Change Requests

What is an ICR?

An Information Collection Request (ICR) is a federal agency's request for approval from the Office of Management and Budget (OMB) to collect information from the public. Under the Paperwork Reduction Act (PRA), agencies must justify why the information is needed and how it will be used.

When are they submitted?

Federal agencies are required to submit an ICR whenever they create, renew, modify an information collection. Each ICR includes a description of the collection, supporting materials and documentation (such as forms, surveys, or scripts), and proof that the agency has met the requirements of the PRA.

The ICR is submitted to the The Office of Information and Regulatory Affairs (OIRA) within OMB for review and approval. OIRA grants approval for a maximum of three years, after which the collection must be renewed through a new ICR submission.

Where to find an ICR?

ICRs are publicly available on RegInfo.gov, and additional guidance can be found in the FAQs.

Note: Presidential Action influences are notated for ICRs received between January 20, 2025 and July 19, 2025.

Showing 25 of 15675 results

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Title
Reference Number
OMB Control Number
Agency
Received
Concluded
Action
Status
Request Type
Presidential Action

Title:

Information Furnishers Rule

Reference Number:

Omb Control Number:

3084-0144

Agency:

FTC

Received:

2025-09-09

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
Information Furnishers Rule

Key Information

Abstract

The Federal Trade Commission requests renewed clearance of the information collection provisions associated with its Information Furnishers Rule which implements section 312 of the Fair and Accurate Credit Transactions Act of 2003 and Title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act and its shared enforcement of the CFPB's Regulation V (Subpart E).

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 111 - 203 1029
Pub.L. 108 - 159 312

Presidential Action:

-

Title:

Disaster Assistance Registration

Reference Number:

Omb Control Number:

1660-0002

Agency:

DHS/FEMA

Received:

2025-09-09

Concluded:

2025-12-03

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Disaster Assistance Registration

Key Information

Abstract

The forms in this collection are used to obtain pertinent information to provide financial assistance, and if necessary, direct assistance to eligible individuals and households who, as a direct result of a disaster or emergency, have uninsured or under-insured, necessary or serious expenses they are unable to meet. This revision of a currently approved information collection will improve the applicant’s experience with the disaster assistance registration process by providing a simpler, more intuitive interface and limiting required responses to those needed based on their needs. These changes will help rebuild trust in the Federal Government by promoting transparency of FEMA’s Disaster Assistance application process.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 93 - 288 0000
Pub.L. 116 - 260 133
42 USC 5174
8 USC 1601

Presidential Action:

-

Title:

FCC Anti-Harassment Intake Form

Reference Number:

Omb Control Number:

3060-1267

Agency:

FCC

Received:

2025-09-09

Concluded:

2025-09-09

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
FCC Anti-Harassment Intake Form

Key Information

Abstract

This information, completed on FCC Form 5632, will be used by the EEO Director and HRM to process, track, and maintain the confidentiality of Anti-Harassment Intake Form requests.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

29 USC 621-634
42 USC 12101-12213
7 USC 7
29 USC 501
42 USC 2000e

Presidential Action:

-

Title:

Consummations of Assignments and Transfers of Control of Authorization

Reference Number:

Omb Control Number:

3060-1108

Agency:

FCC

Received:

2025-09-09

Concluded:

2025-09-09

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Consummations of Assignments and Transfers of Control of Authorization

Key Information

Abstract

The Federal Communications Commission ("Commission") is requesting that the Office of Management and Budget (OMB) approve a three year extension of OMB Control No. 3060-1108 titled, "Consummation of Assignments and Transfers of Control of Authorization."

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

47 USC 154(i)

Presidential Action:

-

Title:

Flexibility for Delivery of Communications by Mobile Satellite Service Providers in the 2 GHz Band, the L-Band, and the 1.6/2.4 GHz Band

Reference Number:

Omb Control Number:

3060-0994

Agency:

FCC

Received:

2025-09-09

Concluded:

2025-09-09

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Flexibility for Delivery of Communications by Mobile Satellite Service Providers in the 2 GHz Band, the L-Band, and the 1.6/2.4 GHz Band

Key Information

Abstract

The Federal Communications Commission ("Commission") is requesting that the Office of Management and Budget (“OMB”) approve a three year extension of OMB Control No. 3060-0994 titled, “Flexibility for Delivery of Communications by Mobile Satellite Service Providers in the 2 GHz Band, the L Band, and the 1.6/2.4 GHz Band.”

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

47 USC 154(i), 157, 302 and 303

Presidential Action:

-

Title:

[NCCDPHP]Sudden Death in the Young Registry

Reference Number:

Omb Control Number:

0920-1092

Agency:

HHS/CDC

Received:

2025-09-09

Concluded:

2025-11-17

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
[NCCDPHP]Sudden Death in the Young Registry

Key Information

Abstract

The goal of the Sudden Death in the Young (SDY) Case Registry is to improve and standardize case ascertainment so funded jurisdictions can better their understanding of the incidence and risk factors for sudden death in youth. Data will be used to inform the descriptive epidemiology of SDY, including the incidence, and risk factors. These data will be used to inform prevention strategies as well as best practices for national surveillance of SDY. The changes proposed with this reinstatement include a decrease in burden due to more accurate estimates of time needed to complete modules and better estimates of the number of respondents and the number requiring advanced review. This is an extension of a collection set to expire 9/30/25

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 113 - 236 2
42 USC 241

Presidential Action:

-

Title:

Incident Reports for Natural Gas Pipeline Operators

Reference Number:

Omb Control Number:

2137-0635

Agency:

DOT/PHMSA

Received:

2025-09-09

Concluded:

2026-01-19

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Incident Reports for Natural Gas Pipeline Operators

Key Information

Abstract

Operators of natural gas pipelines and LNG facilities are required to report incidents, on occasion, to PHMSA per the requirements in 49 CFR Part 191. This mandatory information collection covers the collection of incident report data from natural gas pipeline operators. The reports contained within this information collection support the Department of Transportation’s strategic goal of safety. This information is an essential part of PHMSA’s overall effort to minimize natural gas transmission, gathering, and distribution pipeline failures.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

49 USC 60117
49 USC 60124

Presidential Action:

-

Title:

Sections 95.2309, Frequency Coordination/Coordinator, Wireless Medical Telemetry Service

Reference Number:

Omb Control Number:

3060-0953

Agency:

FCC

Received:

2025-09-09

Concluded:

2025-11-28

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Sections 95.2309, Frequency Coordination/Coordinator, Wireless Medical Telemetry Service

Key Information

Abstract

The Commission allocated spectrum and established rules for a "Wireless Medical Telemetry Service" that allows potentially life critical equipment to operate on an interference-protected basis. Medical telemetry equipment is used in hospitals and health care facilities to transmit patient measurement data such as pulse and respiration rates to a nearby receiver, permitting greater mobility and increased comfort.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

47 USC 4(i), 11,154(i), 161
47 USC 304, 307, 332(b)
47 USC 301, 302, 303(e)(f)(r)

Presidential Action:

-

Title:

Disclosure and Reporting of CRA-Related Agreements (12 CFR 35)

Reference Number:

Omb Control Number:

1557-0219

Agency:

TREAS/OCC

Received:

2025-09-09

Concluded:

2025-11-25

Action:

Approved without change

Status:

Active

Request Type:

Reinstatement without change of a previously approved collection
Disclosure and Reporting of CRA-Related Agreements (12 CFR 35)

Key Information

Abstract

The information collections are required under section 711 of the Gramm-Leach-Bliley Act. This section requires that certain agreements that are in fulfillment of the Community Reinvestment Act (CRA) are to be disclosed to the public and the appropriate Federal banking agencies. The information will assist the public in assessing whether the parties are meeting their obligations under the agreements and CRA.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 106 - 102 Sec. 711

Presidential Action:

-

Title:

Rule 15Bc3-1, Form MSDW - Withdrawal from Registration of Municipal Securities Dealers

Reference Number:

Omb Control Number:

3235-0087

Agency:

SEC

Received:

2025-09-08

Concluded:

2026-01-05

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Rule 15Bc3-1, Form MSDW - Withdrawal from Registration of Municipal Securities Dealers

Key Information

Abstract

Subject to OMB approval, the Commission intends to consolidate this information collection into revised OMB Control No. 3235-0083 and ultimately discontinue this control number. Under Section 15B(c) of the Exchange Act (15 U.S.C. 78o-4(c)), any registered municipal securities dealer may, upon such terms and conditions as the Commission may deem necessary in the public interest or for the protection of investors, withdraw from registration by filing a written notice of withdrawal with the Commission. Rule 15Bc3-1 (17 CFR 240.15Bc3-1) provides that bank municipal securities dealers that wish to withdraw from registration must file a notice of withdrawal from registration on Form MSDW (17 CFR 249.1110). Rule 15Bc3-1 further provides that, prior to filing a notice of withdrawal from registration on Form MSDW, a bank municipal securities dealer must amend Form MSD in accordance with Rule 15Ba2-1(b) (17 CFR 240.15Ba2-1(b)) to update any inaccurate information. The Commission uses information obtained from Form MSDW filings to, among other things, determine whether it is in the public interest to permit a bank municipal securities dealer to withdraw its registration. Certain provisions of Rule 15Bc3-1 apply to non-bank municipal securities dealers which make registration filings on the standard forms for brokers and dealers (Form BD instead of Form MSD, and Form BDW instead of Form MSDW). Burden estimates for such non-bank municipal securities dealers are accounted for in the Supporting Statements for Form BD (OMB Control No. 3235-0012) and Form BDW (OMB Control No. 3235-0018) and are not included herein.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 78o-4

Presidential Action:

-

Title:

BE-13, Survey of New Foreign Direct Investment in the United States Common Form

Reference Number:

Omb Control Number:

0608-0035

Agency:

DOC/EASA

Received:

2025-09-08

Concluded:

2025-11-19

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
BE-13, Survey of New Foreign Direct Investment in the United States Common Form

Key Information

Abstract

The BE-13, Survey of New Foreign Direct Investment in the United States, collects information on the acquisition and establishment of U.S. business enterprises by foreign investors and on expansions by existing U.S. affiliates of foreign companies. The data collected through the survey are used to measure the amount of new foreign direct investment in the United States and assess its impact on the U.S. economy. The survey also ensures complete coverage of BEA’s other foreign direct investment statistics. The survey is authorized by the International Investment and Trade in Services Survey Act.Emergency Justfication:BEA is requesting emergency review due to extended review of the change to reporting requirements for this survey by OGC which lead to a significant decrease in burden. This extended review delayed publication of the final rule until less than 30 days before the current expiration date.

Federal Register Notices

60-Day FRN

Authorizing Statutes

22 USC 3101-3108

Presidential Action:

-

Title:

Rule 15Ba2-5, Registration of fiduciaries

Reference Number:

Omb Control Number:

3235-0088

Agency:

SEC

Received:

2025-09-08

Concluded:

2026-01-14

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Rule 15Ba2-5, Registration of fiduciaries

Key Information

Abstract

Subject to OMB approval, the Commission intends to consolidate this information collection into revised OMB Control No. 3235-0083 and ultimately discontinue this control number. Rule 15Ba2-5 (17 CFR 240.15Ba2-5) permits a duly appointed (or duly qualified) fiduciary to assume immediate responsibility for the operation of a registered municipal securities dealer’s business. Without the rule, the fiduciary would not be able to assume operation until it registered as a municipal securities dealer. Under the rule, the registration of a municipal securities dealer is deemed to be the registration of any executor, administrator, guardian, conservator, assignee for the benefit of creditors, receiver, trustee in insolvency or bankruptcy, or other fiduciary, appointed or qualified by order, judgment, or decree of a court of competent jurisdiction to continue the business of such municipal securities dealer, provided that such fiduciary files with the Commission, within 30 days after entering upon the performance of his duties, a statement setting forth as to such fiduciary substantially the same information required by Form MSD or Form BD (“Rule 15Ba2-5 Statement”). The Commission uses the information obtained from Rule 15Ba2-5 Statements to, among other things, determine whether the fiduciary meets the standards for registration set forth in the Exchange Act.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 78o-4

Presidential Action:

-

Title:

Rule 15Ba2-4, Registration of successor to registered municipal securities dealer

Reference Number:

Omb Control Number:

3235-0089

Agency:

SEC

Received:

2025-09-08

Concluded:

2025-12-09

Action:

Approved without change

Status:

Active

Request Type:

Reinstatement with change of a previously approved collection
Rule 15Ba2-4, Registration of successor to registered municipal securities dealer

Key Information

Abstract

Subject to OMB approval, the Commission intends to consolidate this information collection into revised OMB Control No. 3235-0083 and ultimately discontinue this control number. Rule 15Ba2-4 (17 CFR 240.15Ba2-4) permits the successor to a registered municipal securities dealer to assume immediate responsibility for the operation of the predecessor’s business provided certain requirements are met, including the filing of a successor application on Form MSD. The Commission uses the information obtained from Form MSD filings to, among other things, determine whether bank municipal securities dealers and their Rule 15Ba2-4 successors meet the standards for registration set forth in the Exchange Act. Certain provisions of Rule 15Ba2-4 apply to non-bank municipal securities dealers which make registration filings on the standard forms for brokers and dealers (Form BD instead of Form MSD, and Form BDW instead of Form MSDW). Burden estimates for such non-bank municipal securities dealers are accounted for in the Supporting Statements for Form BD (OMB Control No. 3235-0012) and Form BDW (OMB Control No. 3235-0018) and are not included herein.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 78o-4

Presidential Action:

-

Title:

NEA Funding Reporting Requirements - 2025 Final Descriptive Report Update

Reference Number:

Omb Control Number:

3135-0140

Agency:

NEA

Received:

2025-09-08

Concluded:

2025-12-05

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
NEA Funding Reporting Requirements - 2025 Final Descriptive Report Update

Key Information

Abstract

Final Descriptive Reports (FDR) elicit relevant information from individuals, nonprofit organizations, and government arts agencies that receive funding from the National Endowment for the Arts. Reporting requirements are necessary to ascertain that grant projects have been completed and all terms and conditions are met.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

20 USC 954

Presidential Action:

-

Title:

Registration of Municipal Securities Dealers (Form MSD, Form MSDW, and Rule 15Ba2-5 Statements)

Reference Number:

Omb Control Number:

3235-0083

Agency:

SEC

Received:

2025-09-08

Concluded:

2026-01-14

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Registration of Municipal Securities Dealers (Form MSD, Form MSDW, and Rule 15Ba2-5 Statements)

Key Information

Abstract

Under Section 15B(a) of the Exchange Act (15 U.S.C. 78o-4(a)), municipal securities dealers which are banks, or separately identifiable departments or divisions of banks (collectively, “bank municipal securities dealers”) are required to be registered with the Commission in accordance with such rules as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors. Under Section 15B(c) of the Exchange Act (15 U.S.C. 78o-4(c)), any registered municipal securities dealer may, upon such terms and conditions as the Commission may deem necessary in the public interest or for the protection of investors, withdraw from registration by filing a written notice of withdrawal with the Commission. Rule 15Ba2-1 (17 CFR 240.15Ba2-1) provides that an application for registration by a bank municipal securities dealer must be filed on Form MSD (17 CFR 249.1100). Rule 15Ba2-1 further provides that if the information contained in any application for registration on Form MSD, or in any amendment to such application, is or becomes inaccurate for any reason, the applicant must promptly file an amendment on Form MSD correcting such information. Rule 15Ba2-4 (17 CFR 240.15Ba2-4) permits the successor to a registered municipal securities dealer to assume immediate responsibility for the operation of the predecessor’s business provided certain requirements are met, including the filing of a successor application on Form MSD. Rule 15Bc3-1 (17 CFR 240.15Bc3-1) provides that bank municipal securities dealers that wish to withdraw from registration must file a notice of withdrawal from registration on Form MSDW (17 CFR 249.1110). Rule 15Bc3-1 further provides that, prior to filing a notice of withdrawal from registration on Form MSDW, a bank municipal securities dealer must amend Form MSD in accordance with Rule 15Ba2-1(b) to update any inaccurate information. Rule 15Ba2-5 (17 CFR 240.15Ba2-5) permits a duly appointed (or duly qualified) fiduciary to assume immediate responsibility for the operation of a registered municipal securities dealer’s business. Under the rule, the registration of a municipal securities dealer is deemed to be the registration of any fiduciary, appointed or qualified by order, judgment, or decree of a court of competent jurisdiction to continue the business of such municipal securities dealer, provided that such fiduciary files with the Commission, within 30 days after entering upon the performance of his duties, a statement setting forth as to such fiduciary substantially the same information required by Form MSD or Form BD (“Rule 15Ba2-5 Statement”). The Commission uses the information obtained from Form MSD, Form MSDW, and Rule 15Ba2-5 Statement filings to, among other things, determine whether bank municipal securities dealers, their Rule 15Ba2-4 successors, and their Rule 15Ba2-5 fiduciaries meet the standards for registration set forth in the Exchange Act, and whether it is in the public interest to permit a bank municipal securities dealer to withdraw its registration. Certain provisions of Rule 15Ba2-4 and Rule 15Bc3-1 apply to non-bank municipal securities dealers which make registration filings on the standard forms for brokers and dealers (Form BD instead of Form MSD, and Form BDW instead of Form MSDW). Burden estimates for such non-bank municipal securities dealers are accounted for in the Supporting Statements for Form BD (OMB Control No. 3235-0012) and Form BDW (OMB Control No. 3235-0018) and are not included herein.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

15 USC 78o-4

Presidential Action:

-

Title:

Recordkeeping Provisions Associated with the Interagency Statement on Complex Structured Finance Activities

Reference Number:

Omb Control Number:

7100-0311

Agency:

FRS

Received:

2025-09-08

Concluded:

2025-09-08

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Recordkeeping Provisions Associated with the Interagency Statement on Complex Structured Finance Activities

Key Information

Abstract

This interagency guidance states that certain financial institutions should establish and maintain written policies and procedures for identifying, evaluating, assessing, documenting, and controlling risks associated with complex structured finance transactions (CSFTs) and should retain certain documents related to elevated risk CSFTs, which are a subcategory of CSFTs. The FR 4022 covers these information collections for financial institutions that are subject to the Statement and that are supervised by the Board, which are state member banks, bank holding companies (other than foreign banking organizations), savings and loan holding companies (SLHCs), and U.S. branches and agencies of foreign banks.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

12 USC 248(a)
12 USC 1844(c)
12 USC 1467a(b)
12 USC 1467a(g)
12 USC 3105(c)
12 USC 3108(a)

Presidential Action:

-

Title:

Notice of Proposed Stock Redemption

Reference Number:

Omb Control Number:

7100-0131

Agency:

FRS

Received:

2025-09-08

Concluded:

2025-09-08

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Notice of Proposed Stock Redemption

Key Information

Abstract

The Bank Holding Company Act of 1956 (BHC Act) and Board’s Regulation Y - Bank Holding Companies and Change in Bank Control (12 CFR 225) require a bank holding company (BHC) to seek the prior approval of the Board before purchasing or redeeming its equity securities in certain circumstances. Due to the limited information that a BHC must provide in connection with any such request, there is no required reporting form, and each request for prior approval is generally filed 30 days before the proposed stock purchase or redemption as a notification with the Reserve Bank that has direct supervisory responsibility for the requesting BHC. The Federal Reserve uses the information provided in the redemption notice to supervise BHCs.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

12 USC 1844(b)
12 USC 1844 (c)

Presidential Action:

-

Title:

Payments System Surveys

Reference Number:

Omb Control Number:

7100-0332

Agency:

FRS

Received:

2025-09-08

Concluded:

2025-09-08

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Payments System Surveys

Key Information

Abstract

The Payment Systems Surveys are used to obtain information specifically tailored to the Federal Reserve’s operational and fiscal agency responsibilities. The Payment Systems Surveys family of surveys currently comprises of the following: • Ad Hoc Payments Systems Survey (FR 3054a), • Currency Quality Sampling Survey (FR 3054b), • Currency Quality Survey (FR 3054c), • Currency Functionality and Perception Survey (FR 3054d), and • Currency Education Usability Survey (FR 3045e).

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

12 USC 248a
12 USC 412
12 USC 413
12 USC 414
12 USC 415
12 USC 416
12 USC 417
12 USC 420
12 USC 422
12 USC 248(d)
12 USC 342
12 USC 411

Presidential Action:

-

Title:

Data Security Executive Order

Reference Number:

Omb Control Number:

-

Agency:

DOJ/NSD

Received:

2025-09-08

Concluded:

2025-09-11

Action:

Improperly submitted

Status:

Historical Inactive

Request Type:

New collection (Request for a new OMB Control Number)
Data Security Executive Order

Key Information

Abstract

On February 28, 2024, the President issued Executive Order 14117 (Preventing Access to Americans’ Bulk Sensitive Personal Data and United States Government-Related Data by Countries of Concern) (the Order) pursuant to his authority under the Constitution and laws of the United States, including the International Emergency Economic Powers Act (50 U.S.C. 1701 et seq.) (IEEPA), the National Emergencies Act (50 U.S.C. 1601 et seq.) (NEA), and 301 of title 3, United States Code). The Order directs the Attorney General to issue regulations that prohibit or otherwise restrict United States persons from engaging in any acquisition, holding, use, transfer, transportation, or exportation of, or dealing in, any property in which a foreign country or national thereof has any interest (transaction), where the transaction: involves bulk U.S. sensitive personal data (SPD) or U.S. Government related data, as defined by final rules implementing the Order; falls within a class of transactions that has been determined by the Attorney General to pose an unacceptable risk to the national security of the United States because it may enable access by countries of concern or covered persons to Americans’ bulk SPD or U.S. government-related data; and meets other criteria specified by the Order. On March 5, 2025, the Department of Justice (Department or DOJ), through the National Security Division, issued an Advance Notice of Proposed Rulemakin

Federal Register Notices

60-Day FRN

Presidential Action:

-

Title:

Rule 17Ad-17, Transfer Agents' Obligation to Search for Lost Securityholders

Reference Number:

Omb Control Number:

3235-0469

Agency:

SEC

Received:

2025-09-08

Concluded:

2025-12-09

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rule 17Ad-17, Transfer Agents' Obligation to Search for Lost Securityholders

Key Information

Abstract

The purpose of Rule 17Ad-17 (17 CFR 240.17Ad-7) is to reduce the number of lost securityholders by requiring transfer agents, brokers, dealers, and paying agents (collectively, "covered entities") to conduct two database searches for correct addresses for the lost securityholders. Rule 17Ad-17 requires a mandatory "collection of information" that requires covered entities to maintain records in order to comply with and to demonstrate compliance with the rule, which includes written procedures that describe the transfer agent's, broker's, dealer's, or paying agent's methodology for complying with the rule. Such records must be maintained for a period of not less than three years with the first year in an easily accessible place. The Commission reviews this information to test for compliance. The collection of information is necessary to enable covered entities, as custodians of records that determine the ownership of securities and the entitlement to corporate distributions, to reduce the number of lost and missing securityholders. The Dodd-Frank Act required certain changes to this rule.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 111 - 203 929W
15 USC 78q-1

Presidential Action:

-

Title:

Request for Extension of Time to Dispose of Assets Acquired in Satisfaction of Debts Previously Contracted

Reference Number:

Omb Control Number:

7100-0129

Agency:

FRS

Received:

2025-09-08

Concluded:

2025-09-08

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Request for Extension of Time to Dispose of Assets Acquired in Satisfaction of Debts Previously Contracted

Key Information

Abstract

The Bank Holding Company Act of 1956 (BHC Act) and the Board’s Regulation Y - Bank Holding Companies and Change in Bank Control (12 CFR Part 225) require a bank holding company (BHC) that, either through foreclosure or otherwise in the ordinary course of collecting a debt previously contracted (DPC), acquired voting securities of a bank or BHC or the securities or assets of a company engaged in a nonbanking activity to seek prior Board approval in order to retain ownership of those shares or assets for more than two years.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

12 USC 1842(a)
12 USC 1843(c)(2)

Presidential Action:

-

Title:

Investment in Bank Premises Notification

Reference Number:

Omb Control Number:

7100-0139

Agency:

FRS

Received:

2025-09-08

Concluded:

2025-09-08

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Investment in Bank Premises Notification

Key Information

Abstract

The Federal Reserve Act (FRA) requires a state member bank to seek prior approval of the Board before making an investment in bank premises or the securities of a corporation holding its bank premises in certain circumstances. The Board has implemented this requirement in its Regulation H - Membership of State Banking Institutions in the Federal Reserve System (12 CFR Part 208), which requires a state member bank seeking to make such an investment to provide prior notice to the appropriate Federal Reserve Bank. The Federal Reserve uses the information provided in the notice to determine whether to object to the proposed investment.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

12 USC 371d(a)
12 USC 248(a)(1)

Presidential Action:

-

Title:

Cybersecurity Education & Awareness Office (CE&A) National Initiative for Cybersecurity Careers and Studies (NICCS) Cybersecurity Training and Education Catalog

Reference Number:

Omb Control Number:

1670-0030

Agency:

DHS/CISA

Received:

2025-09-08

Concluded:

2026-02-12

Action:

Approved without change

Status:

Active

Request Type:

Reinstatement without change of a previously approved collection
Cybersecurity Education & Awareness Office (CE&A) National Initiative for Cybersecurity Careers and Studies (NICCS) Cybersecurity Training and Education Catalog

Key Information

Abstract

DHS CE&A request this information in order to support the NICCS Cybersecurity Training and Education Catalog. The Training Catalog is intended to be a repository of cybersecurity training and education course information to be used by government departments and agencies, academic institutions, and cybersecurity training providers.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

6 USC 121
44 USC 3546

Presidential Action:

-

Title:

Domestic Finance Company Report of Consolidated Assets and Liabilities

Reference Number:

Omb Control Number:

7100-0005

Agency:

FRS

Received:

2025-09-08

Concluded:

2025-09-08

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Domestic Finance Company Report of Consolidated Assets and Liabilities

Key Information

Abstract

The voluntary FR 2248 is collected monthly as of the last calendar day of the month from a stratified sample of finance companies. Each monthly report collects balance sheet data on major categories of consumer and business credit receivables and on major short-term liabilities. For quarter-end months (March, June, September, and December), additional asset and liability items are collected to provide a full balance sheet. A supplemental section collects data on securitized assets. Board staff may ask either quantitative or qualitative questions through the use of a special addendum section no more than twice per year. The data are used to construct universe estimates of finance company holdings, which are published in the monthly statistical releases Finance Companies (G.20) and Consumer Credit (G.19), and in the quarterly statistical release Financial Accounts of the United States (Z.1).

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

12 USC 263(b)
12 USC 263(c)
12 USC 225a

Presidential Action:

-

Title:

Rail Carrier and Tank Car Tanks Requirements, Rail Tank Car Tanks - Transportation of Hazardous Materials by Rail

Reference Number:

Omb Control Number:

2137-0559

Agency:

DOT/PHMSA

Received:

2025-09-08

Concluded:

2026-01-19

Action:

Comment filed on proposed rule and continue

Status:

Historical Inactive

Request Type:

Revision of a currently approved collection
Rail Carrier and Tank Car Tanks Requirements, Rail Tank Car Tanks - Transportation of Hazardous Materials by Rail

Key Information

Abstract

This is to request the Office of Management and Budget’s (OMB) three-year renewal with change of the information collection titled, “Rail Carrier and Tank Car Tanks Requirements, Rail Tank Car Tanks – Transportation of Hazardous Materials by Rail” under OMB Control No. 2137-0559, which is currently due to expire on November 30, 2026. The Department of Transportation (DOT) has collected information related to transportation by rail car since the creation of the DOT in 1967. This OMB control number was first approved on March 7, 1984, and was initiated as a result of an information collection for the approval of tank cars for Hyrdocyancic Acid Service. This OMB Control Number was broadened on January 17, 1986, to include rail carrier and tank car requirements that contained information collections. The requested change stems from a final rule published on June 24, 2024, titled “Hazardous Materials: FAST Act Requirements for Real-Time Train Consist Information” [HM-263; 89 FR 52956], which require all railroads to generate in electronic form, maintain, and provide to first responders, emergency response officials, and law enforcement personnel, certain information regarding hazardous materials in rail transportation to enhance emergency response and investigative efforts.

Federal Register Notices

60-Day FRN

Authorizing Statutes

49 USC 5101-5127

Presidential Action:

-
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