Change Requests

What is an ICR?

An Information Collection Request (ICR) is a federal agency's request for approval from the Office of Management and Budget (OMB) to collect information from the public. Under the Paperwork Reduction Act (PRA), agencies must justify why the information is needed and how it will be used.

When are they submitted?

Federal agencies are required to submit an ICR whenever they create, renew, modify an information collection. Each ICR includes a description of the collection, supporting materials and documentation (such as forms, surveys, or scripts), and proof that the agency has met the requirements of the PRA.

The ICR is submitted to the The Office of Information and Regulatory Affairs (OIRA) within OMB for review and approval. OIRA grants approval for a maximum of three years, after which the collection must be renewed through a new ICR submission.

Where to find an ICR?

ICRs are publicly available on RegInfo.gov, and additional guidance can be found in the FAQs.

Note: Presidential Action influences are notated for ICRs received between January 20, 2025 and July 19, 2025.

Showing 25 of 15045 results

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Title
Reference Number
OMB Control Number
Agency
Received
Concluded
Action
Status
Request Type
Presidential Action

Title:

BLS Wage Records Data Application

Reference Number:

Omb Control Number:

-

Agency:

DOL/BLS

Received:

2025-08-11

Concluded:

2025-09-30

Action:

Approved without change

Status:

Active

Request Type:

New collection (Request for a new OMB Control Number)
BLS Wage Records Data Application

Key Information

Abstract

This collection will allow states participating in the BLS Unemployment Insurance Wage Records Data Sharing Program to request data from other participating states for statistical research.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

29 USC 1
29 USC 2
29 USC 32

Presidential Action:

-

Title:

Generic Clearance for Questionnaire Pretesting Research

Reference Number:

Omb Control Number:

0607-0725

Agency:

DOC/CENSUS

Received:

2025-08-11

Concluded:

2025-12-03

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Generic Clearance for Questionnaire Pretesting Research

Key Information

Abstract

The research will be used by the Census Bureau and the survey sponsors to improve questionnaires and procedures, reduce respondent burden, and ultimately increase the quality of data collected in Census Bureau censuses and surveys. The clearance will be used to conduct pretesting of decennial, demographic, and economic census and survey questionnaires prior to fielding them. Pretesting activities will involve one of the following methods for identifying measurement problems with the questionnaire or survey procedure: cognitive interviews, focus groups, respondent debriefing, behavior coding of respondent/interviewer interaction, and split panel tests.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

13 USC 131, 141, 161, 181, 182, 193

Presidential Action:

-

Title:

Human Reliability Program

Reference Number:

Omb Control Number:

1910-5122

Agency:

DOE/DOEOA

Received:

2025-08-11

Concluded:

2025-12-09

Action:

Approved with change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Human Reliability Program

Key Information

Abstract

Collections are used by DOE management to certify to DOE that respondents were advised of the requirements for occupying or continuing to occupy a Human Reliability Program position.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

42 USC 7254
42 USC 7256(a)
Pub.L. 95 - 91 August 4, 1977

Presidential Action:

-

Title:

Application for Non-Profit Budget and Credit Counseling Agencies

Reference Number:

Omb Control Number:

1105-0084

Agency:

DOJ/LA

Received:

2025-08-08

Concluded:

2025-09-23

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Application for Non-Profit Budget and Credit Counseling Agencies

Key Information

Abstract

Under the Bankruptcy Abuse Prevention and Consumer Protection Act of 2005 (Act), Pub.L. 109-8, the United States Trustee (UST) is charged with creating an approved list of credit counseling agencies. Each agency must meet minimum qualifications established by Congress in the new law. The UST needs the information in the application in order to evaluate whether the applicants meet these qualifications established by Congress. The respondents to the application will be credit counseling agencies who seek to counsel individuals before they file for bankruptcy.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 109 - 8 106

Presidential Action:

-

Title:

Form T-4 - Application For Exemption

Reference Number:

Omb Control Number:

3235-0107

Agency:

SEC

Received:

2025-08-08

Concluded:

2025-11-14

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Form T-4 - Application For Exemption

Key Information

Abstract

Section 304(c) of the Trust Indenture Act of 1939 (“Act”) permits the Securities and Exchange Commission (“Commission”) to exempt securities from requirements of the Act if such securities are issued under an indenture under which the securities were outstanding when the Act was adopted in 1939 and were still outstanding on January 1, 1959. It must be shown that compliance with a particular provision of the Act would require the consent of holders of securities outstanding under the indenture at the time of the application or would impose an undue burden on the issuer, having due regard to the public interest and the interest of investors. Under Rule 4c-1 (17 CFR 260.4c-1), issuers may file a Form T-4 (17 CFR 269.4) to apply for an exemption pursuant to Section 304(c) of the Act. As noted above, Form T-4 is used by issuers to apply for an exemption pursuant to Section 304(c) of the Act.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 77ddd(c)

Presidential Action:

-

Title:

Application for Survivor Death Benefits

Reference Number:

Omb Control Number:

3220-0031

Agency:

RRB

Received:

2025-08-08

Concluded:

2025-08-08

Action:

Approved without change

Status:

Historical Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Application for Survivor Death Benefits

Key Information

Abstract

The collection obtains the information needed to pay death benefits and annuities due but unpaid at death under the Railroad Retirement Act. Benefits are paid to designated beneficiaries or to survivors in a priority designated by law.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

45 USC 231(f) et seq

Presidential Action:

-

Title:

Executive Branch Qualified Trust Documents (see items 1. and 2. in Supporting Statement for precise titles of all documents)

Reference Number:

Omb Control Number:

3209-0007

Agency:

OGE

Received:

2025-08-08

Concluded:

2026-01-16

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Executive Branch Qualified Trust Documents (see items 1. and 2. in Supporting Statement for precise titles of all documents)

Key Information

Abstract

Documents are used to set up and maintain trusts under the Ethics in Government Act for incoming and incumbent executive branch officials. Qualified trusts help officials avoid conflicts between their personal holdings and their Government duties.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

5 USC 13104(f)

Presidential Action:

-

Title:

Foreign Diplomatic Services Applications (FDSA)

Reference Number:

Omb Control Number:

1405-0105

Agency:

STATE/AFA

Received:

2025-08-08

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
Foreign Diplomatic Services Applications (FDSA)

Key Information

Abstract

The United States is host to thousands of foreign missions. Many foreign mission members and their dependents are entitled to a range of diplomatic or consular benefits, privileges, and immunities. This group (collectively referred to as “foreign mission personnel”) are hereinafter referred to as “respondents” or “applicants.” The U.S. Department of State seeks to ensure that the benefits, privileges, and immunities of such entities and persons assigned to duty in the United States are properly extended and respected.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

22 USC 4301

Presidential Action:

-

Title:

Office of Gifts and Grants Management Donation Form

Reference Number:

Omb Control Number:

0420-0564

Agency:

PEACE

Received:

2025-08-08

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
Office of Gifts and Grants Management Donation Form

Key Information

Abstract

Peace Corps’ Office of Gifts and Grants Management (GGM) uses the information to process and manage all private sector financial donations to the Peace Corps. The type of information collected from potential donors to any of the funds includes name, address, gift amount, payment method and payment information, dedication message, donor intent, status as a returned Peace Corps Volunteer, consent to be listed in the agency’s donor recognition page, consent to share name with Peace Corps Volunteer, and consent to receive information about agency activities and opportunities to donate to or partner with the Peace Corps. Personal information, such as credit card information, is necessary to: a) process donations to the agency, b) respond to donor intent regarding the donation (i.e. dedication message or in honor or in memory of or a restricted gift to support a specific activity or Volunteer community project), c) send donor recognition items, where applicable, and/or, d) send the requisite tax acknowledgement letter.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

22 USC 2509 (a)(4)

Presidential Action:

-

Title:

Citizen-Centric Online Self-Services (CCOSS) Authorization

Reference Number:

Omb Control Number:

3220-0204

Agency:

RRB

Received:

2025-08-08

Concluded:

2025-09-29

Action:

Approved without change

Status:

Active

Request Type:

New collection (Request for a new OMB Control Number)
Citizen-Centric Online Self-Services (CCOSS) Authorization

Key Information

Abstract

Section 7(b)(6) of the Railroad Retirement Act (RRA) and 20 CFR 321 under the Railroad Unemployment Insurance Act (RUIA) permits annuitants, beneficiaries and claimants to submit new and change of direct deposit and mailing address authorizations to the Railroad Retirement Board electronically to verify and certify RRA and RUIA benefit payments.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

45 USC 231f
45 USC 362(I)

Presidential Action:

-

Title:

Technical Assistance for Specialty Crops

Reference Number:

Omb Control Number:

0551-0038

Agency:

USDA/FAS

Received:

2025-08-08

Concluded:

2025-09-26

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Technical Assistance for Specialty Crops

Key Information

Abstract

This information is needed to administer CCC’s TASC program. The information will be gathered from applicants desiring to receive grants under the program to determine the viability of the request for funds. Regulations governing the program appear at 7 CFR part 1487 and are available on the Foreign Agricultural Service’s website.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 107 - 171 3205

Presidential Action:

-

Title:

Application for Debt Education Course Provider

Reference Number:

Omb Control Number:

1105-0085

Agency:

DOJ/LA

Received:

2025-08-08

Concluded:

2025-09-24

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Application for Debt Education Course Provider

Key Information

Abstract

Under the new bankruptcy Act, Pub.L. 109-8, the United States Trustee is charged with creating an approved list of debt education course providers. Each course provider must meet minimum qualifications established by Congress in the new law. The UST needs the information in the application in order to evaluate whether the applicants meet these qualifications established by Congress. The respondents to the application will be debt education providers who will educate individuals regarding personal finances after they file for bankruptcy.

Federal Register Notices

60-Day FRN
30-Day FRN

Presidential Action:

-

Title:

Best Interest Determination - Prison Education Program

Reference Number:

Omb Control Number:

-

Agency:

ED/FSA

Received:

2025-08-08

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

New collection (Request for a new OMB Control Number)
Best Interest Determination - Prison Education Program

Key Information

Abstract

The Prison Education Program (PEP) is authorized under section 484(t) of the Higher Education Act of 1965, as amended (HEA) with the requirements for participation outlined in 34 CFR 668, Subpart P, effective July 1, 2023. The regulatory requirements are for a school to offer a PEP to confined or incarcerated individuals. This is a request for a new information collection to develop a form for Oversight Entities to have a mechanism to report the Best Interest Determination for every PEP under their jurisdiction as required under 34 CFR 668.241. This is an optional form which includes the required elements and is being offered for ease of reporting by the appropriate Oversight Entities. Oversight Entities include the appropriate State department of corrections or other entity responsible for overseeing correctional facilities or the Federal Bureau of Prisons. Once completed by the Oversight Entities, the report is forwarded to the institution which in turn will file the report with the Department of Education.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

20 USC 1091

Presidential Action:

-

Title:

Survey of Occupational Injuries and Illnesses

Reference Number:

Omb Control Number:

1220-0045

Agency:

DOL/BLS

Received:

2025-08-08

Concluded:

2025-09-30

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Survey of Occupational Injuries and Illnesses

Key Information

Abstract

The Survey of Occupational Injuries and Illnesses is the primary indicator of the Nation's progress in providing every working man and woman safe and healthful working conditions. The survey measures the overall rate of work injuries and illnesses by industry. Survey data are also used to evaluate the effectiveness of Federal and State programs and to prioritize scarce resources. Respondents include employers who maintain Occupational Safety and Health Administration records in accordance with the Occupational Safety and Health Act and employers who are normally exempt from OSHA recordkeeping. Each year a sample of exempt employers is required to keep records and participate in the survey.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 91 - 596 24(a)
Pub.L. 107 - 347 Title 5

Presidential Action:

-

Title:

Plan Approval and Records for U.S. and Foreign Tank Vessels Carrying Oil in Bulk

Reference Number:

Omb Control Number:

1625-0036

Agency:

DHS/USCG

Received:

2025-08-07

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Reinstatement without change of a previously approved collection
Plan Approval and Records for U.S. and Foreign Tank Vessels Carrying Oil in Bulk

Key Information

Abstract

This information collection aids the Coast Guard in determining if a vessel complies with certain safety and environmental protection standards. Plans/records for construction or modification of U.S. or foreign vessels submitted and/or maintained on board are needed for compliance with these standards. The statutory authority for the requirements are 33 U.S.C. 1903, 46 U.S.C. 3703, 3703a, 3705, 3706, 3707, 3710 and 3711.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

46 USC 3703a
46 USC 3705
46 USC 3706
46 USC 3703
46 USC 3707
46 USC 3710
46 USC 3711
33 USC 1903

Presidential Action:

-

Title:

[NCCDPHP] Maternal Mortality Review Information Application (MMRIA)

Reference Number:

Omb Control Number:

0920-1294

Agency:

HHS/CDC

Received:

2025-08-07

Concluded:

2025-08-07

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
[NCCDPHP] Maternal Mortality Review Information Application (MMRIA)

Key Information

Abstract

Maternal Mortality Review Committees (MMRCs) review cases of pregnancy-associated deaths in their jurisdiction to determine and understand pregnancy-relatedness. MMRIA is a comprehensive and standardized data collection system for abstracting data from clinical and nonclinical sources and documenting MMRC decisions. MMRIA will provide comprehensive, timely, and accurate data surrounding these deaths to inform future prevention efforts. For this change request CDC is making minor changes to comply with recent executive orders.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

42 USC 301

Presidential Action:

-

Title:

Exchange Act Form 10-Q

Reference Number:

Omb Control Number:

3235-0070

Agency:

SEC

Received:

2025-08-07

Concluded:

2025-09-29

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Exchange Act Form 10-Q

Key Information

Abstract

Section 13(a) of the Securities Exchange Act of 1934 (“Exchange Act”) requires every issuer of a security registered pursuant to Section 12 to file periodic and current reports with the Commission. Section 15(d) of the Exchange Act requires each issuer that has filed a registration statement that has become effective under the Securities Act of 1933 to file periodic reports and documents pursuant to Section 13 of the Exchange Act. Form 10-Q (17 CFR 249.308a) is the form used by issuers to satisfy their quarterly reporting obligations pursuant to Section 13 or 15(d) of the Exchange Act. Form 10-Q requires financial and certain other information concerning the issuer. Form 10-Q filings include financial and other information that is intended to provide investors with information needed to make informed investment decisions and to promote confidence in the trading markets.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 78l, 78m, 78n, 78w(a)

Presidential Action:

-

Title:

Multiple Employer Welfare Arrangement Administrative Law Judge Administrative Hearing Procedures

Reference Number:

Omb Control Number:

1210-0148

Agency:

DOL/EBSA

Received:

2025-08-07

Concluded:

2025-09-09

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Multiple Employer Welfare Arrangement Administrative Law Judge Administrative Hearing Procedures

Key Information

Abstract

Section 521 of ERISA, 29 U.S.C. 1151, provides that the Secretary of Labor may issue ex parte cease and desist orders when it appears to the Secretary that the alleged conduct of a multiple employer welfare arrangement (MEWA) under section 3(40) of the Act, 29 U.S.C. 1002(40), is fraudulent, or creates an immediate danger to the public safety or welfare, or is causing or can be reasonably expected to cause significant, imminent, and irreparable public injury. Section 521(b) provides that a person that is adversely affected by the issuance of a cease and desist order may request an administrative hearing regarding the order. The Department has promulgated a final regulation that is the subject of this information collection request, which describes the procedures before an administrative law judge (ALJ) when a person seeks an administrative hearing for review of such an order. Under section 2571.3 of the rule, the party that is subject to a cease and desist order issued under ERISA section 521 has the burden to initiate an adjudicatory proceeding before an ALJ. Section 2571.3 governs the service of documents necessary to initiate ALJ proceedings by such a party on the Secretary of Labor and the ALJ.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

29 USC 1151

Presidential Action:

-

Title:

Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

Reference Number:

Omb Control Number:

3235-0732

Agency:

SEC

Received:

2025-08-07

Concluded:

2025-11-14

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

Key Information

Abstract

As required by Title VII of the Dodd-Frank Act, Section 15F(h) of the Exchange Act established business conduct standards for security-based swap ("SBS") dealers and major security-based swap participants in their dealings with counterparties, including special entities. Exchange Act Rules 15Fh-1 through 15Fh-6 and 15Fk-1 implemented the business conduct standards requirements for SBS dealers that we believe further the principles that underlie the Dodd-Frank Act, and established regulations for the chief compliance officer functions within an SBS dealer or major SBS participant.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 111 - 203 764(a)
15 USC 78a et seq.

Presidential Action:

-

Title:

Unfair Immigration-Related Employment Practices Complaint Form

Reference Number:

Omb Control Number:

1125-0016

Agency:

DOJ/EOIR

Received:

2025-08-07

Concluded:

2025-09-19

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Unfair Immigration-Related Employment Practices Complaint Form

Key Information

Abstract

Section 274B of the INA prohibits: employment discrimination on the basis of citizenship status or national origin; retaliation or intimidation by an employer against an individual seeking to exercise his or her rights under this section; and "document abuse" or overdocumentation by the employer, which occurs when the employer asks an applicant or employee for more or different documents than required for employment eligibility verification under INA section 274A, with the intent of discriminating against the employee in violation of section 274B. Individuals who believe that they have suffered discrimination in violation of section 274B may file a charge with the DOJ Immigrant and Employee Rights Section (IER). The IER then has 120 days to determine whether to file a complaint with the EOIR Office of the Chief Administrative Hearing Officer (OCAHO) on behalf of the individual charging party. If the IER chooses not to file a complaint, the individual may then file his or her own complaint directly with OCAHO. This information collection may be used by an individual to file his or her own complaint with OCAHO. The Form EOIR-58 elicits, in a uniform manner, all the required information for OCAHO to assign a section 274B complaint to an Administrative Law Judge for adjudication.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

8 USC 1324b

Presidential Action:

-

Title:

Notice of Entry of Limited Appearance for Document Assistance Before the Board ofImmigration Appeals; and Notice of Entry of Limited Appearance for Document Assistance Before the Immigration Court

Reference Number:

Omb Control Number:

1125-0021

Agency:

DOJ/EOIR

Received:

2025-08-07

Concluded:

2025-09-15

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Notice of Entry of Limited Appearance for Document Assistance Before the Board ofImmigration Appeals; and Notice of Entry of Limited Appearance for Document Assistance Before the Immigration Court

Key Information

Abstract

This information collection is necessary to allow a practitioner to enter a limited appearance for document assistance before the Board of Immigration Appeals or the Immigration Court for assisting a pro se alien in proceedings before EOIR with a legal filing or other document. Pursuant to the Notice of Proposed Rulemaking, Professional Conduct for Practitioners—Rules and Procedures, and Representation and Appearances, 85 FR 61640 (Sept. 30, 2020), the agency previously received OMB approval for stand-alone forms for the entry of a limited appearance for document assistance before each adjudicatory component as the most appropriate method for the collection of this information. The separate forms EOIR–60 and EOIR–61 are intended to provide greater clarity to the practitioners using the forms, the pro se respondents engaging with the practitioners in a limited capacity, and for the EOIR staff processing the forms.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

8 USC 1229a(b)(4)(A)
8 USC 1362

Presidential Action:

-

Title:

Rule 19d-3, Application for Review of Final Disciplinary Sanctions Denials of Membership Participation or Limitations of Access to Services Imposed by Self-Regulatory Organizations

Reference Number:

Omb Control Number:

3235-0204

Agency:

SEC

Received:

2025-08-07

Concluded:

2026-01-16

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rule 19d-3, Application for Review of Final Disciplinary Sanctions Denials of Membership Participation or Limitations of Access to Services Imposed by Self-Regulatory Organizations

Key Information

Abstract

Rule 19d-3 (17 CFR 240.19d-3) prescribes the form and content of the applications filed by persons with the Commission for review of final disciplinary sanctions. The Commission uses the information reported in the applications to review denials of membership, participation, bars from association, and prohibitions or limitations of access to services imposed by self-regulatory organizations.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 78l
15 USC 78m
15 USC 78c
15 USC 78d
15 USC 78i
15 USC 78j

Presidential Action:

-

Title:

Solid Minerals and Geothermal Collections - 30 CFR Parts 1202, 1206, 1210, 1212, 1217, and 1218

Reference Number:

Omb Control Number:

1012-0010

Agency:

DOI/ONRR

Received:

2025-08-07

Concluded:

2025-12-30

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Solid Minerals and Geothermal Collections - 30 CFR Parts 1202, 1206, 1210, 1212, 1217, and 1218

Key Information

Abstract

In accordance with the Paperwork Reduction Act of 1995 (“PRA”), ONRR is proposing to renew an information collection. Through this Information Collection Request (“ICR”), ONRR seeks renewed authority to collect information necessary to report production, sales, and royalties owed related to coal, other solid minerals, and geothermal resources produced from Federal and Indian lands. ONRR uses forms ONRR-4292 (Coal Washing Allowance Report); ONRR-4293 (Coal Transportation Allowance Report); ONRR-4430 (Solid Minerals Production and Royalty Report); and ONRR-4440 (Solid Minerals Sales Summary) as part of these information collection requirements.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

25 USC 2103, Chapter 23
30 USC 359, Chapter 7
30 USC 1001, 1002, Chapter 23
43 USC 1334, Chapter 29
42 USC 15801, Chapter 149
30 USC 181-263
25 USC 396d, Chapter 12
30 USC 189, Chapter 3A

Presidential Action:

-

Title:

Form R31: Monthly Transaction Reporting for Self-Regulatory Organizations' Rule 31 Fees

Reference Number:

Omb Control Number:

3235-0597

Agency:

SEC

Received:

2025-08-07

Concluded:

2025-11-13

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Form R31: Monthly Transaction Reporting for Self-Regulatory Organizations' Rule 31 Fees

Key Information

Abstract

Pursuant to Section 31 of the Securities Exchange Act of 1934 (“Exchange Act”) (15 U.S.C. 78ee), the Securities and Exchange Commission (“SEC”) is required to collect fees and assessments from national securities exchanges and national securities associations (collectively, “self-regulatory organizations” or “SROs”) based on the volume of their securities transactions. To collect the proper amounts, the SEC in 2004 adopted Rule 31 (17 CFR 240.31) and Form R31 (17 CFR 249.11) under the Exchange Act whereby each SRO must report to the SEC the volume of its securities transactions and the SEC, based on those data, calculates the amount of fees and assessments that each SRO owes pursuant to Section 31. Rule 31 and Form R31 require each SRO to provide these data on a monthly basis. Without this rule, the SEC would not be able to satisfy its obligations under Section 31.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 78ee

Presidential Action:

-

Title:

Form of Detached Assignment for U.S. Small Business Administration Loan Pool or Guaranteed Interest Certificate

Reference Number:

Omb Control Number:

3245-0212

Agency:

SBA

Received:

2025-08-07

Concluded:

2025-08-07

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Form of Detached Assignment for U.S. Small Business Administration Loan Pool or Guaranteed Interest Certificate

Key Information

Abstract

The Small Business Administration requires information to be disclosed to the buyer when a secondary market loan is transferred from one investor to another. This information includes a constant annual prepayment rate based upon the seller's analysis pf prepayment histories of SBA guaranteed loans with similar maturities. Additionally, information is required on the terms. conditions and yield of the security being transferred.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 634(h)(1)(c)

Presidential Action:

-
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