Information Collection Request (ICR) Tracker

ICR Definition

An Information Collection Request (ICR) is a federal agency’s request for approval from the Office of Management and Budget (OMB) to collect information from the public. Under the Paperwork Reduction Act (PRA), agencies must justify why the information is needed and how it will be used.

Federal agencies are required to submit an ICR whenever they create, renew, modify, or discontinue an information collection. Each ICR includes a description of the collection, supporting materials and documentation (such as forms, surveys, or scripts), and proof that the agency has met the requirements of the PRA.

The ICR is submitted to the The Office of Information and Regulatory Affairs (OIRA) within OMB for review and approval. OIRA grants approval for a maximum of three years, after which the collection must be renewed through a new ICR submission.

ICRs are publicly available on RegInfo.gov, and additional guidance can be found in the FAQs.

ICR Explorer

Showing 20 of 13190 results

Reference Number Title Agency Status Request Type
202203-0938-003 Notice of Rescission of Coverage and Disclosure Requirements for Patient Protection under the Affordable Care Act (CMS-10330) HHS/CMS Historical Active
Extension without change of a currently approved collection
Notice of Rescission of Coverage and Disclosure Requirements for Patient Protection under the Affordable Care Act (CMS-10330)

Key Information

Received 2022-03-07
Concluded 2022-05-02
Expires 2025-05-31
Action Approved with change
OMB Control # 0938-1094
Previous ICR 202108-0938-010

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

Pub.L. 111 - 148 2711 (View Law)

Pub.L. 111 - 148 2712 86 FR 36872 (View Law)

Pub.L. 111 - 148 2719A (View Law)

Abstract

Sections 2712 and 2719A of the Public Health Service Act (PHS Act), as added by the Affordable Care Act, contain rescission notice, and patient protection disclosure requirements that are subject to the Paperwork Reduction Act of 1995. The No Surprises Act, enacted as part of the Consolidated Appropriations Act, 2021, amended section 2719A of the PHS Act to sunset when the new emergency services protections under the No Surprises Act take effect. The provisions of section 2719A of the PHS Act will no longer apply with respect to plan years beginning on or after January 1, 2022. The No Surprises Act re-codified the patient protections related to choice of health care professional under section 2719A of the PHS Act in newly added section 9822 of the Internal Revenue Code, section 722 of the Employee Retirement Income Security Act, and section 2799A-7 of the PHS Act and extended the applicability of these provisions to grandfathered health plans for plan years beginning on or after January 1, 2022. The rescission notice will be used by health plans to provide advance notice to certain individuals that their coverage may be rescinded as a result of fraud or intentional misrepresentation of material fact. The patient protection notification will be used by health plans to inform certain individuals of their right to choose a primary care provider or pediatrician and to use obstetrical/gynecological services without prior authorization. The related provisions are finalized in the 2015 final regulations titled “Final Rules under the Affordable Care Act for Grandfathered Plans, Preexisting Condition Exclusions, Lifetime and Annual Limits, Rescissions, Dependent Coverage, Appeals, and Patient Protections” (80 FR 72192, November 18, 2015) and 2021 interim final regulations titled “Requirements Related to Surprise Billing; Part I”. The 2015 final regulations also require that, if State law prohibits balance billing, or a plan or issuer is contractually responsible for any amounts balanced billed by an out-of-network emergency services provider, a plan or issuer must provide a participant, beneficiary or enrollee adequate and prominent notice of their lack of financial responsibility with respect to amounts balanced billed in order to prevent inadvertent payment by the individual. Plans and issuers will not be required to provide this notice for plan years beginning on or after January 1, 2022.

202202-3060-014 Universal Service - Schools and Libraries Universal Service Program Reimbursement Forms FCC Active
Extension without change of a currently approved collection
Universal Service - Schools and Libraries Universal Service Program Reimbursement Forms

Key Information

Received 2022-03-04
Concluded 2022-04-29
Expires 2025-05-31
Action Approved without change
OMB Control # 3060-0856
Previous ICR 202102-3060-007

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

47 USC 1, 4(i), 4(j), 201-205 (View Law)

15 USC 1, 632 (View Law)

44 USC 3506(c)(4) (View Law)

5 USC 553(b)(3), 601-612 (View Law)

47 USC 214, 254, 312(d), 312(f), 403 (View Law)

47 USC 503(b) (View Law)

Abstract

The Telecommunications Act of 1996 provides that discounts on eligible services and equipment will be provided to eligible schools and libraries, as well as consortia of schools and libraries. FCC Forms 472, 473, and 474 facilitate the reimbursement process by allowing applicants and service providers to request reimbursement of the discounted costs of services and equipment provided to eligible entities and provide certifications regarding receipt of the services and equipment and other program requirements.

202202-1652-003 TSA Airspace Waiver Applications DHS/TSA Active
Revision of a currently approved collection
TSA Airspace Waiver Applications

Key Information

Received 2022-03-04
Concluded 2022-12-06
Expires 2025-12-31
Action Approved with change
OMB Control # 1652-0033
Previous ICR 201811-1652-003

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

49 USC 114 (View Law)

49 USC 40103 (View Law)

Abstract

The Airspace Waiver program allows aircraft operators to request permission to fly in restricted airspace. The information collected through the Airspace Waiver applications will enable TSA to perform a background check on each individual on the aircraft seeking to fly under the waiver. The affected public consists of aircraft operators of the general aviation community.

202112-1651-002 Global Business Identifier (GBI) DHS/USCBP Active
New collection (Request for a new OMB Control Number)
Global Business Identifier (GBI)

Key Information

Received 2022-03-02
Concluded 2022-08-10
Expires 2025-08-31
Action Approved with change
OMB Control # 1651-0141

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

19 USC 1484 (View Law)

Abstract

U.S. Customs and Border Protection (CBP) is launching a Global Business Identifier (GBI) Evaluative Proof of Concept (EPoC) which aims to determine a single identifier solution that will uniquely discern main legal entity and ownership; specific business and global locations; and supply chain roles and functions. EPoC participants are required to obtain and submit three identifiers that provide additional information about trade entities and supply chain locations associated with U.S. imports, to CBP for enrollment into the EPoC and during the Entry process. The three identifiers are: • Legal Entity Identifier (LEI) – owned and managed by the Global Legal Entity Identifier Foundation (GLEIF) • Global Location Number (GLN)– owned and managed by GS1 • Data Universal Numbering System (DUNS) – owned and managed by Dun & Bradstreet (D&B) EPoC participants will also provide applicant information: company/entity legal name, legal entity headquarters and/or manufacturing site address, business phone number (associated with provided address), company website, Manufacture/Shipper Identification Code (MID), and Authorized Economic Operator (AEO) identification number (optional). Automated Broker Interface (ABI) filers (including brokers and self-filers) may be required to complete a GBI enrollment process, via ABI, prior to submitting the identifiers on an electronic entry (CBP Form 3461). Filers are responsible for the associated costs to obtain all three identifiers and will submit each identifier for the following supply chain roles: • Manufacturer / Producer (required) • Shipper (required) • Seller (required) • Exporter (optional) • Distributer (optional) • Packager (optional) Section 484 of the Tariff Act of 1930, as amended (19 U.S. Code 1484) and Part 141, Code of Federal Regulations, Title 19 (19 CFR Part 141), pertain to the entry of merchandise and authorize CBP to require information that is necessary for CBP to determine whether merchandise may be released from CBP custody. Provisions of the U.S. Code and CBP regulations, in various parts and related to various types of merchandise, specify information that is required for entry. For reference, Part 163, Code of Federal Regulations, Title 19 (19 CFR Part 163 Appendix A) refers to a wide variety of regulatory provisions for certain information that may be required by CBP. By testing the identifiers CBP will take its first step in determining whether to amend regulations to mandate the GBI solution. Furthermore, CBP will understand the utility of collecting and/or combining the identifiers’ data and can make an informed decision on whether to mandate the use of the GBI solution as an alternative for the Manufacturer/Shipper Identification Code (MID)

202112-1651-003 Entry/Immediate Delivery Application and Simplified Entry DHS/USCBP Active
Revision of a currently approved collection
Entry/Immediate Delivery Application and Simplified Entry

Key Information

Received 2022-03-02
Concluded 2022-11-03
Expires 2025-11-30
Action Approved with change
OMB Control # 1651-0024
Previous ICR 201807-1651-003

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

19 USC 1484 (View Law)

Abstract

CBP Forms 3461 and 3461 Alternate are used by importers to provide CBP with the necessary information in order to examine and release imported cargo. ACE Entry filers may use the ACE Cargo Release (formerly called Simplified Entry) is a program in which importers or brokers may file Simplified Entry data in lieu of filing Form 3461.

202202-0970-014 State Self-Assessment Review and Report HHS/ACF Active
Revision of a currently approved collection
State Self-Assessment Review and Report

Key Information

Received 2022-03-02
Concluded 2022-05-04
Expires 2025-05-31
Action Approved without change
OMB Control # 0970-0223
Previous ICR 201901-0970-004

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

42 USC 654(15)(A) (View Law)

Abstract

The federal Office of Child Support Enforcement (OCSE) oversees administration of participating Child Support Enforcement (CSE) programs in the 54 states and territories (states). OCSE sets program standards and policy, evaluates CSE agencies performances, and offers technical assistance and training to the CSE agencies. States are required to submit annual State Self-Assessment Reviews and Reports (SAR). In its oversight role, OCSE provides recommendations to states for additional or corrective action; offers technical assistance; and identifies states’ best practices. The authority for states to submit the SAR report and for OCSE to collect and use the information for oversight purposes is found in section 454(15) (A) of the Social Security Act (42 U.S.C. § 654(15)(A)). This request is for a renewal with minor changes to the burden hour.

202202-0970-015 OCSE-75 Tribal Child Support Enforcement Program Annual Data Report HHS/ACF Active
Revision of a currently approved collection
OCSE-75 Tribal Child Support Enforcement Program Annual Data Report

Key Information

Received 2022-03-02
Concluded 2022-05-02
Expires 2025-05-31
Action Approved without change
OMB Control # 0970-0320
Previous ICR 201912-0970-004

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

42 USC 655(f) (View Law)

Abstract

The federal Office of Child Support Enforcement (OCSE) within the Administration for Children and Families (ACF) oversees the administration of 60 comprehensive tribes or tribal organizations that currently operate child support enforcement programs and one start-up tribe or tribal organization. In its oversight role, the federal government receives data from the tribes through the OCSE-75 Tribal Child Support Enforcement (CSE) Annual Data Report. The start-up tribe or tribal organization does not submit the OCSE-75 form. The authority to collect and report information requested on this form is Title IV-D of the Social Security as required by 45 CFR Section 309.170(b). The federal government sets program standards and policy, evaluates tribal program performance, and offers technical assistance and training to the tribes. Currently, there are thirteen reporting lines on the OCSE-75 Tribal CSE Data Report form. They allow tribes and tribal organizations to report program status and accomplishments. OCSE compiles and evaluates the data from the OCSE-75 form for presentation in the Annual Report to Congress. This request is to extend approval with revisions.

202202-3048-006 REQUEST FOR A MEDICAL EXCEPTION TO THE COVID-19 VACCINATION REQUIREMENT EXIMBANK Active
Extension without change of a currently approved collection
REQUEST FOR A MEDICAL EXCEPTION TO THE COVID-19 VACCINATION REQUIREMENT

Key Information

Received 2022-03-01
Concluded 2023-09-25
Expires 2026-09-30
Action Approved without change
OMB Control # 3048-0058
Previous ICR 202111-3048-010

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Abstract

Government-wide policy requires all Federal employees, as defined in 5 U.S.C. § 2105, to be vaccinated against COVID-19, with exceptions only as required by law. Employees may seek a legal exception to the vaccination requirement due to a disability, using the form.

202203-2060-001 NESHAP for Coke Oven Pushing, Quenching, and Battery Stacks (40 CFR Part 63, Subpart CCCCC) (Renewal) EPA/OAR Active
Extension without change of a currently approved collection
NESHAP for Coke Oven Pushing, Quenching, and Battery Stacks (40 CFR Part 63, Subpart CCCCC) (Renewal)

Key Information

Received 2022-03-01
Concluded 2023-02-09
Expires 2026-02-28
Action Approved without change
OMB Control # 2060-0521
Previous ICR 201903-2060-005

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

44 USC 3501 et seq (View Law)

Abstract

The National Emission Standards for Hazardous Air Pollutants (NESHAP) for Coke Oven Pushing, Quenching, and Battery Stacks (40 CFR Part 63, Subpart CCCCC) apply to pushing, soaking, quenching, and battery stacks on both existing and new coke oven batteries (coke plants) that are major sources of hazardous air pollutant (HAP) emissions. New facilities include those that commenced construction or reconstruction after the date of proposal. In general, all NESHAP standards require initial notifications, performance tests, and periodic reports by the owners/operators of the affected facilities. They are also required to maintain records of the occurrence and duration of any startup, shutdown, or malfunction in the operation of an affected facility, or any period during which the monitoring system is inoperative. These notifications, reports, and records are essential in determining compliance with 40 CFR Part 63, Subpart CCCCC.

202108-1845-006 Third Party Authorization Form ED/FSA Active
New collection (Request for a new OMB Control Number)
Third Party Authorization Form

Key Information

Received 2022-03-01
Concluded 2022-09-20
Expires 2025-09-30
Action Approved with change
OMB Control # 1845-0165

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

20 USC 1071 et seq (View Law)

Abstract

This is a request for a new information collection for a third-party authorization form to be used by federal student loan borrowers to designate or revoke a designation of an individual or organization to represent the borrower in matters related to their federally held student loans. The Department has revised the initially proposed form. This revised form will continue to standardize the way that borrowers provide privacy act releases and authorization for a third party to take action on borrowers’ federal student loan accounts held by various servicers. This will standardize processes and help borrowers and their third-party representatives when loans transfer between servicers. This information collection stems from the Privacy Act of 1974 and the common law legal principles of agency, which is not reflected in the Department’s statute or regulations, but with which the Department must comply or which the Department supports.

202201-1660-001 State/Local/Tribal Hazard Mitigation Plans DHS/FEMA Active
Revision of a currently approved collection
State/Local/Tribal Hazard Mitigation Plans

Key Information

Received 2022-03-01
Concluded 2022-10-31
Expires 2025-10-31
Action Approved with change
OMB Control # 1660-0062
Previous ICR 201707-1660-003

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

Pub.L. 106 - 390 104 (View Law)

Abstract

The purpose of the plan requirements is to enable State, local, Indian Tribal, and Territorial (SLTT) governments to better understand the risks they face from natural hazards and to make decisions and take actions to reduce the risks from those hazards. Implementation of planned, pre-identified, cost-effective mitigation measures will streamline the disaster recovery process. The mitigation plan is the demonstration of the goals, priorities, and commitment to reduce risks from natural hazards and serves as a guide for SLTT decision makers as they commit resources to reducing the effects of natural hazards.

202109-0960-004 Protecting the Public and Our Personnel to Ensure Operational Effectiveness (RIN 0960-AH35), Regulation 3729I SSA Active
Revision of a currently approved collection
Protecting the Public and Our Personnel to Ensure Operational Effectiveness (RIN 0960-AH35), Regulation 3729I

Key Information

Received 2022-03-01
Concluded 2022-05-19
Expires 2025-05-31
Action Approved without change
OMB Control # 0960-0796
Previous ICR 201809-0960-007

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

42 USC 902(a)(5) (View Law)

Abstract

SSA published regulations for the process we follow when we restrict individuals from receiving in-person services in our field offices and provide them, instead, with alternative services. We published these rules to create a safer environment for our personnel and members of the public who use our facilities, while ensuring we continue to serve the American people with as little disruption to our operations as possible. Under our regulations at 20 CFR 422.905, an individual for whom we restrict access to our facilities has the opportunity to appeal our decision within 60 days of the date of the restrictive access and alternative service notice. To appeal, restricted individuals must submit a written request stating why they believe SSA should rescind the restriction and allow them to conduct business with us on a face-to-face basis in one of our offices. There is no printed form for this request; rather, restricted individuals create their own written statement of appeal, and submit it to a sole decision-maker in the regional office of the region where the restriction originated. The individuals may also provide additional documentation to support their appeal. Under 20 CFR 422.906, if the individual does not appeal the decision within the 60 days; if we restricted the individual prior to the effective date of this regulation; or if the appeal results in a denial, the individual has another opportunity to request review of the restriction after a three-year period. To submit this request for review, restricted individuals may re-submit a written appeal of the decision. The same criteria apply as for the original appeal: (1) it must be in writing; (2) it must go to a sole decision-maker in the regional office of the region where the restriction originated for review; and (3) it may accompany supporting documentation. We make this periodic review available to all restricted individuals once every three years. Respondents for this collection are individuals appealing their restrictions from in-person services at SSA field offices.

202110-0575-001 RD 1924 Construction Common Forms USDA/RHS Received in OIRA
New collection (Request for a new OMB Control Number)
RD 1924 Construction Common Forms

Key Information

Received 2022-03-01

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

Pub.L. 96 - 88 501, 506 and 509 (View Law)

Pub.L. 110 - 234 9007 (View Law)

Pub.L. 104 - 120 538 (View Law)

Pub.L. 109 - 97 515 (View Law)

Pub.L. 102 - 550 501, 502 and 504 (View Law)

7 USC 1926 (View Law)

42 USC 1471 (View Law)

42 USC 1485 (View Law)

Abstract

The information collection under OMB Number 0575-New will enable the Agencies to effectively administer the policies, methods, and responsibilities in the planning and performing of construction and other development work for the related construction programs. The Rural Housing Service (RHS) is authorized under various sections of Title V of the Housing Act of 1949, as amended, to provides financial assistance to construct, improve, alter, repair, replace, or rehabilitate dwellings, which will provide modest, decent, safe, and sanitary housing to eligible individuals in rural areas. The Consolidated Farm and Rural Development Act, as amended, authorizes the credit programs of the RHS, RBCS and RUS to provide financial assistance for essential community facilities such as construction of community facilities and water and waste systems; and the improvement, development, and financing of businesses, industries, and employment. In several sections of both acts, loan limitations are established as percentages of development costs, requiring careful monitoring of those costs. Also, the Secretary is authorized to prescribe regulations to ensure that Federal funds are not wasted or dissipated and that construction will be undertaken economically and will not be of elaborate or extravagant design or materials. The collection of information covered by the forms allows for the planning and performing of construction and other development work. Information for the RD forms and their usage in this collection package are included in this supporting statement. The Agencies provide forms and/or guidelines to assist in the collection and submission of information; however, most of the information may be collected and submitted in the form and content which is accepted and typically used in normal conduct of planning and performing development work in private industry when a private lender is financing the activity. The information is usually submitted via hand delivery or U.S. Postal Service to the appropriate Agency office. Electronic submittal of information is also possible through e-mail or USDA’s Service Center eForms website.

202108-0581-004 Regulations Governing the Inspection and Grading of Manufactured or Processed Dairy Products USDA/AMS Active
Reinstatement with change of a previously approved collection
Regulations Governing the Inspection and Grading of Manufactured or Processed Dairy Products

Key Information

Received 2022-03-01
Concluded 2023-10-24
Expires 2026-10-31
Action Approved without change
OMB Control # 0581-0110
Previous ICR 201801-0581-001

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

7 USC 1621 et seq. (View Law)

Abstract

The recordkeeping requested is to ensure that dairy products are produced under sanitary conditions and buyers are purchasing quality products.

202111-0575-001 1901-E Civil Rights Common Forms USDA/RHS Active
New collection (Request for a new OMB Control Number)
1901-E Civil Rights Common Forms

Key Information

Received 2022-03-01
Concluded 2022-07-08
Expires 2025-07-31
Action Approved with change
OMB Control # 0575-0201

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

42 USC 2000e-5 (View Law)

42 USC 2000d (View Law)

Abstract

7 CFR Part 1901-E implements the following Civil Rights laws, Executive Orders, and regulations, to collect the necessary information and enforce the civil rights requirements of RD’s Federally assisted programs and programs that provide housing. Title VI and Title VIII have overlapping coverage providing protection on the bases of race, color and national origin.

202112-2900-004 Certification of Change or Correction of Name Government Life Insurance (VA Form 29-586) VA Active
Extension without change of a currently approved collection
Certification of Change or Correction of Name Government Life Insurance (VA Form 29-586)

Key Information

Received 2022-03-01
Concluded 2022-04-06
Expires 2025-05-31
Action Approved without change
OMB Control # 2900-0679
Previous ICR 201806-2900-006

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

38 USC 1942 (View Law)

38 USC 1904 (View Law)

Abstract

The information collected on this form is used by the Insurance Activity to initiate the processing of the insured's request to change his/her name. The information on the form is required by law, USC 1904 and 1942.

202201-0960-008 Representative Payment Policies and Administrative Procedures for Imposing Penalties for False or Misleading Statements or Withholding of Information SSA Active
Extension without change of a currently approved collection
Representative Payment Policies and Administrative Procedures for Imposing Penalties for False or Misleading Statements or Withholding of Information

Key Information

Received 2022-02-28
Concluded 2024-09-10
Expires 2027-09-30
Action Approved without change
OMB Control # 0960-0740
Previous ICR 201810-0960-007

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

42 USC 405 (View Law)

42 USC 1007 (View Law)

42 USC 1383 (View Law)

Pub.L. 108 - 123 101-420 (View Law)

Abstract

This information collection request (ICR) comprises several regulation sections which provide additional safeguards for Social Security beneficiaries whose representative payees receive their payments. SSA requires representative payees to notify us of any event or change in circumstances that would affect receipt of benefits or performance of payee duties. SSA uses the information to determine continued eligibility for benefits, the amount of benefits due, and if the payee is suitable to continue servicing as payee. The respondents are representative payees who receive and use benefits on behalf of Social Security recipients.

202201-1545-018 Application for Automatic Extension of Time To File Form 709 and/or Payment of Gift/Generation-Skipping Transfer Tax TREAS/IRS Active
Extension without change of a currently approved collection
Application for Automatic Extension of Time To File Form 709 and/or Payment of Gift/Generation-Skipping Transfer Tax

Key Information

Received 2022-02-28
Concluded 2022-04-18
Expires 2025-05-31
Action Approved without change
OMB Control # 1545-1913
Previous ICR 201806-1545-021

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

26 USC 6151 (View Law)

26 USC 6081 (View Law)

Abstract

Form 8892 was created to serve a dual purpose. First, the form enables taxpayers to request an extension of time to File 709, when they are not filing an individual income tax extension. Second, it serves as a payment voucher for taxpayers, who are filing an individual income tax extension (by Form 4868) and will have a gift tax balance due on Form 709.

202108-3064-003 Privacy of Consumer Financial Information FDIC Active
Extension without change of a currently approved collection
Privacy of Consumer Financial Information

Key Information

Received 2022-02-28
Concluded 2022-04-19
Expires 2025-05-31
Action Approved without change
OMB Control # 3064-0136
Previous ICR 201902-3064-002

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

15 USC 6804 (View Law)

15 USC 6803 (View Law)

Abstract

The elements of this information collection are required under section 504 of the Gramm-Leach-Bliley Act (Act), Public Law No. 106-102. Section 502 of the Act prohibits a financial institution from disclosing nonpublic personal information about a consumer to nonaffiliated third parties unless the institution satisfies various disclosure requirements (i.e., provides a privacy notice and opt out notice) and the consumer has not elected to opt out of the disclosure.

202202-1910-004 Application for Loans under the Advanced Technology Vehicles Manufacturing Incentive Program DOE/DOEOA Active
Extension without change of a currently approved collection
Application for Loans under the Advanced Technology Vehicles Manufacturing Incentive Program

Key Information

Received 2022-02-28
Concluded 2023-01-23
Expires 2026-01-31
Action Approved with change
OMB Control # 1910-5137
Previous ICR 201811-1910-001

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

Pub.L. 110 - 329 129(a) (View Law)

Pub.L. 110 - 140 136 (View Law)

Abstract

DOE has issued regulations (10 CFR Part 611) governing applications for loans from the United States Department of Energy to finance manufacturing facilities located in the United States and engineering integration performed in the United States for the manufacture of advanced technology vehicles and components. The information applicants are asked to provide pursuant to this information collection request will be evaluated by DOE to determine which applicants qualify for the Department’s loans under this program. The collection of this information is critical to ensure that the government has sufficient information to determine whether applicants meet the eligibility requirements to qualify for a DOE loan and to provide DOE with sufficient information to evaluate an applicant’s project using the criteria specified in 10 CFR Part 611.

Why They Are Important

ICRs play a vital role in ensuring transparency and accountability in federal data collection. When federal agencies collect information from 10 or more "persons" (which includes individuals, businesses, and state, local, and tribal governments), they must submit an ICR to ensure that it fulfills their statutory missions, avoids unnecessary or duplicative requests, and minimizes burden on the American public. Additionally, Federal Register Notices (FRNs) and the opportunity for public comments provide a formal way for the public to be informed of proposed ICRs and participate in the process.

ICRs also serve as a key resource for tracking changes to federal data collections. The availability of detailed documentation, such as data collection instruments and methodologies, allows the general public to identify revisions in a timely manner. These may include revisions prompted by Executive Orders or statistical policies like OMB's Statistical Policy Directive No. 15 (SPD 15), which are often submitted as "nonsubstantive" or "nonmaterial" changes to a currently approved collection.[1] Furthermore, ICRs can help determine if a data collection has expired without renewal or has been intentionally discontinued. By reviewing ICRs, the public can better understand what data is being collected, how it evolves over time, and whether data collections have become inactive–often in response to shifting priorities and updated standards.

How To Use The Tool

The ICR tracking tool offers a user-friendly view of ICRs that have been recently submitted, reviewed, or are nearing expiration. By aggregating key data from individual ICRs, the tool allows users to view the current status of each request, including submission, conclusion, and expiration dates, details on whether any changes were made, authorizing statutes, and more. Users can search for specific information and filter results based on various criteria. If seeking additional information, various text fields are hyperlinked to the full ICR on RegInfo.gov and associated resources. The tool is updated on a daily basis to reflect the most current information available. Column descriptions are available below the table.

Column Name

Definition

Categories Include

ICRReferenceNumber

The ICR Reference Number uniquely identifies each ICR review. This number is assigned by the OIRA system when the ICR is created.

ICR Reference Numbers are formatted YYYYMM-NNNN-XXX where YYYYMM is the month of origin, NNNN is the agency/subagency code, and XXX is a 3 digit sequential number assigned per creation per month.

N/A

ICRTitle

The title of the information collection. If the submission is a revision to a currently approved collection, the title is the name of the overall collection rather than the name of the change taking place.

N/A

DateReceived

The date OIRA received the ICR submission from the agency.

N/A

OMBControl

OIRA assigns an OMB Control Number to an Information Collection Request (ICR) upon its first arrival. The same OMB Control Number is used for each review of the ICR.

OMB Control Numbers are formatted NNNN-XXXX, where the NNNN is the agency/subagency code, and the XXXX is a sequential number uniquely identifying the Collection within the agency/subagency’s ICRs.

N/A

DateReceived

The date OIRA received the ICR submission from the agency.

N/A

PreviousICRReferenceNumber

The reference number of the ICR that immediately preceded the current one.

N/A

AgencySubagency

The federal agency and specific subagency, if applicable, that submitted the ICR.

N/A

Abstract

A brief statement describing the need for the collection of information and how it will be used.

N/A

RequestType

Describes the purpose of the agency's submission.

  • "Extension without change of a currently approved collection"
  • "Existing collection in use without an OMB Control Number"
  • "Reinstatement with change of a previously approved collection"
  • "New collection (Request for a new OMB Control Number)"
  • "No material or nonsubstantive change to a currently approved collection"
  • "Revision of a currently approved collection"
  • "Reinstatement without change of a previously approved collection"
  • "RCF Recertification"
  • "RCF No Material or nonsubstantive change to a currently approved collection"
  • "RCF New"

TypeOfReviewRequest

Indicates the specific type of action being requested for review.

  • "Regular"
  • "Emergency"
  • "Delegated"

Status

Indicates the current stage of the ICR in OIRA's review process.

  • "Received in OIRA" for ICRs currently under review by OIRA
  • "Active" for ICRs that are currently approved for use by agencies
  • "Historical Active" for previous reviews of ICRs that are currently in the active inventory
  • "Historical Inactive" for previous reviews of ICRs that are not currently in the active inventory
  • "PreApproved" for ICRs that will become active once the Final Rule of their associated rulemaking has been published

ConcludedDate

The date OIRA completed its review of the ICR.

N/A

ConclusionAction

OIRA's final decision about the ICR.

  • “Comment filed on Interim Final Rule”
  • “Comment filed on Interim Final Rule and continue”
  • “Disapproved”
  • “Approved without change”
  • “Approved with change”
  • “Comment filed on proposed rule”
  • “Preapproved”
  • “Withdrawn”
  • “Withdrawn and continue”
  • “Not subject to PRA”
  • “Not subject to PRA and continue”
  • “Improperly submitted”
  • “Improperly submitted and continue”
  • “Delegated”
  • “Comment filed on proposed rule and continue”
  • “Disapproved and continue”
  • “Returned - Improperly Submitted”
  • “Returned to Agency for Reconsideration”
  • “Returned - Outside Generic Clearance”
  • “Approved”

CurrentExpirationDate

The date the ICR is set to expire unless it is renewed.

N/A

AuthorizingStatues

Names of federal laws that authorize the agency to collect the information.

N/A

AuthorizingStatuesDetails

Additional details about the legal authority for the information collection, including a URL linking to the full text.

N/A

CitationsForNewStatutoryRequirements

Legal citations that have introduced new or modified statutory requirements since the last ICR submission.

N/A

FederalRegisterNotices

Lists citations of 60-day and 30-day notices published in the Federal Register.

N/A

PublicCommentsReceived

Indicates whether any public comments were received during the Federal Register notice period.

N/A

InformationCollections

Lists the individual information collections associated with the ICR. Each collection includes metadata such as the title, a URL to the collection, the form number (if applicable), and a URL to the form.

N/A

RequestType Filters

1. Select "New collection (Request for an OMB Control Number)" for collections that had not previously been used or sponsored by the agency.

2. Select "Extension without change or a currently approved collection" for collections where the agency wished only to extend the approval of an active collection past its current expiration date without making any material change in the collection instrument, instructions, frequency of collection, or the use to which the information is to be put.

3. Select "Revision of a currently approved collection" for collections where the agency request included a material change to the collection instrument, instructions, its frequency of collection, or the use to which the information is to be put.

4. Select "Reinstatement without change of a previously approved collection" for collections which previously had OMB approval, but the approval had expired or was discontinued before this submission was made, and there is no change to the collection.

5. Select "Reinstatement with change of a previously approved collection" for collections which previously had OMB approval, but the approval has expired or was discontinued before this submission was made, and there is some change to the collection.

6. Select "Existing collection in use without OMB control number" when the collection is currently in use but does not have an OMB control number.

7. Select "No material or nonsubstantive change to a currently approved collection" for collections which introduce minor changes to the ICR, but do not extend the expiration date of the collection.

8. Select "RCF No material or nonsubstantive change to a currently approved collection" for RCF collections that introduce changes to the usage of an active RCF.

9. Select "RCF New" for RCF collections that are the initial usage of the Common Form Host ICR by the using agency.

10. Select "RCF Recertification" for RCF collections that had been recertified due to changes in its related Common Form Host ICR.

[1] "Nonsubstantive" and "nonmaterial" changes introduce minor modifications to the ICR but do not extend the collection's expiration date or require a public comment period.

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