record with the POV criteria on MSHA's Web site and determine that they are approaching a POV level, will submit a written corrective action program to the District Manager for approval and work to bring their mines into compliance to avoid being issued a POV notice, which could result in the temporary closure of the mine or sections of the mine. MSHA believes that an operator who implements a corrective action program is demonstrating a commitment to complying with MSHA's standards and regulations, and to restoring safe and healthful conditions for miners.

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202508-1513-005 Drawback on Wines Exported TREAS/TTB 2025-09-02 Received in OIRA
No material or nonsubstantive change to a currently approved collection
Drawback on Wines Exported

Key Information

Received 2025-09-02
OMB Control # 1513-0016
Previous ICR 202302-1513-010

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

26 USC 5062(b) (View Law)

Abstract

In general, the Internal Revenue Code (IRC) at 26 U.S.C. 5041 imposes Federal excise tax on wine produced or imported into the United States, while section 5362(c) allows domestic wine to be exported, transferred to a foreign trade zone, or used on certain vessels and aircraft without payment of that tax. In the case of taxpaid domestic wine that is subsequently exported, the IRC at 26 U.S.C. 5062(b) provides that exporters of such wine may claim drawback (refund) of the excise tax paid or determined on the exported wine. Under the Alcohol and Tobacco Tax and Trade Bureau (TTB) regulations in 27 CFR Part 28, Exportation of Alcohol, exporters of taxpaid domestic wine use form TTB F 5120.24 to document the wine’s exportation and to submit drawback claims for the excise taxes paid on the exported wine. TTB uses the provided information to determine if the exported wine is eligible for drawback and to verify the amount of drawback claimed by the exporter. As such, the collected information collection is necessary to protect the revenue.

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ICR Data Dictionary

Field

Description

Example

Reference Number

Unique identifier for an ICR submission, consisting of the year, agency code, and submission number.

202212-1505-001

Title

Name of the information collection.

Annual Survey of Manufactures

Agency

Federal agency and subagency responsible for the information collection.

Department of Commerce/Census Bureau

Status

Current status of the ICR in the review process.

Active, Concluded, Withdrawn

Request Type

Type of request being made (e.g., new collection, extension, revision).

New Collection, Extension, Revision

Presidential Action

Indicates if the ICR is related to a Presidential action such as an Executive Order.

EO 14168 Defending Women

OMB Control Number

Identifier assigned by OMB to approved information collections.

0607-0449

Abstract

Brief description of the information collection's purpose and use.

N/A

AuthorizingStatues

Names of federal laws that authorize the agency to collect the information.

N/A

AuthorizingStatuesDetails

Additional details about the legal authority for the information collection, including a URL linking to the full text.

N/A

CitationsForNewStatutoryRequirements

Legal citations that have introduced new or modified statutory requirements since the last ICR submission.

N/A

FederalRegisterNotices

Lists citations of 60-day and 30-day notices published in the Federal Register.

N/A

PublicCommentsReceived

Indicates whether any public comments were received during the Federal Register notice period.

N/A

InformationCollections

Lists the individual information collections associated with the ICR. Each collection includes metadata such as the title, a URL to the collection, the form number (if applicable), and a URL to the form.

N/A

RequestType Filters

1. Select "New collection (Request for an OMB Control Number)" for collections that had not previously been used or sponsored by the agency.

2. Select "Extension without change or a currently approved collection" for collections where the agency wished only to extend the approval of an active collection past its current expiration date without making any material change in the collection instrument, instructions, frequency of collection, or the use to which the information is to be put.

3. Select "Revision of a currently approved collection" for collections where the agency request included a material change to the collection instrument, instructions, its frequency of collection, or the use to which the information is to be put.

4. Select "Reinstatement without change of a previously approved collection" for collections which previously had OMB approval, but the approval had expired or was discontinued before this submission was made, and there is no change to the collection.

5. Select "Reinstatement with change of a previously approved collection" for collections which previously had OMB approval, but the approval has expired or was discontinued before this submission was made, and there is some change to the collection.

6. Select "Existing collection in use without OMB control number" when the collection is currently in use but does not have an OMB control number.

7. Select "No material or nonsubstantive change to a currently approved collection" for collections which introduce minor changes to the ICR, but do not extend the expiration date of the collection.

8. Select "RCF No material or nonsubstantive change to a currently approved collection" for RCF collections that introduce changes to the usage of an active RCF.

9. Select "RCF New" for RCF collections that are the initial usage of the Common Form Host ICR by the using agency.

10. Select "RCF Recertification" for RCF collections that had been recertified due to changes in its related Common Form Host ICR.

[1] "Nonsubstantive" and "nonmaterial" changes introduce minor modifications to the ICR but do not extend the collection's expiration date or require a public comment period.

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