Change Requests

What is an ICR?

An Information Collection Request (ICR) is a federal agency's request for approval from the Office of Management and Budget (OMB) to collect information from the public. Under the Paperwork Reduction Act (PRA), agencies must justify why the information is needed and how it will be used.

When are they submitted?

Federal agencies are required to submit an ICR whenever they create, renew, modify an information collection. Each ICR includes a description of the collection, supporting materials and documentation (such as forms, surveys, or scripts), and proof that the agency has met the requirements of the PRA.

The ICR is submitted to the The Office of Information and Regulatory Affairs (OIRA) within OMB for review and approval. OIRA grants approval for a maximum of three years, after which the collection must be renewed through a new ICR submission.

Where to find an ICR?

ICRs are publicly available on RegInfo.gov, and additional guidance can be found in the FAQs.

Note: Presidential Action influences are notated for ICRs received between January 20, 2025 and July 19, 2025.

Showing 25 of 15534 results

CSV Download

Title
Reference Number
OMB Control Number
Agency
Received
Concluded
Action
Status
Request Type
Presidential Action

Title:

Recordkeeping for Tobacco Products Removed in Bond from a Manufacturer's Premises for Experimental Purposes -- 27 CFR 40.232(e)

Reference Number:

Omb Control Number:

1513-0110

Agency:

TREAS/TTB

Received:

2023-01-30

Concluded:

2023-04-18

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Recordkeeping for Tobacco Products Removed in Bond from a Manufacturer's Premises for Experimental Purposes -- 27 CFR 40.232(e)

Key Information

Abstract

The Internal Revenue Code (IRC) at 26 U.S.C. 5704(a) provides that manufacturers of tobacco products (cigars, cigarettes, smokeless tobacco, pipe tobacco, and roll-your-own tobacco) may remove such products for experimental purposes without payment of Federal excise tax, as prescribed by regulation. Under that IRC authority, the Alcohol and Tobacco Tax and Trade Bureau (TTB) regulations at 27 CFR 40.232(e) require tobacco product manufacturers to keep certain usual and customary business records documenting the amount, kind, recipient, use, and disposition of tobacco products removed for experimental purposes outside of a factory. These records, which are subject to TTB inspection. are necessary to protect the revenue as they allow TTB to account for the lawful use and disposition of nontaxpaid tobacco products removed from a factory and detect diversion of such products into the domestic market.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

26 USC 5704(a)

Presidential Action:

-

Title:

Cochran Fellowship Program

Reference Number:

Omb Control Number:

0551-0051

Agency:

USDA/FAS

Received:

2023-01-30

Concluded:

2023-03-03

Action:

Approved with change

Status:

Active

Request Type:

Existing collection in use without an OMB Control Number
Cochran Fellowship Program

Key Information

Abstract

The Cochran Fellowship Program provides short-term training to Fellows from middle-income and emerging market countries to expose agricultural officials and industry representatives to U.S. agriculture products and policies, helping facilitate lasting, global relationships.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

7 USC 3291

Presidential Action:

-

Title:

Hizballah Financial Sanctions Regulations

Reference Number:

Omb Control Number:

1505-0255

Agency:

TREAS/DO

Received:

2023-01-30

Concluded:

2023-03-30

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Hizballah Financial Sanctions Regulations

Key Information

Abstract

The Department of the Treasury's Office of Foreign Assets Control (OFAC) added the Hizballah Financial Sanctions Regulations to 31 C.F.R. chapter V, in order to implement the Hizballah International Financing Prevention Act of 2015, Public Law 114-102 (HIFPA). The Regulations requires a U.S. financial institution that maintained a correspondent account or a payable-through account for a foreign financial institution for which the maintaining of such an account has been prohibited to file a report with OFAC that provides full details on the closing of each such account within 30 days of the closure of the account. The report must include complete information on all transactions processed or executed in winding down and closing the account. This collection of information is required by OFAC to monitor compliance with regulatory requirements regarding the closure of correspondent accounts and payable-through accounts maintained by a U.S. financial institution for a foreign financial institution when the maintaining of such accounts for a foreign financial institution has been prohibited pursuant to the Regulations. Note: Agency does not use RIN numbers.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 114 - 102 102(a), 102(c), 204 and 302

Presidential Action:

-

Title:

Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership)

Reference Number:

Omb Control Number:

3245-0172

Agency:

SBA

Received:

2023-01-30

Concluded:

2023-03-06

Action:

Approved without change

Status:

Active

Request Type:

Reinstatement without change of a previously approved collection
Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership)

Key Information

Abstract

Forms 1405 and 1405A are used by Small Business Administration (SBA) examiners as part of their examination of licensed small business investment companies (SBICs). This information is collected from SBIC'S Stockholders and partners and provides independent third party confirmation of an SBIC's representations concerning its owners. The information helps SBA to evaluate the SBIC'S with applicable laws and regulations concerning capital requirements.

Federal Register Notices

60-Day FRN
30-Day FRN

Presidential Action:

-

Title:

Imposition of Special Measure Against North Korea as a Jurisdiction of Primary Money Laundering Concern

Reference Number:

Omb Control Number:

1506-0071

Agency:

TREAS/FINCEN

Received:

2023-01-30

Concluded:

2023-03-30

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Imposition of Special Measure Against North Korea as a Jurisdiction of Primary Money Laundering Concern

Key Information

Abstract

Section 311 of the USA PATRIOT Act (Section 311), codified at 31 U.S.C. 5318A, grants FinCEN the authority, upon finding that reasonable grounds exist for concluding that a foreign jurisdiction, financial institution, class of transactions, or type of account is of “primary money laundering concern,” to require domestic financial institutions and financial agencies to take one or more “special measures.” Special measures one through four, codified at 31 U.S.C. 5318A(b)(1)–(b)(4), impose additional recordkeeping, information collection, and reporting requirements on covered U.S. financial institutions. The fifth special measure, codified at 31 U.S.C. 5318A(b)(5), allows FinCEN to impose prohibitions or conditions on the opening or maintenance of certain correspondent accounts. Special measures are safeguards that protect the U.S. financial system from money laundering and terrorist financing. In 2016, FinCEN issued a final rule imposing the fifth special measure to prohibit U.S. financial institutions from opening or maintaining correspondent accounts for, or on behalf of, North Korean banking institutions. The rule requires that U.S. financial institutions take reasonable steps to avoid processing transactions through the correspondent account of a foreign bank in the United States, if such transactions involve a North Korean financial institution, and it requires institutions to apply special due diligence to guard against the use of correspondent accounts by North Korean financial institutions. See 31 CFR 1010.659.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

31 USC 5318(A)

Presidential Action:

-

Title:

Day of Service Grant Application Instructions (MLK & 9/11)

Reference Number:

Omb Control Number:

3045-0180

Agency:

CNCS

Received:

2023-01-30

Concluded:

2023-03-06

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Day of Service Grant Application Instructions (MLK & 9/11)

Key Information

Abstract

Applicants for MLK Jr Day of Service and 9-11 Day of Service grant funding will use these application instructions.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

42 USC 12501 et seq.

Presidential Action:

-

Title:

Customer Satisfaction Monitoring

Reference Number:

Omb Control Number:

3220-0192

Agency:

RRB

Received:

2023-01-30

Concluded:

2023-03-24

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Customer Satisfaction Monitoring

Key Information

Abstract

The Railroad Retirement Board (RRB) utilizes voluntary customer surveys to ascertain customer satisfaction with the RRB in terms of timeliness, appropriateness, access, and other measures of quality service. Surveys involve individuals that are direct or indirect beneficiaries of RRB services as well as railroad employers who must report earnings.

Federal Register Notices

60-Day FRN
30-Day FRN

Presidential Action:

-

Title:

[NCCDPHP] Cognitive Testing and Pilot Testing for the National Center for Chronic Disease Prevention and Health Promotion

Reference Number:

Omb Control Number:

0920-1291

Agency:

HHS/CDC

Received:

2023-01-30

Concluded:

2023-05-09

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
[NCCDPHP] Cognitive Testing and Pilot Testing for the National Center for Chronic Disease Prevention and Health Promotion

Key Information

Abstract

The recent changes in data collection methods and the changing landscape of survey research has created need for testing and evaluating protocols including sampling, use of existing large data bases and supplementing data collection with other sources of data at the individual or community/county level. In addition recent opportunities for funding pilot testing have become available allowing the National Center for Chronic Disease Prevention and Health Promotion (NCCDPHP) to explore pilots using larger numbers of participants in shorter time periods, thereby permitting a more robust examination of methods across more diverse populations and for a larger number of geographic jurisdictions. No changes are requested for the types/number of respondents currently approved for cognitive testing. No changes are requested for currently approved totals of in-person or by phone pilot testing. Substantial increases are requested for the numbers of respondents for pilots using the web (including all online data collection), including those who may be recruited/screened by phone or mail. The number included for online pilots also includes respondents who have been recruited by internet panels. The table below illustrates the requested changes in the pilot testing totals.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

42 USC 241

Presidential Action:

-

Title:

Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery (NCI)

Reference Number:

Omb Control Number:

0925-0642

Agency:

HHS/NIH

Received:

2023-01-30

Concluded:

2023-03-13

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery (NCI)

Key Information

Abstract

National Cancer Institute (NCI) seeks to obtain OMB approval to extend the generic clearance to collect qualitative feedback on our service delivery for an additional three years. This information collection activity has garnered qualitative customer and stakeholder feedback efficient, timely manner, to the Administration’s commitment to improving service delivery. This generic has provided information about the National Cancer Institute’s customer or stakeholder perceptions, experiences, and expectations, provided an early warning of service issues or focused attention on areas where communication, training, or operations changes might improve product or service delivery. It has also allowed feedback to contribute directly to the improvement of program management. Feedback collected under this generic clearance provides helpful information but does not yield data that can be generalized to the overall population.

Federal Register Notices

60-Day FRN
30-Day FRN

Presidential Action:

-

Title:

Rules 201 and 200(g)

Reference Number:

Omb Control Number:

3235-0670

Agency:

SEC

Received:

2023-01-30

Concluded:

2023-04-18

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rules 201 and 200(g)

Key Information

Abstract

Rule 201 is a short sale-related circuit breaker rule that, when triggered by an intra-day decline in the price of a covered security of 10% or more from the prior day’s closing price for the covered security as determined by the covered security’s listing market, will apply for the remainder of the day and the following day a price test restriction that restricts short sales at or below the current national best bid for the particular covered security. Rule 200(g) will add a new marking requirement of “short exempt.” In particular, if the broker-dealer chooses to rely on its own determination that it is submitting the short sale order to the trading center at a price that is above the current national best bid at the time of the submission, or to rely on an exception specified in the rule, it must mark the order as “short exempt.”

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 78b, 78c(b), 78f, 78i(h), 78j
15 USC 78s and 78w(a)
15 USC 78k-1, 78o, 78o-3, 78q, 78q-1

Presidential Action:

-

Title:

NESHAP for Plywood and Composite Wood Products (40 CFR Part 63, Subpart DDDD) (Final Rule)

Reference Number:

Omb Control Number:

2060-0552

Agency:

EPA/OAR

Received:

2023-01-30

Concluded:

2025-07-16

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
NESHAP for Plywood and Composite Wood Products (40 CFR Part 63, Subpart DDDD) (Final Rule)

Key Information

Abstract

The information is being collected to assure compliance with 40 CFR part 63, subpart DDDD. The information requirements are based on notification, recordkeeping, and reporting requirements in the NESHAP General Provisions (40 CFR part 63, subpart A), which are mandatory for all operators subject to national emissions standards. The information collection activities also include paperwork requirements associated with initial and repeat performance testing and parameter monitoring. The final amendments to the rule eliminate the paperwork requirements associated with the SSM plan and recordkeeping of SSM events and require electronic submittal of performance test results and semiannual compliance reports. These recordkeeping and reporting requirements are specifically authorized by CAA section 114 (42 U.S.C. 7414).

Federal Register Notices

60-Day FRN

Authorizing Statutes

42 USC 7401 et seq

Presidential Action:

-

Title:

Investment Company Act rule 18f-1, 17 C.F.R. Sec. 270.18f-1, exemption from certain requirements of section 18(f)(1) for registered open-end investment companies that have the right to redeem in kind;

Reference Number:

Omb Control Number:

3235-0211

Agency:

SEC

Received:

2023-01-30

Concluded:

2023-04-18

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Investment Company Act rule 18f-1, 17 C.F.R. Sec. 270.18f-1, exemption from certain requirements of section 18(f)(1) for registered open-end investment companies that have the right to redeem in kind;

Key Information

Abstract

Rule 18f-1 enables a registered open-end management investment company that may redeem its securities in kind to elect to commit to make limited cash redemptions without violating section 18(f)(1) of the Investment Company Act of 1940. Form N-18F-1 provides notification of this election.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 80a

Presidential Action:

-

Title:

National Underground Railroad Network to Freedom Program

Reference Number:

Omb Control Number:

1024-0232

Agency:

DOI/NPS

Received:

2023-01-30

Concluded:

2023-03-27

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
National Underground Railroad Network to Freedom Program

Key Information

Abstract

The National Underground Railroad Network to Freedom Act of 1998 (54 U.S.C. § 308301, et seq.) authorizes the Secretary of the Interior to establish the Network to Freedom (Network). The Network is a collection of sites, facilities, and programs, both governmental and nongovernmental, around the United States. All entities must have a verifiable association with the historic Underground Railroad movement. Federal agencies, State Historic Preservation Offices, other State agencies, local governments, organizations, and individuals who wish to become members of the Network complete the Network Application Form. We review the completed form to verify the historical associations and management activities.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

54 USC 308301

Presidential Action:

-

Title:

NESHAP for Automobile and Light-duty Truck Surface Coating (40 CFR Part 63, Subpart IIII), (Final Rule)

Reference Number:

Omb Control Number:

2060-0550

Agency:

EPA/OAR

Received:

2023-01-30

Concluded:

2024-09-11

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
NESHAP for Automobile and Light-duty Truck Surface Coating (40 CFR Part 63, Subpart IIII), (Final Rule)

Key Information

Abstract

The National Emission Standards for Hazardous Air Pollutants (NESHAP) for Automobile and Light-duty Truck Surface Coating were proposed on December 24, 2002, promulgated on April 26, 2004, and amended on December 22, 2006 and April 24, 2007. The NESHAP is codified at 40 CFR Part 63, Subpart IIII. This supporting statement addresses information collection activities that will be imposed by the NESHAP for Automobile and Light-duty Truck Surface Coating, including activities added based on the residual risk and technology review (RTR) required under the Clean Air Act (CAA). The NESHAP for Automobile and Light-duty Truck Surface Coating applies to each new and existing affected source of HAP emissions at facilities that are major sources and that perform surface coating operations on automobiles and light-duty trucks. New facilities include those that commenced construction or reconstruction after December 24, 2002. As part of the RTR for the NESHAP for Automobile and Light-duty Truck Surface Coating, the Environmental Protection Agency (EPA) is not revising the emission limit requirements. The EPA is requiring periodic air emissions testing to measure organic HAP destruction or removal efficiency at the inlet and outlet of the add-on control device, or control device outlet concentration of organic HAP, once every 5 years for existing and new surface coating affected sources using the emission rate with add-on controls compliance option. The EPA is revising the startup, shutdown, and malfunction (SSM) provisions of the Maximum Achievable Control Technology (MACT) rule and requiring the use of electronic data reporting for future performance test data submittals, notifications, and reports. This information is being collected to assure compliance with 40 CFR Part 63, Subpart IIII.

Federal Register Notices

60-Day FRN

Authorizing Statutes

44 USC 3501 et seq.

Presidential Action:

-

Title:

Dissemination of Quotations -- Rule 602 of Regulation NMS

Reference Number:

Omb Control Number:

3235-0461

Agency:

SEC

Received:

2023-01-30

Concluded:

2023-04-18

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Dissemination of Quotations -- Rule 602 of Regulation NMS

Key Information

Abstract

This disclosure requirement obligates each national securities exchange and national securities association to make available to quotation vendors for dissemination to the public the best bid, best offer, and aggregate quotation size for each “subject security,” as defined under the Rule. Rule 602 of Regulation NMS contains two related collections of information. The first collection of information is found in Rule 602(a). This disclosure requirement obligates each national securities exchange and national securities association to make available to quotation vendors for dissemination to the public the best bid, best offer, and aggregate quotation size for each “subject security,” as defined under the Rule. The second collection of information is found in Rule 602(b). This disclosure requirement obligates exchange members and over-the-counter (“OTC”) market makers that are a “responsible broker or dealer,” as defined under the Rule, to communicate to an exchange or association their best bids, best offers, and quotation sizes for subject securities.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 78a

Presidential Action:

-

Title:

Importation of Live Poultry, Poultry meat, and other Poultry Products from Specified Regions

Reference Number:

Omb Control Number:

0579-0228

Agency:

USDA/APHIS

Received:

2023-01-30

Concluded:

2024-01-22

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Importation of Live Poultry, Poultry meat, and other Poultry Products from Specified Regions

Key Information

Abstract

This collection seeks approval of forms that will be used by APHIS to permit the safe importation of poultry products into the United States, while ensuring they are free of poultry-bourne diseases.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

7 USC 8301

Presidential Action:

-

Title:

Surface Management Activities under the General Mining Law (43 CFR Subpart 3809)

Reference Number:

Omb Control Number:

1004-0194

Agency:

DOI/BLM

Received:

2023-01-30

Concluded:

2024-02-05

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Surface Management Activities under the General Mining Law (43 CFR Subpart 3809)

Key Information

Abstract

The collection of information under 43 CFR subpart 3809 enables the BLM to determine whether operators and mining claimants are meeting their responsibility, under FLPMA, to prevent unnecessary or undue degradation while conducting exploration and mining activities on public lands. It also enables the BLM to obtain financial guarantees for the reclamation of public lands. The BLM request that OMB renew this OMB Control Number for an additional three years.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

43 USC 1732 & 1782
30 USC 22-54

Presidential Action:

-

Title:

Treasury International Capital (TIC) Form CQ-1, Report of Financial Liabilities to, and Financial Claims on, Unaffiliated Foreign Residents, and Form CQ-2, Report of Commercial Liabilities to, and Com

Reference Number:

Omb Control Number:

1505-0024

Agency:

TREAS/DO

Received:

2023-01-30

Concluded:

2023-03-22

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Treasury International Capital (TIC) Form CQ-1, Report of Financial Liabilities to, and Financial Claims on, Unaffiliated Foreign Residents, and Form CQ-2, Report of Commercial Liabilities to, and Com

Key Information

Abstract

Forms CQ-1 and CQ-2 are required by law to collect timely information on international portfolio capital movements, in particular data on financial and commercial liabilities to, and claims on, unaffiliated foreign residents held by non-financial enterprises in the U.S. This information is necessary in the computation of the U.S. balance of payments accounts and the U.S. international investment position, and in the formulation of U.S. international financial and monetary policies.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

22 USC 3103
22 USC 286f

Presidential Action:

-

Title:

Rule 15Fi-2 Trade Acknowledgment and Verification of Security-Based Swap Transactions

Reference Number:

Omb Control Number:

3235-0713

Agency:

SEC

Received:

2023-01-27

Concluded:

2023-04-26

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rule 15Fi-2 Trade Acknowledgment and Verification of Security-Based Swap Transactions

Key Information

Abstract

Rule 15Fi-2 prescribes documentation standards for the timely and accurate acknowledgment and verification of SBS transactions by SBS Entities. The rule contains seven paragraphs: (a) the trade acknowledgment obligations of specific SBS Entities; (b) the prescribed time frames under which a trade acknowledgment must be provided; (c) the form and content requirements of the trade acknowledgment; (d) SBS Entities’ verification obligations; (e) a limited exception from the requirement to provide a clearing agency a trade acknowledgment in a clearing transaction; (f) a limited exception from the requirement to provide a trade acknowledgment for certain transactions executed on a security-based swap execution facility or a national securities exchange or accepted for clearing by a clearing agency; and (g) a limited exemption from the requirements of Exchange Act Rule 10b-10 for a broker-dealer acting as principal for its own account in a security-based swap transaction.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 78o-8(i)

Presidential Action:

-

Title:

Lender Qualifications for Multifamily Accelerated Processing (MAP)

Reference Number:

Omb Control Number:

2502-0541

Agency:

HUD/OH

Received:

2023-01-27

Concluded:

2023-10-02

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Lender Qualifications for Multifamily Accelerated Processing (MAP)

Key Information

Abstract

To participate in MAP, lenders will be required to show that they have an experienced multifamily underwriter on staff, a satisfactory record on lending on multifamily housing properties, and an acceptable Quality Control Plan. Qualified lenders can then take advantage of a mortgage application-procesing plan that will take substantially less processing time than traditional processing.

Federal Register Notices

60-Day FRN
30-Day FRN

Presidential Action:

-

Title:

Income and Eligibility Verification System Confidentiality

Reference Number:

Omb Control Number:

1205-0238

Agency:

DOL/ETA

Received:

2023-01-27

Concluded:

2023-03-21

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Income and Eligibility Verification System Confidentiality

Key Information

Abstract

The Income and Eligibility Verification System (IEVS) is required by Title III of the Social Security Act, the Federal Unemployment Tax Act, and related statutes. It addresses the confidentiality and disclosure of state unemployment compensation information as well as the state income and eligibility verification provisions of the Deficit Reduction Act.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

26 USC 3304(a)(16)
29 USC 49b
42 USC 503

Presidential Action:

-

Title:

FINRED User Testing Usability Guide

Reference Number:

Omb Control Number:

0704-0657

Agency:

DOD/DODDEP

Received:

2023-01-27

Concluded:

2023-04-12

Action:

Approved with change

Status:

Active

Request Type:

New collection (Request for a new OMB Control Number)
FINRED User Testing Usability Guide

Key Information

Abstract

To collect opinions, ideas, and concerns from members of the military community on their level of satisfaction with the FINRED website content, layout, and navigation of financial resources.

Federal Register Notices

60-Day FRN
30-Day FRN

Presidential Action:

-

Title:

Notice of Exempt Preliminary Roll-Up Communication

Reference Number:

Omb Control Number:

3235-0452

Agency:

SEC

Received:

2023-01-27

Concluded:

2023-04-21

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Notice of Exempt Preliminary Roll-Up Communication

Key Information

Abstract

A Notice of Exempt Preliminary Roll-Up Communication provides information regarding ownership interests and any potential conflicts of interest to be included in statements submitted by or on behalf of a person pursuant to Rule 14a-2(b)(4) and Rule 14a-6(n).

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 78l, 78n, 78w(a)
15 USC 77g

Presidential Action:

-

Title:

Employer Service and Compensation Reports

Reference Number:

Omb Control Number:

3220-0070

Agency:

RRB

Received:

2023-01-27

Concluded:

2023-03-24

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Employer Service and Compensation Reports

Key Information

Abstract

The reports obtain the employee's service and compensation for a period subsequent to those already on file and the employee's base year compensation. The information is used to determine the entitlement to and the amount of benefits payable.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

45 USC 231(b)(6)
45 USC 362(l)

Presidential Action:

-

Title:

Rule 19b-4 Filings with Respect to Securities-Based Swap Submissions, Advance Notices and Proposed Rule Changes by Self-Regulatory Organizations and the Security-Based Swap Stay of Clearing Requiremen

Reference Number:

Omb Control Number:

3235-0045

Agency:

SEC

Received:

2023-01-27

Concluded:

2023-04-18

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rule 19b-4 Filings with Respect to Securities-Based Swap Submissions, Advance Notices and Proposed Rule Changes by Self-Regulatory Organizations and the Security-Based Swap Stay of Clearing Requiremen

Key Information

Abstract

Section 19(b) of the Act (15 U.S.C. 78s(b)) requires each self-regulatory organization ("SRO") to file with the Commission copies of any proposed rule, or any proposed change in, addition to, or deletion from the rules of such SRO. Rule 19b-4 implements the requirements of Section 19(b) by requiring the SROs to file their proposed rule changes on Form 19b-4 and by clarifying which actions taken by SROs are subject to the filing requirement set forth in Section 19(b). Rule 19b-4(n) requires a designated clearing agency to provide an advance notice to the Commission of any proposed change to its rules, procedures, or operations that could materially affect the nature or level of risks presented by such clearing agency. Rule 19b-4(o) requires a registered clearing agency to submit for a Commission determination any security-based swap, or any group, category, type, or class of security-based swaps it plans to accept for clearing, and provide notice to its members of such submissions.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 78c-3(b)(2)
15 USC 78c-3(b)(5)
15 USC 78s(b)
15 USC 78s(b)(1)
12 USC 5465
15 USC 78c-3(c)(1)
15 USC 78c-3(c)(4)

Presidential Action:

-
Subscribe