Change Requests

What is an ICR?

An Information Collection Request (ICR) is a federal agency's request for approval from the Office of Management and Budget (OMB) to collect information from the public. Under the Paperwork Reduction Act (PRA), agencies must justify why the information is needed and how it will be used.

When are they submitted?

Federal agencies are required to submit an ICR whenever they create, renew, modify an information collection. Each ICR includes a description of the collection, supporting materials and documentation (such as forms, surveys, or scripts), and proof that the agency has met the requirements of the PRA.

The ICR is submitted to the The Office of Information and Regulatory Affairs (OIRA) within OMB for review and approval. OIRA grants approval for a maximum of three years, after which the collection must be renewed through a new ICR submission.

Where to find an ICR?

ICRs are publicly available on RegInfo.gov, and additional guidance can be found in the FAQs.

Note: Presidential Action influences are notated for ICRs received between January 20, 2025 and July 19, 2025.

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Showing 25 of 15045 results

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Title
Reference Number
OMB Control Number
Agency
Received
Concluded
Action
Status
Request Type
Presidential Action

Title:

Request for Discharge from Personal Liability Under Internal Revenue Code Section 2204 or 6905. (Form 5495)

Reference Number:

202506-1545-010

Omb Control Number:

1545-0432

Agency:

TREAS/IRS

Received:

2025-08-01

Concluded:

2025-09-11

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Request for Discharge from Personal Liability Under Internal Revenue Code Section 2204 or 6905. (Form 5495)

Key Information

Abstract

Form 5495 provides guidance under sections 2204 and 6905 for executors of estates and fiduciaries of decedent's trusts. The form, filed after regular filing of an Estate, Gift, or Income tax return for a decedent, is used by the executor or fiduciary to request discharge from personal liability for any deficiency for the tax and periods shown on the form.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

26 USC 6905
View Law
26 USC 2204
View Law

Presidential Action:

-

Title:

Allocation of Expenses by Real Estate Mortgage Investment Conduits

Reference Number:

202507-1545-011

Omb Control Number:

1545-1018

Agency:

TREAS/IRS

Received:

2025-08-01

Concluded:

2025-09-11

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Allocation of Expenses by Real Estate Mortgage Investment Conduits

Key Information

Abstract

Internal Revenue Code (IRC) sections 67 and 6049 and their regulations provide rules for certain deductions and income, as well as information disclosure requirements regarding the income and deductions. Treasury Regulations section 1.67-3(f)(4)(ii) requires single-class REMICs to provide certain IRC section 67 information to a person holding a regular interest in the single-class REMIC pursuant to section 1.6049-7(e). Treasury Regulations section 1.6049-7(e) requires the REMIC to provide certain information to brokers and middlemen who request the information to complete information returns. Treasury Regulations Section 1.6049-7(f)(7) requires brokers and middlemen to furnish certain information to corporations, non-calendar year taxpayers, and other specified persons who requests the information and for whom the broker or middleman holds as a nominee a REMIC regular interest or a collateralized debt obligation.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

26 USC 860F
View Law
26 USC 67
View Law
26 USC 6049
View Law
26 USC 860D
View Law

Presidential Action:

-

Title:

Fee Remittance Form for Certain F, J and M Nonimmigrants

Reference Number:

202411-1653-004

Omb Control Number:

1653-0034

Agency:

DHS/USICE

Received:

2025-08-01

Concluded:

2025-09-08

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Fee Remittance Form for Certain F, J and M Nonimmigrants

Key Information

Abstract

This information collection is necessary to implement section 641 of IIRIRA, 8 U.S.C. §1372, which directs DHS to collect information relating to academic nonimmigrant students (F-1), vocational nonimmigrant students (M-1), and exchange visitors (J-1), as well as their dependents (F-2, M-2 or J-2) , and provides for the collection of the required fee to defray the costs of this program. Section 641 of IIRIRA requires DHS to collect current information, on an ongoing basis, from schools and exchange visitor program sponsors relating to F, J and M nonimmigrants during the course of their stay in the United States, using electronic reporting technology to the fullest extent practicable. SEVP, an office of the DHS agency U.S. Immigration and Customs Enforcement, implemented SEVIS to carryout out this statutory requirement. SEVP uses the Form I-901, Fee Remittance for Certain F, J and M Nonimmigrants, to provide a receipt to the F, J or M nonimmigrant upon payment and to positively identify that a particular F, J, or M nonimmigrant has paid the fee.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 104 - 208 641
View Law
Pub.L. 107 - 296 471
View Law
8 USC 1372(e)(2)
View Law

Presidential Action:

-

Title:

Overseas Vetting Questionnaire

Reference Number:

202508-1405-001

Omb Control Number:

-

Agency:

STATE/AFA

Received:

2025-08-01

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

New collection (Request for a new OMB Control Number)
Overseas Vetting Questionnaire

Key Information

Abstract

The Department of State intends to use the information collected through the proposed Overseas Vetting Questionnaire to conduct personnel vetting investigations for persons under consideration for, or retention in, low risk or public trust positions under Executive Order 13467, as amended and EO 13488, as amended.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Presidential Action:

-

Title:

Exchange Act Form 10-K

Reference Number:

202507-3235-019

Omb Control Number:

3235-0063

Agency:

SEC

Received:

2025-08-01

Concluded:

2025-09-29

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Exchange Act Form 10-K

Key Information

Abstract

Form 10-K is filed by issuers of securities to satisfy their annual report obligations pursuant to Sections 13 and 15(d) of the Exchange Act.

Federal Register Notices

60-Day FRN
View Notice

Authorizing Statutes

15 USC 77g, 77s(a)
View Law
15 USC 78c(b), 78l, 78m, 78o, 78w(a)
View Law

Presidential Action:

-

Title:

CISA Speaker Request Form

Reference Number:

202507-1670-004

Omb Control Number:

1670-0047

Agency:

DHS/CISA

Received:

2025-08-01

Concluded:

2025-09-05

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
CISA Speaker Request Form

Key Information

Abstract

The Speaker Request Form will be the first point of contact between CISA and the public to initiate CISA speaking engagements. The form will be available on www.cisa.gov and any member of the public can submit a request for a CISA employee to speak at an event. The form will be used by CISA to track and manage external speaking engagements. The information will be used to schedule and determine the most appropriate CISA speaker based on date, time, location, presentation format, and topic. The form collects information about the event, discussion topics, presentation format, media participation, disclosures, special event guest, and event coordinator information. Information from the Speaker Request Form regarding the requested speaking engagement, the host organization, the speaking topic, agenda and additional event details will be collected. The requested information helps CISA determine whether the speaker should attend the engagement and/or how CISA should best prepare for the event. The information is used to determine if the event warrants the time and attention of the invited speaker and what messages and information can be shared on behalf of the Agency with a public or targeted audience. The CISA Speakers Bureau team will use the information to identify a speaker and route the Speakers Request Form to that person for consideration. The information is then sent to DHS Public Affairs for awareness of CISA speaking engagements.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 107 - 296 101
View Law
Pub.L. 104 - 13 3501
View Law
Pub.L. 114 - 185 552
View Law
Pub.L. 115 - 278 2201
View Law

Presidential Action:

-

Title:

Application for Suspension of Deportation

Reference Number:

202507-1125-008

Omb Control Number:

1125-0009

Agency:

DOJ/EOIR

Received:

2025-08-01

Concluded:

2025-08-06

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Application for Suspension of Deportation

Key Information

Abstract

The Form EOIR-40 is filed in Immigration Court by certain deportable aliens who seek to have their deportation suspended and to become lawful permanent residents.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

8 USC 1254
View Law

Presidential Action:

-

Title:

Disposition of Securities Belonging to a Decedent's Estate Being Settled Without Administration

Reference Number:

202506-1530-005

Omb Control Number:

1530-0055

Agency:

TREAS/FISCAL

Received:

2025-08-01

Concluded:

2026-01-16

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Disposition of Securities Belonging to a Decedent's Estate Being Settled Without Administration

Key Information

Abstract

The information is collected from a voluntary representative of a decedent's estate to support a request for disposition of United States Treasury Securities and/or related payments in the event that the estate is not being administered.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

31 USC 31
View Law

Presidential Action:

-

Title:

Exchange Act Form 8-K

Reference Number:

202507-3235-016

Omb Control Number:

3235-0060

Agency:

SEC

Received:

2025-08-01

Concluded:

2025-09-29

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Exchange Act Form 8-K

Key Information

Abstract

Form 8-K is filed by issuers to satisfy their current reporting obligations pursuant to Sections 13 and 15(d) of the Exchange Act in connection with the occurrence of significant corporate events.

Federal Register Notices

60-Day FRN
View Notice

Authorizing Statutes

15 USC 77g, 77s(a)
View Law
15 USC 78c(b), 78l, 78m, 78o, 78w(a)
View Law

Presidential Action:

-

Title:

Medicare Geographic Classification Review Board Procedures and Criteria and Supporting Regulations in 42 CFR, Section 412.256 (CMS-R-138)

Reference Number:

202507-0938-026

Omb Control Number:

0938-0573

Agency:

HHS/CMS

Received:

2025-08-01

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Reinstatement without change of a previously approved collection
Medicare Geographic Classification Review Board Procedures and Criteria and Supporting Regulations in 42 CFR, Section 412.256 (CMS-R-138)

Key Information

Abstract

Section 1886(d)(10) of the Social Security Act established the Medicare Geographic Classification Review Board (MGCRB), an entity with the authority to accept short-term hospital inpatient prospective payment system applications from hospitals requesting geographic reclassification for wage index or standardized amount payment purposes and issue decisions on these requests. This regulation sets up the application process for prospective payment system hospitals that choose to appeal their geographic status to the MGCRB.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

18 Stat. 1886

Presidential Action:

-

Title:

Rule 7d-2, Definition of "public offering" as used in section 7(d) of the Act with respect to certain Canadian tax-deferred retirement savings accounts

Reference Number:

202505-3235-009

Omb Control Number:

3235-0527

Agency:

SEC

Received:

2025-08-01

Concluded:

2025-09-04

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rule 7d-2, Definition of "public offering" as used in section 7(d) of the Act with respect to certain Canadian tax-deferred retirement savings accounts

Key Information

Abstract

Rule 7d-2 (17 CFR 270.7d-2) provides an exemption from the "public offering" definition under section 7(d) of the Investment Company Act of 1940 (15 U.S.C. 80a-7(d)) for certain securities offered to U.S. residents who participate in Canadian tax-deferred retirement savings accounts (such as Registered Retirement Savings Plans or Registered Retirement Income Funds). To qualify for this exemption, foreign investment companies (called "Qualified Companies") must include in any written offering materials delivered to participants or their Canadian retirement accounts a prominent disclosure statement that the securities and the investment company are not registered with the U.S. Securities and Exchange Commission (SEC) and are relying on exemptions from registration. This collection involves a third-party disclosure requirement, with the disclosure provided directly to participants (U.S. investors) and their Canadian retirement accounts as the primary recipients of the information.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

15 USC 80a
View Law

Presidential Action:

-

Title:

Ships Carrying Bulk Hazardous Liquids

Reference Number:

202506-1625-002

Omb Control Number:

1625-0094

Agency:

DHS/USCG

Received:

2025-08-01

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
Ships Carrying Bulk Hazardous Liquids

Key Information

Abstract

This information is needed to ensure the safe transport of bulk hazardous liquids on chemical tank vessels and to protect the environment from pollution. Respondents are owners and operators of chemical tank vessels.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

46 USC 3703
View Law
33 USC 1903
View Law

Presidential Action:

-

Title:

Trace Request for EFT Payments

Reference Number:

202506-1530-003

Omb Control Number:

1530-0002

Agency:

TREAS/FISCAL

Received:

2025-08-01

Concluded:

2025-09-17

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Trace Request for EFT Payments

Key Information

Abstract

Used to notify the financial institutions that a beneficiary has claimed non-receipt of credit for a payment. The form is designed to help the financial institution locate any problem and to keep the beneficiary informed of any action taken.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

12 USC 391
View Law
5 USC 301
View Law

Presidential Action:

-

Title:

Voucher for Payment of Awards

Reference Number:

202506-1530-002

Omb Control Number:

1530-0012

Agency:

TREAS/FISCAL

Received:

2025-08-01

Concluded:

2026-01-16

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Voucher for Payment of Awards

Key Information

Abstract

Awards certified to Treasury are paid annually as funds are received from foreign governments. Vouchers are mailed to awardholders showing payments due. Awardholders sign vouchers certifying that he/she is entitled to payment.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Presidential Action:

-

Title:

Application for Determination for Terminating Plan and Distributable Benefits from Employee Pension Benefit Plans

Reference Number:

202507-1545-010

Omb Control Number:

1545-0202

Agency:

TREAS/IRS

Received:

2025-08-01

Concluded:

2025-09-11

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Application for Determination for Terminating Plan and Distributable Benefits from Employee Pension Benefit Plans

Key Information

Abstract

Employers who have qualified deferred compensation plans can take an income tax deduction for contributions to their plans. IRS uses the data on Forms 5310 and 6088 to determine whether a plan still qualifies and whether there is any discrimination in benefits.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

26 USC 403(b)
View Law
26 USC 401(a)
View Law
26 USC 404
View Law

Presidential Action:

-

Title:

Rule 206(4)-2, Custody of Funds or Securities of Clients by Investment Advisers

Reference Number:

202504-3235-016

Omb Control Number:

3235-0241

Agency:

SEC

Received:

2025-08-01

Concluded:

2025-09-04

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rule 206(4)-2, Custody of Funds or Securities of Clients by Investment Advisers

Key Information

Abstract

Rule 206(4)-2 under the Investment Advisers Act of 1940 (17 CFR 275.206(4)-2) establishes comprehensive safekeeping requirements for registered investment advisers who have custody of client funds or securities. The rule mandates that such assets be maintained with qualified custodians in separate accounts, with advisers required to notify clients in writing of custodian information and account arrangements. Advisers must also ensure clients receive quarterly account statements from custodians and obtain annual independent verification of client assets by independent public accountants who must file Form ADV-E (17 CFR 279.8) with the Commission within 120 days and report any material discrepancies within one business day. Unless client assets are maintained with an independent public account, the adviser also must obtain an internal control report from an independent public accountant. The SEC needs this information to monitor compliance with client asset protection requirements, detect potential custody violations and fraud, assess the adequacy of adviser internal controls, and ensure proper segregation of client assets from adviser assets, using the collected data for regulatory examinations, enforcement actions, risk assessment, and systemic oversight of adviser custody practices. This regulation imposes third-party disclosure requirements on investment advisers, with information provided to clients (custodian notifications and account statements), independent public accountants (verification arrangements), qualified custodians (account management), and the SEC (Form ADV-E filings and discrepancy reports), while investors and the public benefit from enhanced asset protection, transparency, and regulatory oversight of adviser custody operations that safeguard trillions of dollars in client assets.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

15 USC 80b-6(4)
View Law
15 USC 80b-11(a)
View Law

Presidential Action:

-

Title:

Assessment of Fees on Large Bank Holding Companies and Nonbank Financial Companies

Reference Number:

202505-1505-001

Omb Control Number:

1505-0245

Agency:

TREAS/DO

Received:

2025-08-01

Concluded:

2025-09-17

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Assessment of Fees on Large Bank Holding Companies and Nonbank Financial Companies

Key Information

Abstract

The Financial Research Fund (FRF) Preauthorized Payment Agreement form will collect information with respect to the final rule (31 CFR Part 150) on the assessment of fees on large bank holding companies and nonbank financial companies supervised by the Federal Reserve Board to cover the expenses of the FRF.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 111 - 203 155
View Law
Pub.L. 115 - 174 401
View Law

Presidential Action:

-

Title:

Regulation S-ID, Identity Theft Red Flags Rules

Reference Number:

202503-3235-008

Omb Control Number:

3235-0692

Agency:

SEC

Received:

2025-08-01

Concluded:

2025-09-04

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Regulation S-ID, Identity Theft Red Flags Rules

Key Information

Abstract

Regulation S-ID: Identity Theft Red Flags (17 CFR Part 248, Subpart C) requires SEC-regulated financial institutions and creditors (including brokers, dealers, investment companies, and investment advisors) that offer or maintain covered accounts to develop and implement a written Identity Theft Protection Program designed to detect, prevent, and mitigate identity theft risks in connection with covered accounts, while card issuers must establish and implement written procedures to assess the validity of address changes when followed by requests for additional or replacement cards in a short period of time. Regulation S-ID, including the information collection requirements thereunder, is designed to better protect investors from the risks of identity theft by ensuring that SEC-regulated financial institutions maintain effective safeguards against identity theft that could harm consumers and threaten the safety and soundness of financial institutions. The SEC has used this information to examine compliance with identity theft prevention requirements during regulatory examinations. This collection fulfills recordkeeping and internal governance requirements where SEC-regulated entities must document their policies and procedures, but the documentation is maintained internally rather than reported directly to the SEC, though the SEC reviews these records during examinations to assess compliance with the regulation.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

15 USC 80a-30
View Law

Presidential Action:

-

Title:

S Corporation Shareholder Stock and Debt Basis Limitations

Reference Number:

202504-1545-002

Omb Control Number:

1545-2302

Agency:

TREAS/IRS

Received:

2025-08-01

Concluded:

2025-09-12

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
S Corporation Shareholder Stock and Debt Basis Limitations

Key Information

Abstract

Internal Revenue Code (IRC) Section 1366 determines the shareholder’s tax liability from an S corporation. IRC Section 1367 details the adjustments to basis including the increase and decrease in basis, income items included in basis, the basis of indebtedness, and the basis of inherited stock. Form 7203 is used by S corporation shareholders to figure potential limitations of their share of the S corporation’s deductions, credits, and other items that can be deducted on the shareholder’s tax return.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

26 USC 1366
View Law
26 USC 1367
View Law

Presidential Action:

-

Title:

Plan Review and Records for Vital System Automation

Reference Number:

202504-1625-005

Omb Control Number:

1625-0047

Agency:

DHS/USCG

Received:

2025-08-01

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
Plan Review and Records for Vital System Automation

Key Information

Abstract

Automated vital system regulations are necessary to promote the safety of life at sea on USCG certified vessels. The Coast Guard reviews plans, tests, and procedures to determine compliance and evaluate necessary manning of automated vessels. Respondents are owners, operators, shipyards, designers, and manufacturers of certain vessels. The statutory authority for the requirements is 46 U.S.C. 3306. This authority is delegated by the Secretary to the Coast Guard via the Department of Homeland Security Delegation No. 0170.1, Revision No. 01.2. (II)(92.b).

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

46 USC 3306
View Law

Presidential Action:

-

Title:

Notice of Plan Merger or Consolidation, Spinoff, or Transfer of Plan Assets or Liabilities; Notice of Qualified Separate Lines of Business

Reference Number:

202507-1545-001

Omb Control Number:

1545-1225

Agency:

TREAS/IRS

Received:

2025-08-01

Concluded:

2025-09-11

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Notice of Plan Merger or Consolidation, Spinoff, or Transfer of Plan Assets or Liabilities; Notice of Qualified Separate Lines of Business

Key Information

Abstract

Plan administrators are required to notify IRS of any plan mergers, consolidations, spinoffs, or transfers of plan assets or liabilities to another plan. Employers are required to notify IRS of separate lines of business for their deferred compensation plans. Form 5310-A is used to make these notifications.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

26 USC 6058
View Law
26 USC 414
View Law

Presidential Action:

-

Title:

Certificate of Taxpaid Alcohol

Reference Number:

202506-1513-001

Omb Control Number:

1513-0131

Agency:

TREAS/TTB

Received:

2025-08-01

Concluded:

2025-09-17

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Certificate of Taxpaid Alcohol

Key Information

Abstract

The Internal Revenue Code (IRC) authorizes drawback (refund) of all but $1.00 per gallon of the Federal excise tax paid on distilled spirits subsequently used in the manufacture of certain nonbeverage products such as medicines, food products, flavors, and perfumes. See 26 U.S.C. 5111–5114. In addition, nonbeverage products produced in the United States and then exported are also eligible for drawback of all excise taxes paid on the distilled spirits used to make those products. See 19 U.S.C. 1313(d). Under the Alcohol and Tobacco Tax and Trade Bureau (TTB) regulations in part 17, a respondent may make an export drawback claim to U.S. Customs and Border Protection (CBP) for the full amount of tax paid if they have previously made no claim to TTB. (Alternatively, a respondent may claim the remaining $1.00 per proof gallon of excise tax paid if they have or will file a claim with TTB under 26 U.S.C. 5114.) When a respondent wishes to make a full or partial export drawback claim to CBP, they first submit form TTB F 5100.4, Certificate of Taxpaid Alcohol, to TTB, listing the source and amount of distilled spirits eligible for drawback and the amount of excise taxes claimed. TTB verifies the provided information and certifies on the form that it has issued no previous certificate for the described distilled spirits. As such, the collected information is necessary to ensure that export drawback is provided consistent with the relevant statutory provisions.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

19 USC 1313(d)
View Law
26 USC 5111 - 5114
View Law

Presidential Action:

-

Title:

Rule 17Ad-16, Notice of assumption or termination of transfer agent services

Reference Number:

202502-3235-009

Omb Control Number:

3235-0413

Agency:

SEC

Received:

2025-08-01

Concluded:

2025-09-04

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rule 17Ad-16, Notice of assumption or termination of transfer agent services

Key Information

Abstract

Rule 17Ad-16, 17 CFR 240.17Ad-16, under the Securities Exchange Act of 1934, requires a registered transfer agent to provide written notice to the appropriate qualified registered securities depository when assuming or terminating transfer agent services on behalf of an issuer or when changing its name or address. In addition, transfer agents that provide such notice shall maintain such notice for a period of at least two years in an easily accessible place. This rule addresses the problem of certificate transfer delays caused by transfer requests that are directed to the wrong transfer agent or the wrong address.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

15 USC 78q-1(d)
View Law

Presidential Action:

-

Title:

Notice 2020-88, Qualifying Advanced Coal Project Program

Reference Number:

202505-1545-017

Omb Control Number:

1545-2003

Agency:

TREAS/IRS

Received:

2025-08-01

Concluded:

2025-09-12

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Notice 2020-88, Qualifying Advanced Coal Project Program

Key Information

Abstract

This notice updates and amplifies the procedures for the allocation of § 48A Phase III credits by announcing the beginning of Round 3 of the § 48A Phase III Program. To be considered in Round 3 of the § 48A Phase III Program, applications must be submitted to the Department of Energy (DOE) (Application for DOE Certification) and to the IRS (Application for § 48A Certification).

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

26 USC 48A
View Law

Presidential Action:

-

Title:

Bond for Drawback Under 26 U.S.C. 5111

Reference Number:

202506-1513-002

Omb Control Number:

1513-0116

Agency:

TREAS/TTB

Received:

2025-08-01

Concluded:

2025-09-17

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Bond for Drawback Under 26 U.S.C. 5111

Key Information

Abstract

The Internal Revenue Code (IRC) authorizes drawback (refund) of all but $1.00 per gallon of the Federal excise tax paid on distilled spirits subsequently used in the manufacture of certain nonbeverage products such as medicines, food products, flavors, and perfumes. Manufacturers making such products must file claims proving their eligibility for drawback, and respondents may file such claims either on a monthly or a quarterly basis. The IRC also authorizes the Secretary to require persons filing monthly nonbeverage product drawback claims to provide a bond. See 26 U.S.C. 5111–5114. The Alcohol and Tobacco Tax and Trade Bureau (TTB) regulations in 27 CFR parts 17 and 26 require monthly nonbeverage drawback claimants to file such a bond using form TTB F 5154.3. The required bond ensures repayment of paid claims later found to be ineligible for nonbeverage drawback in cases when the claimant is unable to repay the taxes due.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

26 USC 5111-5114
View Law

Presidential Action:

-
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