Change Requests

What is an ICR?

An Information Collection Request (ICR) is a federal agency's request for approval from the Office of Management and Budget (OMB) to collect information from the public. Under the Paperwork Reduction Act (PRA), agencies must justify why the information is needed and how it will be used.

When are they submitted?

Federal agencies are required to submit an ICR whenever they create, renew, modify an information collection. Each ICR includes a description of the collection, supporting materials and documentation (such as forms, surveys, or scripts), and proof that the agency has met the requirements of the PRA.

The ICR is submitted to the The Office of Information and Regulatory Affairs (OIRA) within OMB for review and approval. OIRA grants approval for a maximum of three years, after which the collection must be renewed through a new ICR submission.

Where to find an ICR?

ICRs are publicly available on RegInfo.gov, and additional guidance can be found in the FAQs.

Note: Presidential Action influences are notated for ICRs received between January 20, 2025 and July 19, 2025.

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Title
Reference Number
OMB Control Number
Agency
Received
Concluded
Action
Status
Request Type
Presidential Action

Title:

Management Information System for Comprehensive Cancer Control Programs

Reference Number:

202307-0920-003

Omb Control Number:

0920-0841

Agency:

HHS/CDC

Received:

2023-07-27

Concluded:

2023-09-30

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Management Information System for Comprehensive Cancer Control Programs

Key Information

Abstract

CDC developed a web-based database to collect information about activities conducted through the National Comprehensive Cancer Control Program (NCCCP). The 66 respondents represent all 50 states, the District of Columbia, 7 territories/US Pacific Island jurisdictions, and 8 tribes/tribal organizations. Information is used to monitor program outcomes, report progress on objectives, and respond to public inquiries about the NCCCP. CDC seeks OMB approval to use the MIS to collect, store, retrieve, share, and report accurate and timely information to monitor awardee performance and resource use. This Revision is submitted to increase efficiencies across information collections for the NCCCP. Under the previous NOFO (DP17-1701), key informant interviews and the NCCCP survey were collected via the CSTLTS generic IC package (OMB No. 0920-0879). For this revision application, CDC proposes updating and continuing utilization of the approved data collection instruments under OMB No. 0920-0841. The Chronic Disease Management Information System has been retired in order to leverage new, more efficient technologies that include but are not limited to online program monitoring systems and electronic surveys using REDCAP. Additional online data management system used for DP22-2202 will be the Awardee Management Platform (AMP), NCCCP Survey and NCCCP Annual Key Informant Interviews. CDC requests approval for an increase to 276 annual burden hours

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

42 USC 301
View Law

Presidential Action:

-

Title:

FCC Remittance Advice Forms: FCC Form 159/159-C, 159-B, 159-E, and 159-W

Reference Number:

202307-3060-028

Omb Control Number:

3060-0589

Agency:

FCC

Received:

2023-07-27

Concluded:

2023-09-25

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
FCC Remittance Advice Forms: FCC Form 159/159-C, 159-B, 159-E, and 159-W

Key Information

Abstract

The FCC Forms 159/159-C, 159-B, 159-E, 159-W and blank Form 159-W Worksheet are remittance advice forms that applicants/licensees are required to file when making payments to the Commission for including, but not limited to: regulatory fees, application fees, auction participation, fines, forfeitures, Freedom of Information Act billings, and any other debt due to the Commission.

Federal Register Notices

60-Day FRN
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30-Day FRN
View Notice

Authorizing Statutes

47 USC 158
View Law
47 USC 159
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47 USC 309(j)
View Law
Pub.L. 104 - 134 Section 31001
View Law

Presidential Action:

-

Title:

Notice of Firearms Manufactured or Imported

Reference Number:

202307-1140-004

Omb Control Number:

1140-0012

Agency:

DOJ/ATF

Received:

2023-07-27

Concluded:

2023-10-05

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Notice of Firearms Manufactured or Imported

Key Information

Abstract

The Notice of Firearms Manufactured or Imported - ATF Form 2 (5320.2) is required of (1) a person who is qualified to manufacture National Firearms Act (NFA) firearms, or (2) a person who is qualified to import NFA firearms to register manufactured or imported NFA firearm(s).

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

18 USC 40
View Law
18 USC 842
View Law
26 USC 5841
View Law

Presidential Action:

-

Title:

Community Wood Energy and Wood Innovation Program (CWEWIP)

Reference Number:

202306-0596-003

Omb Control Number:

0596-0257

Agency:

USDA/FS

Received:

2023-07-27

Concluded:

2024-07-17

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Community Wood Energy and Wood Innovation Program (CWEWIP)

Key Information

Abstract

CWEWIP will support the installation of thermally led community wood energy systems or development and expansion of innovative wood product facilities. The intent of the CWEWIP is to support forest health and stimulate local economies by expanding renewable wood energy use and innovative wood products manufacturing capacity

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 115 - 334 9013
View Law
Pub.L. 117 - 58 Division J Title VI
View Law
7 USC 8113
View Law

Presidential Action:

-

Title:

Wood Innovations Funding Opportunity (WIFO) Program

Reference Number:

202306-0596-004

Omb Control Number:

0596-0256

Agency:

USDA/FS

Received:

2023-07-27

Concluded:

2024-06-11

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Wood Innovations Funding Opportunity (WIFO) Program

Key Information

Abstract

The Wood Innovations Funding Opportunity (grant) stimulates and expands wood products and wood energy markets. Relevant legislation includes the Bipartisan Infrastructure Law (BIL), Agriculture Improvement Act of 2018 (Public Law 115- 334) and Rural Revitalization Technologies (7 U.S. Code [USC] 6601). National focus areas include mass timber, renewable wood energy, and technological development that supports fuel reduction and sustainable forest management.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 115 - 334 9013
View Law
Pub.L. 117 - 169 23002
View Law
Pub.L. 117 - 58 Div J Title VI
View Law
7 USC Sec 8113
View Law

Presidential Action:

-

Title:

CFM Stakeholder Feedback Survey

Reference Number:

202303-2900-004

Omb Control Number:

2900-0931

Agency:

VA

Received:

2023-07-26

Concluded:

2023-08-28

Action:

Approved without change

Status:

Active

Request Type:

New collection (Request for a new OMB Control Number)
CFM Stakeholder Feedback Survey

Key Information

Abstract

As part of CFM's focus on quality assurance and continuous improvement, CFM leadership established the Stakeholder Feedback Program to solicit input from affected stakeholders, identify challenges, and implement improvements to enhance CFM's service delivery. The Stakeholder Feedback Program’s vision is to improve overall project quality and delivery using near real-time stakeholder feedback.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Presidential Action:

-

Title:

Request for Verification of Birth

Reference Number:

202306-0704-001

Omb Control Number:

0704-0006

Agency:

DOD/DODDEP

Received:

2023-07-26

Concluded:

2023-08-28

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Request for Verification of Birth

Key Information

Abstract

Title 10, USC, Sections 504, 505, 532, and 5013 require that applicants must meet minimum and maximum age requirements and citizenship requirements for enlistment in the Armed Forces. If an applicant is unable to produce a birth certificate, this information is collected using the DD Form 372, "Request for Verification of Birth." This form is sent to state or local agencies and is considered the official DOD request for birth verification.

Federal Register Notices

60-Day FRN
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30-Day FRN
View Notice

Authorizing Statutes

10 USC 504
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10 USC 505
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10 USC 532
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10 USC 5013
View Law

Presidential Action:

-

Title:

Supplemental Registration Statement of Individuals (Foreign Agents)

Reference Number:

202307-1124-002

Omb Control Number:

1124-0002

Agency:

DOJ/NSD

Received:

2023-07-26

Concluded:

2023-10-05

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Supplemental Registration Statement of Individuals (Foreign Agents)

Key Information

Abstract

Form contains supplemental registration and information used in registering foreign agents under the Foreign Agents Registration Act of 1938, as amended, 22 U.S.C. 611, et seq.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

22 USC 611
View Law

Presidential Action:

-

Title:

Amendment to Registration or Supplemental Statements (Foreign Agents)

Reference Number:

202307-1124-003

Omb Control Number:

1124-0003

Agency:

DOJ/NSD

Received:

2023-07-26

Concluded:

2023-10-05

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Amendment to Registration or Supplemental Statements (Foreign Agents)

Key Information

Abstract

Form is used in registration of foreign agents when changes are required under provisions of the Foreign Agents Registration Act of 1938, as amended, 22 U.S.C. 611, et.seq,

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

22 USC 611
View Law

Presidential Action:

-

Title:

Exhibit A to Registration Statement (Foreign Agents)

Reference Number:

202307-1124-006

Omb Control Number:

1124-0006

Agency:

DOJ/NSD

Received:

2023-07-26

Concluded:

2023-10-05

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Exhibit A to Registration Statement (Foreign Agents)

Key Information

Abstract

Form used to register foreign agents as required by 22 U.S.C. 611 et seq., and must be utilized within 10 days of date contract is made or when initial activity occurs, whichever is first.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

22 USC Section 612
View Law

Presidential Action:

-

Title:

Certificate of Identity

Reference Number:

202307-1530-001

Omb Control Number:

1530-0026

Agency:

TREAS/FISCAL

Received:

2023-07-26

Concluded:

2023-10-13

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Certificate of Identity

Key Information

Abstract

The information is requested to establish the identity of the owner of U.S. Savings Securities in a claim for payment by a disinterested person.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

31 USC 31
View Law

Presidential Action:

-

Title:

Special Form of Request for Payment of U.S. Savings and Retirement Sec. Where Use of a Detached Request is Authorized.

Reference Number:

202307-1530-002

Omb Control Number:

1530-0028

Agency:

TREAS/FISCAL

Received:

2023-07-26

Concluded:

2023-10-13

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Special Form of Request for Payment of U.S. Savings and Retirement Sec. Where Use of a Detached Request is Authorized.

Key Information

Abstract

The information is requested to establish ownership and request for payment of United States Savings Bonds, Savings Notes, Retirement Plan Bonds, and Individual Retirement Bonds.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

31 USC 31
View Law

Presidential Action:

-

Title:

Pools and Associations - Annual Letter

Reference Number:

202307-1530-003

Omb Control Number:

1530-0007

Agency:

TREAS/FISCAL

Received:

2023-07-26

Concluded:

2023-10-13

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Pools and Associations - Annual Letter

Key Information

Abstract

Information collected determines acceptable percent for each pool and association Treasury Certified companies are given credit for on Treasury Schedule F for authorized ceded reinsurance in determining the companies' underwriting limitations.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

31 USC 9304-9308
View Law

Presidential Action:

-

Title:

SF-425 Federal Financial Report 4040-0014 and SF-425A Federal Financial Report Attachment

Reference Number:

202307-4040-001

Omb Control Number:

4040-0014

Agency:

EGOV

Received:

2023-07-26

Concluded:

2023-10-04

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
SF-425 Federal Financial Report 4040-0014 and SF-425A Federal Financial Report Attachment

Key Information

Abstract

The forms are a standard government wide forms for grantees to use in reporting financial status and cash disbursement under grants.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 106 - 107 3(2)
View Law

Presidential Action:

-

Title:

Registration Statement of Individuals (Foreign Agents)

Reference Number:

202307-1124-001

Omb Control Number:

1124-0001

Agency:

DOJ/NSD

Received:

2023-07-26

Concluded:

2023-10-05

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Registration Statement of Individuals (Foreign Agents)

Key Information

Abstract

Form contains registration statement and information used for registering foreign agents under the Foreign Agents Registration Act of 1938, as amended, 22 U.S. Section 611, et seq.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

22 USC 611
View Law

Presidential Action:

-

Title:

Short-form Registration Statement of Individuals (Foreign Agents)

Reference Number:

202307-1124-005

Omb Control Number:

1124-0005

Agency:

DOJ/NSD

Received:

2023-07-26

Concluded:

2023-10-05

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Short-form Registration Statement of Individuals (Foreign Agents)

Key Information

Abstract

Form is used to register foreign agents as required by the Foreign Agents Registration Act of 1938, as amended, 22 U.S.C. 611, et seq.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

22 USC 611
View Law

Presidential Action:

-

Title:

Data for Payment of Retired Personnel

Reference Number:

202304-0704-002

Omb Control Number:

0704-0569

Agency:

DOD/DODDEP

Received:

2023-07-26

Concluded:

2023-08-28

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Data for Payment of Retired Personnel

Key Information

Abstract

To collect information needed to establish a retired/retainer pay account for members of the Uniformed Services who are retiring or reaching the age of eligibility to receive retired pay. This includes designation of beneficiaries for unpaid retired pay, state tax withholding election, lump sum of retired pay election, information on dependents, and election of Survivor Benefit Plan coverage.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

10 USC Section 1415
View Law

Presidential Action:

-

Title:

Exhibit B to Registration Statement (Foreign Agents)

Reference Number:

202307-1124-004

Omb Control Number:

1124-0004

Agency:

DOJ/NSD

Received:

2023-07-26

Concluded:

2023-10-05

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Exhibit B to Registration Statement (Foreign Agents)

Key Information

Abstract

Form is used to augment the registration statement of foreign agents as required by the provisions of 22 U.S.C. 611, et seq., within 10 days of the date a contract is made or when initial activity occurs, whichever is first.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

22 USC 611
View Law

Presidential Action:

-

Title:

Water Resources Management – Institutional Resiliency, Hazards Planning, and Data Delivery Needs Information Collection

Reference Number:

202304-1028-003

Omb Control Number:

1028-0131

Agency:

DOI/GS

Received:

2023-07-25

Concluded:

2023-09-13

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Water Resources Management – Institutional Resiliency, Hazards Planning, and Data Delivery Needs Information Collection

Key Information

Abstract

The United States is facing growing challenges related to the availability of water due to shifting demographics, aging water delivery infrastructure, and the impacts of climate change, which include flood and drought. Working with incomplete knowledge, managers must consider the needs of various demographic groups and economic sectors when making management decisions as well as when responding to emergencies. We will collect information regarding the decision-making process, data and data format needs to support daily, long-term, and emergency response decision-making. Information will also be sought on the resiliency of water resource management institutions. A lack of resiliency within water institutions can lead to poor decision-making and outcomes that produce conflict between water use sectors, states, or communities and ultimately may led to crisis. This information will support the delivery of appropriate data, in appropriate formats, at the right time for decision-making and emergency response as well as how water resource institutions can be more resilient in the face of the many water resources challenges the nation currently faces.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

43 USC 31
View Law

Presidential Action:

-

Title:

Consolidated Audit Trail NMS Plan (NMS Plan Required to be Filed under Commission Rule 613)

Reference Number:

202306-3235-008

Omb Control Number:

3235-0671

Agency:

SEC

Received:

2023-07-25

Concluded:

2023-10-13

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Consolidated Audit Trail NMS Plan (NMS Plan Required to be Filed under Commission Rule 613)

Key Information

Abstract

Rule 613 requires the national securities exchanges and national securities association ("Participants") to develop and file a national market system (“NMS”) plan to govern the creation, implementation and maintenance of a consolidated audit trail and central repository for the collection of information for NMS securities. The NMS plan must require each SRO and its respective members to provide certain data to the central repository in compliance with Rule 613. The Participants filed the NMS plan required by Rule 613 ("CAT NMS Plan"). This PRA contains the information collections required by Rule 613, as informed by the data that was provided in the CAT NMS Plan. The Commission approved the initial NMS plan in November 2016.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

15 USC 78k-1(a)(3)(B)
View Law

Presidential Action:

-

Title:

Servicing Minor Program Loans

Reference Number:

202307-0560-002

Omb Control Number:

0560-0230

Agency:

USDA/FSA

Received:

2023-07-25

Concluded:

2023-08-28

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Servicing Minor Program Loans

Key Information

Abstract

The Farm Service Agency (FSA) is collecting information from the borrowers to process request and compliance for Servicing Minor Program Loans.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

7 USC 1981
View Law

Presidential Action:

-

Title:

Empowering Broadband Consumers Through Transparency, Report and Order and Further Notice of Proposed Rulemaking, CG Docket No. 22-2, FCC 22-86 (Broadband Consumer Label)

Reference Number:

202307-3060-030

Omb Control Number:

3060-1316

Agency:

FCC

Received:

2023-07-25

Concluded:

2023-09-19

Action:

Approved with change

Status:

Active

Request Type:

New collection (Request for a new OMB Control Number)
Empowering Broadband Consumers Through Transparency, Report and Order and Further Notice of Proposed Rulemaking, CG Docket No. 22-2, FCC 22-86 (Broadband Consumer Label)

Key Information

Abstract

On November 14, 2022, the Commission adopted a Report and Order and Further Notice of Proposed Rulemaking (Broadband Label Order) requiring ISPs to display a new broadband label to help consumers comparison shop among broadband services, thereby implementing section 60504 of the Infrastructure Act. Specifically, the Commission required ISPs to display, at the point of sale, a broadband consumer label containing critical information about the provider’s service offerings, including information about pricing, introductory rates, data allowances, performance metrics, and whether the provider participates in the Affordable Connectivity Program (ACP). The Commission required that ISPs display the label for each stand-alone broadband Internet access service they currently offer for purchase, and that the label link to other important information such as network management practices, privacy policies, and other educational materials. Consistent with the Infrastructure Act, the label adopted for fixed and mobile broadband Internet access service is similar to the two labels the Commission approved in 2016, with certain modifications. In addition to label content, the Commission adopted requirements for the label’s format and display location to ensure consumers can make side-by-side comparisons of various service offerings from an individual provider or from alternative providers—something essential for making informed decisions. In this way, the label resembles the well-known nutrition labels that consumers have come to rely on when shopping for food products. The label must be accessible for people with disabilities and for non-English speakers. A customer’s label must also be available via the provider’s online account portal. In addition, third parties will be able to easily analyze information contained in the labels and help consumers with their purchase decisions, as providers are required to make the label content available in a machine-readable format on their websites. Finally, the Commission adopted a label template (shown below) that all ISPs are required to display at the point of sale. This label establishes the formatting and content of all requirements adopted in the Broadband Label Order. On July 18, 2023, the Commission’s Consumer and Governmental Affairs Bureau (CGB) released an Order updating the template for the broadband consumer label. The revised template reflects a new Affordable Connectivity Program (ACP) application landing page, now available at GetInternet.gov. This action did not modify or otherwise change any entity’s underlying responsibilities under the Broadband Label Order. CGB also made clear that, should a provider be required to display a Spanish version of the label, it must include the Spanish-language landing page for the ACP: AccedeaInternet.gov. If necessary, the Commission will submit the updated label separately to OMB pursuant to its non-substantive modification process.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

47 USC 154(i) and (j), 163, 201(b)
View Law
47 USC 254, 257, 301, 303, 332, 316
View Law

Presidential Action:

-

Title:

Application, Reports, and Recordkeeping for the Direct Component and the Centers of Excellence Research Grants Program under the RESTORE Act

Reference Number:

202307-1505-001

Omb Control Number:

1505-0250

Agency:

TREAS/DO

Received:

2023-07-24

Concluded:

2023-10-06

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Application, Reports, and Recordkeeping for the Direct Component and the Centers of Excellence Research Grants Program under the RESTORE Act

Key Information

Abstract

Authorized under the Resources and Ecosystems Sustainability, Tourist Opportunities, and Revived Economies of the Gulf Coast States Act (RESTORE Act) (P.L. 112-141), the Department of the Treasury implements several provisions of the Act, more specifically the Direct Component and the Centers of Excellence Research Grants Program. These programs require Treasury to award grants from the Gulf Coast Restoration Trust Fund (Trust Fund) equally to the five Gulf Coast States impacted by the Deepwater Horizon Oil Spill. The Direct Component recipients include Alabama, 23 Florida counties, Louisiana, 20 Louisiana parishes, Mississippi, and Texas. Alabama, Florida, Louisiana, Mississippi, and Texas equally share the Centers of Excellence Research Grants Program allocations from Trust Fund deposits.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 112 - 141 Title I, subtitle F
View Law
33 USC 1251
View Law
Pub.L. 117 - 58 70914(a)
View Law

Presidential Action:

-

Title:

Filings Related to the Gramm-Leach-Bliley Act

Reference Number:

202307-7100-002

Omb Control Number:

7100-0292

Agency:

FRS

Received:

2023-07-24

Concluded:

2023-07-24

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Filings Related to the Gramm-Leach-Bliley Act

Key Information

Abstract

These reporting and recordkeeping requirements, which are related to amendments made by the Gramm-Leach-Bliley Act (GLB Act) to the Bank Holding Company Act of 1956 (BHC Act) and the Federal Reserve Act (FRA), are composed of the following: • Declarations to Become a Financial Holding Company (FR 4010), • Requests for Determinations and Interpretations Regarding Activities Financial in Nature (FR 4011), • Notices of Failure to Meet Capital or Management Requirements (FR 4012), • Notices by State Member Banks to Invest in Financial Subsidiaries (FR 4017), • Regulatory Relief Requests Associated with Merchant Banking Activities (FR 4019), and • Recordkeeping Requirements Associated with Merchant Banking Activities (FR 4023).

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

12 USC 1843(l)
View Law
12 USC 1467a(c)(2)(H)
View Law
12 USC 3106(a)
View Law
12 USC 1843(j)-(k)
View Law
12 USC 1844(b)
View Law
12 USC 1467a(g)
View Law
12 USC 3106
View Law
12 USC 335
View Law
12 USC 1843(k)(7)
View Law

Presidential Action:

-

Title:

Volcker Rule Restrictions on Proprietary Trading and Relationships with Hedge Funds and Private Equity Funds

Reference Number:

202307-3064-005

Omb Control Number:

3064-0184

Agency:

FDIC

Received:

2023-07-24

Concluded:

2023-10-13

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Volcker Rule Restrictions on Proprietary Trading and Relationships with Hedge Funds and Private Equity Funds

Key Information

Abstract

Section 619 of the Dodd-Frank Act added a new section 13 to the Bank Holding Company (“BHC”) Act (codified at 12 U.S.C. § 1851) that, subject to certain exemptions, generally prohibits any banking entity from engaging in proprietary trading or from investing in, sponsoring, or having certain relationships with a hedge fund or private equity fund (“covered fund”) (the “Volcker Rule”). The BHC Act also provides for certain nonbank financial companies that engage in such activities or have such investments or relationships to be subject to additional capital requirements, quantitative limits, or other restrictions. The agencies are revising to the Volcker Rule to provide banking entities with a greater certainty about what activities are prohibited and to improve supervision and implementation of section 13 of the BHC Act, while reducing the overall complexity and burden associated with the prior rule.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 115 - 174 203
View Law
Pub.L. 111 - 203 619
View Law

Presidential Action:

-
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