Change Requests

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Rule 30b1-9 and Form N-PORT

Key Information

Abstract

Rule 30b1-9 (17 CFR 270.30b1-9) under the Investment Company Act of 1940 requires certain registered investment companies to file portfolio holding-related reports with the SEC on Form N-PORT (17 CFR 274.150) on a monthly basis. Certain of the reported information is also made available to the public with a delay. The SEC uses information provided in Form N-PORT reports in its regulatory, enforcement, examination, disclosure review, inspection, and policymaking roles. Form N-PORT reports provide investors with information to help inform investment decisions.

Federal Register Notices

60-Day FRN	View Notice

Authorizing Statutes

15 USC 80a-29	View Law

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Employee Retirement Income Security Act Summary Annual Report Requirement

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Abstract

ERISA Section 104(b)(3) and the regulation published at 29 CFR 2520.104b-10 require, with certain exceptions, that administrators of employee benefit plans furnish annually to each participant and certain beneficiaries a summary annual report (SAR) meeting the requirements of the statute and regulation. The regulation prescribes the content and format of the SAR and the timing of its delivery. The SAR provides current information about the plan and assists those who receive it in understanding the plan's current financial operation and condition. It also explains participants' and beneficiaries' rights to receive further information on these issues.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 116 - 94 O	View Law

29 USC 1024(b)(3)	View Law

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Consumer Assessment of Healthcare Providers and Systems (CAHPS®)Home and Community Based Services (HCBS) Survey Database

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Abstract

The CAHPS Home and Community-Based Services Survey is the first cross-disability survey of home and community-based service beneficiaries’ experience receiving long-term services and supports. It is designed to facilitate comparisons across state Medicaid HCBS programs throughout the country that target adults with disabilities, e.g., including frail elderly, individuals with physical disabilities, persons with developmental or intellectual disabilities, those with acquired brain injury and persons with severe mental illness. The HCBS CAHPS Survey was developed by the Centers for Medicare & Medicaid Services (CMS) for voluntary use by state Medicaid programs, including both fee-for-service HCBS programs as well as managed long-term services and supports (MLTSS) programs. States with adequate sample sizes may consider using survey metrics in value-based purchasing initiatives. The HCBS-CAHPS Database will serve as a primary source of data available to states, agency programs and researchers to help answer important questions related to beneficiary experiences. AHRQ, through its contractor, will collect and make available de-identified survey data, enabling HCBS programs to identify areas where quality can be improved. Rationale for the information collection. Aggregated HCBS Database results will be made publicly available on AHRQ’s CAHPS website. Technical assistance will be provided by AHRQ through its contractor, Westat at no charge to programs to facilitate the access and use of these materials for quality improvement and research. Technical assistance will also be provided to support HCBS-CAHPS data submission.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 299	View Law

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Request for State or Federal Workers' Compensation Information

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Abstract

The OWCP Division of Coal Mine Workers’ Compensation must collect information regarding the status of any worker's compensation inquiry for Federal or State claims regarding benefits received attributable to black lung disability. The OWCP Form CM-905 requests the amount of those workers' compensation benefits and is submitted from Federal or state agencies when the beneficiary has filed a claim for workers' compensation benefits due to pneumoconiosis or is receiving benefits that may need to be offset.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

30 USC 901	View Law

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Certification by School Official

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Abstract

The Office of Workers Compensation Programs Form CM-981 is completed by a school official to verify whether a Black Lung beneficiary's dependent, aged 18 to 23, qualifies as a full-time student.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

30 USC 901-944	View Law

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State and Local Educational Agency Record and Reporting Requirements under Part B of the Individuals with Disabilities Education Act

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Abstract

OMB Information Collection 1820-0600 reflects the provisions in the Act and the Part B regulations requiring States and/or local educational agencies (LEAs) to collect and maintain information or data and, in some cases, report information or data to other public agencies or to the public. However, such information or data are not reported to the Secretary. Data are collected in the areas of private schools, parentally placed private school students, State high cost fund, notification of free and low cost legal services, early intervening services, notification of hearing officers and mediators, State complaint procedures, and the LEA application under Part B. The ICR expired during the 60-day comment period. OSEP is moving to reinstate the collection. There are no changes with the collection.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

20 USC U.S.C. 1400 et seq	View Law

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Bank Conversions and Mergers, 12 CFR Part 708a

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Abstract

Part 708a of NCUA’s Rules and Regulations covers the conversion of federally insured credit unions (credit unions) to mutual savings banks (MSBs) and mergers of credit unions into both mutual and stock banks (banks). Part 708a requires credit unions that intend to convert to MSBs or merge into banks to provide notice and disclosure of their intent to convert or merge to their members and NCUA, and to conduct a membership vote. In addition, Subpart C requires credit unions that intend to merge into banks to determine the merger value of the credit union. The information collection allows NCUA to ensure compliance with statutory and regulatory requirements for conversions and mergers and ensures that members of credit unions have sufficient and accurate information to exercise an informed vote concerning a proposed conversion or merger.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

12 USC 1785(b)(c)	View Law

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Production of Nonpublic Records and Testimony of Employees in Legal Proceedings

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Abstract

The NCUA requires this information collection to handle requests and subpoenas from a party or parties seeking non-public records or the testimony of NCUA employees. The NCUA will use the information to decide how and whether it will disclose non-public records and/or permit employees to testify in legal proceedings.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

5 USC 301	View Law

5 USC 522 (b) (8)	View Law

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Payments on Shares by Public Units and Nonmembers, 12 CFR 701.32

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Abstract

Section 107(6) of the Federal Credit Union Act (Act) and §701.32 of the NCUA Rules and Regulations (12 CFR part 701) may receive from public units and political subdivisions and nonmember credit unions, payments on shares. Limitations on nonmember and public unit deposits in federal credit unions (FCUs) is 50 percent of the difference of paid-in and unimpaired capital and surplus and any public unit and nonmember shares, as measured at the time of acceptance of each public unit or nonmember share. This collection of information is necessary to protect the National Credit Union Share Insurance Fund (NCUSIF).

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

12 USC 1757	View Law

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Central Authority Payment Service

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Abstract

A growing number of foreign countries will not accept checks for child support payments. This trend is problematic for state child support agencies (CSAs) because establishing international electronic payment systems or sending individual wires and international Automated Clearing House (ACH) transfers for each case are burdensome and costly alternatives. To address the changes in international payment requirements, the Office of Child Support Enforcement (OCSE) developed the Central Authority Payment Service (CAP) to facilitate electronic child support payments to foreign authorities. This service helps states keep the costs and administrative burden of processing international payments low, increases the speed and efficiency of payments, and ensures the applicable foreign authority receives child support payments. OCSE plans to expand CAP to process payments from foreign authorities to the United States. Until then, this information collection pertains to sending child support payments from enrolled CSAs in the United States to enrolled foreign authorities. The information collected for CAP is necessary for OCSE to securely and efficiently transmit child support payments to a foreign authority to correctly distribute the funds to custodial parents in that country. The information collection activities are authorized by 42 U.S.C. 652(a)(7), which requires OCSE to provide technical assistance to states to help establish effective systems for collecting child and spousal support; 42 U.S.C. 652(n), which requires OCSE to ensure compliance with any multilateral child support convention to which the United States is a party; and 42 U.S.C. 659a(c)(3), which designates OCSE as the U.S. Central Authority responsible for facilitating child support enforcement cases involving residents of the U.S. and residents of foreign reciprocating countries and for providing oversight, assistance, and coordination, as necessary and appropriate.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 652(n)	View Law

42 USC 659a(c)(3)	View Law

42 USC 652(a)(7)	View Law

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Deposit of Biological Materials

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Abstract

Information on the deposit of biological materials in depositories is required for (a) the United States Patent and Trademark Office (USPTO) determination of compliance with 35 U.S.C. 2(b)(2) and 112, and 37 CFR 1.801-1809, where inventions sought to be patented rely on biological material subject to the deposit requirements, including notification to the interested public on where to obtain samples of deposits; and (b) in compliance with 37 CFR 1.803 to demonstrate that the depositories are qualified to store and test the biological material submitted to them under patent application.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 112 - 29 1-37	View Law

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30 CFR 550, 556, and 560, Leasing of Sulfur or Oil and Gas in the Outer Continental Shelf

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Abstract

The Department of the Interior, acting through the Bureau of Ocean Energy Management (BOEM), is amending its risk management and financial assurance regulations. The major proposed amendments in this rule include: (1) returning to the previous BOEM practice of considering the financial strength of jointly liable predecessor lessees; (2) revising the credit rating threshold for determining whether oil, gas, and sulfur lessees, right-of-use and easement grant holders, and pipeline right-of-way grant holders on the OCS are required to provide supplemental financial assurance above the required general financial assurance amount to ensure compliance with their Outer Continental Shelf Lands Act obligations; (3) revising the decommissioning estimate used to determine the amount of supplemental financial assurance required; and (4) revising the appeals bond provision related to the Interior Board of Land Appeals appeal procedures. This rule would reduce the amount of supplemental financial assurance required from oil, gas, and sulfur lessees operating on the OCS.

Federal Register Notices

60-Day FRN	View Notice

Authorizing Statutes

43 USC 1331 and 1801	View Law

31 USC 9701	View Law

42 USC 6213(C)	View Law

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[NCHHSTP] National HIV Behavioral Surveillance System

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Abstract

The National HIV Behavioral Surveillance system (NHBS) is a supplemental surveillance project designed to describe the HIV prevalence and behaviors related to HIV acquisition and prevention among the three populations at highest risk for HIV in the United States: men who have sex with men, persons who inject drugs, and heterosexually active persons at increased risk for HIV infection. For this Revision, interview data collection instruments were revised and the number of health departments participating in the NHBS System will decrease, in addition to other minor changes. The NHBS interview data collection instruments were revised to reduce respondent burden and enhance data quality, resulting in a decrease in annualized burden hours from 6,600 to 3,398 and an increase in participating health departments to 21. Key changes included updating race/ethnicity questions to meet new standards, removing or modifying questions related to HIV prevention and substance use, and eliminating repetitive or low-priority items. These adjustments improve the clarity, efficiency, and relevance of the assessments without altering the overall scope or time required for participants.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 306	View Law

42 USC 301	View Law

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Greater Atlantic Region Permit Family of Forms

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Abstract

This request seeks a revision and extension to NOAA information collection 0648-0202. Under final rule RIN 0648-BN23, would remove the regulation requiring vessels not using a vessel monitoring system (VMS) to request a letter of authorization to be exempt from the Gulf of Maine (GOM) cod landing limits when fishing outside of the GOM cod stock area, which will no longer exist. The removal of this regulation would remove approximately two (2) responses and 10 minutes of burden time annually.

Federal Register Notices

60-Day FRN	View Notice

Authorizing Statutes

Pub.L. 94 - 265 303	View Law

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Health Education Assistance Loan (HEAL) Program Regs.

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Abstract

This is a request for an extension of OMB approval of information collection requirements associated with the Health Education Assistance Loan (HEAL) Program regulations for reporting, recordkeeping and notifications, currently approved under OMB No. 1845-0125. There has been no change to the regulatory language.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 705	View Law

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Foreign Graduate Medical School Consumer Information Reporting Form

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Abstract

This is a request for an extension without change of the information collection to obtain consumer information from foreign graduate medical institutions that participate in the William D. Ford Federal Direct Loan Program (Direct Loan Program) as authorized under Title IV of the Higher Education Act of 1963, as amended, (HEA). The form is used for reporting specific graduation information to the Department of Education (the Department) with a certification signed by the institution’s President/CEO/Chancellor.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

20 USC 1091	View Law

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Travel Management

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Abstract

NCUA uses a Travel Management Center (TMC) to help streamline the planning, coordination, and execution of travel-related activities for NCUA employees, State Examiners, and invitational guests. Key components include itinerary planning, booking accommodations and transportation, expense tracking, and forms for NCUA employees, State Examiners, and invitational guests to use to procure travel arrangements for official travel.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

5 USC 57	View Law

12 USC 1751	View Law

31 USC 3511-3512	View Law

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Procedures for Submissions by Certain Steel and Aluminum Producers Committing to New U.S. Steel or Aluminum Production to Obtain Tariff Adjustments Under Proclamation 10984

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Abstract

On October 17, 2025, the President issued Proclamation 10984 (Adjusting Imports of Medium- and Heavy-Duty Vehicles, Medium- and Heavy-Duty Vehicle Parts, and Buses Into the United States), finding that imports of medium- and heavy-duty vehicles (MHDVs), medium- and heavy-duty vehicle parts (MHDVPs), and buses threaten to impair the national security of the United States, and determining that it is necessary and appropriate to impose specified tariffs to adjust imports of MHDVs, MHDVPs, and buses so that such imports will not threaten to impair national security pursuant to section 232 of the Trade Expansion Act of 1962, as amended (19 U.S.C. 1862). In addition, Proclamation 10984 acknowledged the close connections and overlap between part suppliers for the automobile industry and for the MHDV industry, and determined that that it is necessary and appropriate to conform certain aspects of the tariff system imposed in Proclamation 10908 of March 26, 2025 (Adjusting Imports of Automobiles and Automobile Parts Into the United States), as amended, with the tariff system imposed in Proclamation 10984 for MHDVs, certain MHDVPs, and buses. Finally, the President found it necessary and appropriate to allow modification of tariffs imposed under Proclamation 9704 of March 8, 2018 (Adjusting Imports of Aluminum Into the United States) as amended, and Proclamation 9705 of March 8, 2018 (Adjusting Imports of Steel Into the United States), as amended, based on commitments to increase production of steel or aluminum products that support U.S. production capacity of key products, including U.S. automobiles and MHDVs. To enhance the supply chain security and domestic production of U.S. MHDVs and automobiles, Proclamation 10984 authorized the Secretary to reduce tariffs owed under Proclamations 9704 and 9705 by up to half the otherwise applicable rate for aluminum or steel producers that operate production facilities in Canada or Mexico and supply U.S. automobile or MHDV manufacturers. Such adjustments are to be limited to quantities of aluminum or steel equal to newly committed U.S. production capacity, as determined by the Secretary. Proclamation 10984 provides that the adjusted tariff rate may be no less than 25 percent, and that the adjusted tariff rate is only available for imports of aluminum and steel that qualify for preferential tariff treatment under the U.S.-Mexico-Canada Agreement (USMCA) and that were smelted and cast or melted and poured in Canada or Mexico. Proclamation 10984 directed the Secretary to administer this program in a manner consistent with the need to address the national security threats the President found in Proclamation 9704, Proclamation 9705, Proclamation 9888 of May 17, 2019 (Adjusting Imports of Automobiles and Automobile Parts Into the United States) (84 FR 23433), and Proclamation 10984. The Secretary has determined that it is necessary to establish a process for firms that operate production facilities in Canada and Mexico to apply for the adjusted tariffs, as authorized in Proclamation 10984, based on the quantities of aluminum or steel equal to newly committed U.S. production capacity. The Secretary has determined that only increased commitments to produce primary steel and primary aluminum should be eligible [because these commitments address key bottlenecks that will increase the supply of U.S. steel and aluminum for downstream producers of automobiles and MHDVs]. For purposes of these procedures, “primary steel” means [any semi-finished or finished steel product that was first produced in a liquid state in a steel making furnace] and “primary aluminum” means [new aluminum metal that is produced from alumina (or aluminum oxide) by the electrolytic Hall-Heroult process]. This information collection was established to support the procedures for submission and review of such documentation by the Department of Commerce.Emergency Justfication:As promulgated in 5 CFR Part 1320.13, ITA is seeking approval for emergency PRA clearance. This collection cannot reasonably comply with the normal clearance procedures because the use of normal clearance procedures is reasonably likely to prevent or disrupt the collection of information necessary to implement the program outlined in the FRN. Timely implementation of that program is essential for U.S. national security. As discussed, the President – through multiple Proclamations – has identified increased U.S. production of steel, aluminum, automobiles, automobile parts, MHDVs, and MHDVPs as essential for U.S. national security. This FRN directly incentivizes expanded U.S. production of steel and aluminum. That incentive – and ensuing private sector investment in U.S. steel and aluminum capacity – will immediately address the national security threats the President has identified with regard to our dependence on foreign sources of steel and aluminum. Implementation of this FRN will also support efforts to address our dependence on foreign sources of automobiles, automobile parts, MHDVs, and MHDVPs by increasing U.S. production of two key inputs for producers in this sector. Every moment the United States does not address the national security threats posed by these supply chain dependencies is another day the United States is open to geopolitical coercion by adversarial nations as well as unexpected, economically harmful supply chain disruptions caused by acts of war, natural disasters, and other unforeseen events.

Authorizing Statutes

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Supervisory Committee Audits and Verifications, 12 CFR 715

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Abstract

The rule specifies the minimum annual audit a credit union is required to obtain according to its charter type and asset size, the licensing authority required of persons performing certain audits, the auditing principles that apply to certain audits, and the accounting principles that must be followed in reports filed with the NCUA Board.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

12 USC 1761(d)	View Law

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Collection of Research Code Non-Disclosure Agreement Information

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Abstract

This information collection request is an Non-Disclosure Agreement (NDA) used for domestic and foreign entities to obtain and use the NRC’s nuclear safety analytical computer codes. NRC develops and uses computer codes to independently model and evaluate safety issues associated with the licensed use of radioactive materials. As a global leader in nuclear regulatory research and safety assessment, NRC is frequently approached by domestic and international organizations requesting copies of NRC computer codes. In general, to obtain an NRC code an individual or organization first agrees to not redistribute the code (i.e., non-disclosure) through an NDA. The NDA also imposes terms and conditions for code use, and requires notification to NRC of code errors, code modifications, and updated user information. An officially signed and executed NDA of users agreeing to the terms and conditions is current NRC practice for access to NRC-developed computer codes. Once the NDA has been signed, received, reviewed, and accepted, the requesting individual or organization is given access to the requested code. The information collection enables the NRC to ensure that proper procedures and agreements are in place to guide the distribution and use of these codes according to NRC and U.S. Government policies and international agreements such as import-export restrictions and intellectual property rights. Further information collection on code errors and modifications by code users permits NRC to maintain control and quality of its codes in a timely and efficient manner.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 83 - 703 1-311	View Law

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NRC Form 398, Personal Qualification Statement-Licensee

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Abstract

NRC Form 398 is used to transmit detailed information required to be submitted to the NRC by a facility licensee on each applicant applying for new and upgraded licenses or license renewals to operate the controls at a nuclear reactor facility. This information is used to determine that each applicant or renewal operator seeking a license or renewal of a license is qualified to be issued a license, and that the licensed operator would not be expected to cause operational errors and endanger public health and safety.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 83 - 703 1-311	View Law

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Eligible Workforce Programs

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Abstract

The One Big Beautiful Bill Act (OBBBA) signed into law on July 4, 2025, made statutory changes to Federal Pell Grants that impact regulatory requirements proposed in this information collection. Section 83002(b) of the OBBB established a new academic program in which eligible students could receive Pell Grants. Programs must meet several criteria to become eligible workforce programs which the Department must obtain, review and maintain as outlined in the law and regulations. This is a request for a new information collection for the newly proposed regulatory requirements.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

20 USC 1091	View Law

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NRC Form 1121, Bankruptcy Information Request, Post Filing

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Abstract

The NRC intends to collect information regarding radioactive material source security and radiation protection program continuance, as required by license condition and regulation, during the licensee's bankruptcy proceeding duration. This information is being collected to gain assurance that the licensee can comply to source security, license maintenance and other regulatory obligations during the bankruptcy process.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 83 - 703 1-311	View Law

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Records Preservation, 12 CFR Part 749

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Abstract

Part 749 of the NCUA Regulations directs each credit union to have a vital records preservation program that includes procedures for maintaining duplicate vital records at a location far enough from the credit union's offices to avoid the simultaneous loss of both sets of records in the event of disaster. Part 749 also requires the program be in writing and include emergency contact information for employees, officials, regulatory offices, and vendors used to support vital records.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

12 USC 1766	View Law

12 USC 1783	View Law

12 USC 1789	View Law

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Federal Credit Union Bylaws, Appendix A to Part 701

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Abstract

The FCU Act and Bylaws require new and current FCU to prepare and maintain documents, such as organization certificate, charter, notices, meeting minutes, and election results, and notify the NCUA Board of certain changes. FCU's use the information they collect and maintain pursuant to their bylaws in their operations and to provide services to members. NCUA uses the information both to regulate the safety and soundness of FCU and protect the National Credit Union Share Insurance Fund.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

12 USC 1758	View Law

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