Change Requests

What is an ICR?

An Information Collection Request (ICR) is a federal agency's request for approval from the Office of Management and Budget (OMB) to collect information from the public. Under the Paperwork Reduction Act (PRA), agencies must justify why the information is needed and how it will be used.

When are they submitted?

Federal agencies are required to submit an ICR whenever they create, renew, modify an information collection. Each ICR includes a description of the collection, supporting materials and documentation (such as forms, surveys, or scripts), and proof that the agency has met the requirements of the PRA.

The ICR is submitted to the The Office of Information and Regulatory Affairs (OIRA) within OMB for review and approval. OIRA grants approval for a maximum of three years, after which the collection must be renewed through a new ICR submission.

Where to find an ICR?

ICRs are publicly available on RegInfo.gov, and additional guidance can be found in the FAQs.

Note: Presidential Action influences are notated for ICRs received between January 20, 2025 and July 19, 2025.

Showing 25 of 1334 results

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Title
Reference Number
OMB Control Number
Agency
Received
Concluded
Action
Status
Request Type
Presidential Action

Title:

[NCIPC] State Unintentional Drug Overdose Reporting System (SUDORS)

Reference Number:

Omb Control Number:

0920-1128

Agency:

HHS/CDC

Received:

2026-01-28

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
[NCIPC] State Unintentional Drug Overdose Reporting System (SUDORS)

Key Information

Abstract

The purpose of this information collection is to detect state and local community changes in unintentional and undetermined intent drug-related overdose mortality and provide in-depth state and local (e.g., county) information on risk factors for fatal drug overdose deaths (opioid and non-opioid). State public health departments will be funded to abstract standardized data elements from medical examiner/coroner (ME/C) reports as well as death certificates and will report this information to CDC using a web-based platform. Findings will be used to inform the selection and targeting of interventions in all 50 states and the District of Columbia. This Revision contains updates to the web-based system and new data elements.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

42 USC 301

Presidential Action:

-

Title:

Importation Bond Structure

Reference Number:

Omb Control Number:

1651-0050

Agency:

DHS/USCBP

Received:

2026-01-27

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Reinstatement without change of a previously approved collection
Importation Bond Structure

Key Information

Abstract

Bonds are used to assure that duties, taxes, charges, penalties, and reimbursable expenses owed to the Government are paid; to facilitate the movement of cargo and conveyances through CBP processing; and to provide legal recourse for the Government for noncompliance with laws and regulations. Each person who is required by law or regulation to post a bond in order to secure a Customs transaction must submit the bond on CBP Form 301. Surety bonds are usually executed by an agent of the surety. The surety company grants authority to the agent via a Corporate Surety Power of Attorney, CBP Form 5297.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

19 USC 1608
19 USC 1623
22 USC 463

Presidential Action:

-

Title:

Commercial Invoice

Reference Number:

Omb Control Number:

1651-0090

Agency:

DHS/USCBP

Received:

2026-01-27

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Reinstatement without change of a previously approved collection
Commercial Invoice

Key Information

Abstract

The collection of Commercial Invoices is necessary for the proper assessment of Customs duties. The invoice is submitted by the importer as supporting documentation for CBP 7501, if requested by CBP.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

19 USC 1481
19 USC 1484

Presidential Action:

-

Title:

Global Business Identifier (GBI)

Reference Number:

Omb Control Number:

1651-0141

Agency:

DHS/USCBP

Received:

2026-01-27

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Reinstatement without change of a previously approved collection
Global Business Identifier (GBI)

Key Information

Abstract

U.S. Customs and Border Protection (CBP) is launching a Global Business Identifier (GBI) Evaluative Proof of Concept (EPoC) which aims to determine a single identifier solution that will uniquely discern main legal entity and ownership; specific business and global locations; and supply chain roles and functions. EPoC participants are required to obtain and submit three identifiers that provide additional information about trade entities and supply chain locations associated with U.S. imports, to CBP for enrollment into the EPoC and during the Entry process. The three identifiers are: • Legal Entity Identifier (LEI) – owned and managed by the Global Legal Entity Identifier Foundation (GLEIF) • Global Location Number (GLN)– owned and managed by GS1 • Data Universal Numbering System (DUNS) – owned and managed by Dun & Bradstreet (D&B) EPoC participants will also provide applicant information: company/entity legal name, legal entity headquarters and/or manufacturing site address, business phone number (associated with provided address), company website, Manufacture/Shipper Identification Code (MID), and Authorized Economic Operator (AEO) identification number (optional). Automated Broker Interface (ABI) filers (including brokers and self-filers) may be required to complete a GBI enrollment process, via ABI, prior to submitting the identifiers on an electronic entry (CBP Form 3461). Filers are responsible for the associated costs to obtain all three identifiers and will submit each identifier for the following supply chain roles: • Manufacturer / Producer (required) • Shipper (required) • Seller (required) • Exporter (optional) • Distributer (optional) • Packager (optional) Section 484 of the Tariff Act of 1930, as amended (19 U.S. Code 1484) and Part 141, Code of Federal Regulations, Title 19 (19 CFR Part 141), pertain to the entry of merchandise and authorize CBP to require information that is necessary for CBP to determine whether merchandise may be released from CBP custody. Provisions of the U.S. Code and CBP regulations, in various parts and related to various types of merchandise, specify information that is required for entry. For reference, Part 163, Code of Federal Regulations, Title 19 (19 CFR Part 163 Appendix A) refers to a wide variety of regulatory provisions for certain information that may be required by CBP. By testing the identifiers CBP will take its first step in determining whether to amend regulations to mandate the GBI solution. Furthermore, CBP will understand the utility of collecting and/or combining the identifiers’ data and can make an informed decision on whether to mandate the use of the GBI solution as an alternative for the Manufacturer/Shipper Identification Code (MID)

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

19 USC 1484

Presidential Action:

-

Title:

Energy and Mineral Development Program Grants

Reference Number:

Omb Control Number:

1076-0174

Agency:

DOI/BIA

Received:

2026-01-27

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
Energy and Mineral Development Program Grants

Key Information

Abstract

This information collection allows the Secretary of the Interior to collect applications for energy mineral development grants from Indian tribes and to receive reports from tribal recipients of grants on how they are using the funding.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

25 USC 450
25 USC 3502

Presidential Action:

-

Title:

Alaska American Fisheries Act Reports

Reference Number:

Omb Control Number:

0648-0401

Agency:

DOC/NOAA

Received:

2026-01-27

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
Alaska American Fisheries Act Reports

Key Information

Abstract

The National Marine Fisheries Service (NMFS), Alaska Region, requests extension of this currently approved information collection. This information collection contains the annual and periodic reporting requirements for American Fisheries Act (AFA) cooperatives. These requirements include reports about on-going fishing operations of the cooperatives and reports focused on efforts to minimize salmon bycatch in the Bering Sea pollock fishery. This information is used to manage the Bering Sea pollock fishery, to evaluate the salmon bycatch management measures, and to provide the public with information about how the program operates and information about bycatch reduction under this program. This information collection provides the North Pacific Fishery Management Council and NMFS with information about the organization and fishing operations of the AFA cooperatives, allocations to the AFA cooperatives, and the effectiveness of the Chinook salmon and chum salmon bycatch management measures. This information is necessary to ensure long-term conservation and abundance of salmon and pollock, maintain a healthy marine ecosystem, and provide maximum benefit to fishermen and communities that depend on salmon and pollock.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

16 USC 1801 et seq.
16 USC 1851

Presidential Action:

-

Title:

Employer Reporting

Reference Number:

Omb Control Number:

3220-0005

Agency:

RRB

Received:

2026-01-27

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
Employer Reporting

Key Information

Abstract

Under the Railroad Retirement Act and the Railroad Unemployment Insurance Act, railroad employers are required to report service and compensation for employees needed to determine eligibility to and the amounts of benefits paid.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

45 USC 356
45 USC 231f

Presidential Action:

-

Title:

Automated Export System (AES) Program

Reference Number:

Omb Control Number:

0607-0152

Agency:

DOC/CENSUS

Received:

2026-01-27

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
Automated Export System (AES) Program

Key Information

Abstract

Information collected from the principal party in interest through the AES record is used to compile the official U.S. Government statistics on U.S. exports or for use in the detection and prevention of exports of high technology items or military goods to unauthorized destinations or end users. The statistics along with U.S. import statistics are used to calculate the U.S. balance of trade, a leading economic indicator and part of the "Gross Domestic Product" compilation. These data are also used extensively in U.S. trade policy decisions and to monitor international trade agreements.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

13 USC Chapter 9, Sections 301-307

Presidential Action:

-

Title:

Employer's Deemed Service Month Questionnaire

Reference Number:

Omb Control Number:

3220-0156

Agency:

RRB

Received:

2026-01-26

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
Employer's Deemed Service Month Questionnaire

Key Information

Abstract

Under Section 3(i) of the Railroad Retirement Act, the Railroad Retirement Board may deem months of service in cases where an employee does not actually work in every month of the year. The collection obtains service and compensation information from railroad employers needed to determine if an employee may be credited with additional months of railroad service.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

45 USC 231(f) et.seq.

Presidential Action:

-

Title:

10 CFR Part 55, Operators' Licenses

Reference Number:

Omb Control Number:

3150-0018

Agency:

NRC

Received:

2026-01-26

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
10 CFR Part 55, Operators' Licenses

Key Information

Abstract

Part 55 of title 10 of the Code of Federal Regulations (10 CFR), “Operators’ Licenses,” specifies information and data to be provided by applicants and facility licensees so that the NRC may make determinations concerning the licensing and requalification of operators for nuclear reactors, as necessary to promote public health and safety. The reporting and recordkeeping requirements contained in 10 CFR Part 55 are mandatory for the affected facility licensees and applicants. In addition, the information collection includes two online forms for requesting exemptions from requirements for Part 55 Exemption Request and Part 55 Research and Test Reactor Exemption Request related to the COVID-19 Public Health Emergency (PHE). The information collected by the online form is the minimum needed by NRC to make a determination on the acceptability of the licensee’s request for an exemption.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 83 - 703 1-311

Presidential Action:

-

Title:

Request for Medicare Payment

Reference Number:

Omb Control Number:

3220-0131

Agency:

RRB

Received:

2026-01-26

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
Request for Medicare Payment

Key Information

Abstract

The Railroad Retirement Board (RRB) administers the Medicare program for persons covered by the Railroad Retirement System. The collection obtains the information needed by Palmetto GBA, the RRB's carrier, to pay claims for services covered under Part B of the program.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

45 USC 231f(d)

Presidential Action:

-

Title:

Survivor Questionnaire

Reference Number:

Omb Control Number:

3220-0032

Agency:

RRB

Received:

2026-01-26

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
Survivor Questionnaire

Key Information

Abstract

Under Section 6 of the Railroad Retirement Act, benefits are payable to the survivors or the estates of deceased railroad employees. The collection obtains information used to determine if and to whom benefits are payable; such as a widow(er) due survivor benefits, an executor of the estate, or a payer of burial expenses.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

45 USC 231(f) et seq.

Presidential Action:

-

Title:

National Park Service Education Reservation Request Form

Reference Number:

Omb Control Number:

1024-0288

Agency:

DOI/NPS

Received:

2026-01-26

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
National Park Service Education Reservation Request Form

Key Information

Abstract

The NPS is authorized by the 2016 National Park Service Centennial Act (Public Law 114 – 289) and Protection, Interpretation, and Research in System (54 U.S.C. 100701), to administer education programs for education audiences including but not limited to school groups, scouting groups, extracurricular groups, and home school groups. To effectively manage requests received for NPS educational programs, the NPS Washington Support Office Division of Interpretation, Education, and Volunteers seeks approval for the use of a new Service-wide form, the National Park Service Education Reservation Request Form.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

54 USC 100701
Pub.L. 114 - 289 301

Presidential Action:

-

Title:

Regulation N (the Mortgage Acts and Practices –- Advertising Rule )

Reference Number:

Omb Control Number:

3084-0156

Agency:

FTC

Received:

2026-01-23

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
Regulation N (the Mortgage Acts and Practices –- Advertising Rule )

Key Information

Abstract

Regulation N requires covered persons to retain: (1) Copies of materially different commercial communications and related materials, regarding any term of any mortgage credit product, that the person made or disseminated during the relevant time period; (2) documents describing or evidencing all mortgage credit products available to consumers during the relevant time period; and (3) documents describing or evidencing all additional products or services (such as credit insurance or credit disability insurance) that are or may be offered or provided with the mortgage credit products available to consumers during the relevant time period. The FTC and the CFPB share enforcement authority for Regulation N and thus the two agencies split the burden estimates.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 111 - 8 626
Pub.L. 111 - 203 H. R. 4173

Presidential Action:

-

Title:

Pacific Coast Groundfish Trawl Rationalization Program Permit and License Information Collection

Reference Number:

Omb Control Number:

0648-0620

Agency:

DOC/NOAA

Received:

2026-01-23

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
Pacific Coast Groundfish Trawl Rationalization Program Permit and License Information Collection

Key Information

Abstract

This request is for a revision and extension of a current information collection. The Magnuson-Stevens Fishery Conservation and Management Act (MSA), 16 U.S.C. 1801 et seq., authorizes Fishery Management Councils to prepare and amend fishery management plans (FMP) for any fishery in waters under its jurisdiction. The National Oceanic and Atmospheric Administration (NOAA) National Marine Fisheries Service (NMFS) manages the groundfish fishery in the Exclusive Economic Zone (EEZ), the area 3-200 mile zone off the Washington, Oregon, and California coasts. The Pacific Fishery Management Council (Council) began developing a trawl rationalization program, a catch share program, for the Pacific coast groundfish limited entry trawl fishery in 2003. The program is composed of three sectors, as follows: 1) the shore based individual fishing quota (IFQ) sector, 2) the at-sea whiting mothership (MS) sector, and 3) the at- sea whiting catcher/processor (C/P) sector. The shore based IFQ sector consists of quota share (QS) permit owners, catcher vessels that are registered to limited entry trawl permits, have vessel accounts, fish for quota pounds (QP), and first receiver site license (FRSL) holders who receive the shore based IFQ landings. The at-sea trawl fleets catch and process Pacific whiting (whiting) with midwater trawl gear. In the MS sector, mothership catcher vessels (MS/CVs) harvest the whiting and deliver the catch to large MS vessels, where it is sorted and processed at-sea. One or more MS coops may form and/or vessels may fish in a non-cooperative fishery. Both coop and non-coop fishery vessels pool their harvest together. In the C/P sector, C/P vessels catch and process whiting at-sea under a single C/P coop. This revision will include the removal of three ICs: Catch monitoring plans / First Receivers Preparation & Submission, Catch monitoring plans / First Receivers Inspection, & Shore based scales / First Receivers Inspection. The removal of these ICs is necessary because they are encompassed in the First Receiver Site License Application Form. This action decreases the duplicate actions and burden to fill out said forms.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 94 - 265 303

Presidential Action:

-

Title:

Trust Land Mortgage Lender Checklists

Reference Number:

Omb Control Number:

1076-0195

Agency:

DOI/BIA

Received:

2026-01-23

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
Trust Land Mortgage Lender Checklists

Key Information

Abstract

The Secretary of the Interior is authorized under 25 CFR 152; 70 Stat. 62; and 25 U.S.C. §5135 (Mortgages and deeds of trust by individual Indian owners; removal from trust or restricted status; application to Secretary) to provide individual Indians owning an individual tract of trust land the ability to mortgage their land for the purpose of home acquisition and construction, home improvements, and economic development. The BIA is required to review the trust mortgage application for conformity to statutes, policies, and regulations. Mortgage documents submitted to BIA from the lending institutions will assist BIA staff in their analysis to approve or disapprove a trust land mortgage application request.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

25 USC 5135
70 Stat. 62

Presidential Action:

-

Title:

25 CFR 170, Tribal Transportation Program

Reference Number:

Omb Control Number:

1076-0161

Agency:

DOI/BIA

Received:

2026-01-23

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
25 CFR 170, Tribal Transportation Program

Key Information

Abstract

The information submitted by tribes allows them to participate in planning the development of transportation needs in their area; the information provides data for administration, documenting plans, and for oversight of the program by the Department. The revision accounts for updates made to the regulations as a result of passage of MAP-21 and FAST Act legislation.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

Pub.L. 114 - 94 1001 et seq.
23 USC 202(d)
Pub.L. 112 - 141 1101 et seq.

Presidential Action:

-

Title:

Claim for Relocation Payments - Residential, DI-381; Claim for Relocation Payments - Nonresidential, DI-382

Reference Number:

Omb Control Number:

1084-0010

Agency:

DOI/OAPM

Received:

2026-01-22

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
Claim for Relocation Payments - Residential, DI-381; Claim for Relocation Payments - Nonresidential, DI-382

Key Information

Abstract

The information on the application will be used to determine the amount of money, if any, owed to persons or businesses displaced by Federal acquisition of their real property.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

42 USC 4601

Presidential Action:

-

Title:

U.S. Fish and Wildlife Service ArcGIS Online (AGOL) Platform

Reference Number:

Omb Control Number:

1018-0188

Agency:

DOI/FWS

Received:

2026-01-22

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
U.S. Fish and Wildlife Service ArcGIS Online (AGOL) Platform

Key Information

Abstract

The U.S. Fish and Wildlife Service (Service) collects and maintains necessary geospatial data to meet our mission in accordance with the Federal Funding Accountability and Transparency Act of 2006, as amended (31 U.S.C. 6101); Geospatial Data Act of 2018 (43 U.S.C. chapter 46, 2801–2811); National Technology Transfer and Advancement Act of 1995 (Public Law 104–113); Open, Public, Electronic, and Necessary (OPEN) Government Data Act; Title II of the Foundations for Evidence-Based Policymaking Act of 2018 (Public Law 115–435); OMB Circular A-16, “Coordination of Geographic Information and Related Spatial Data Activities”; OMB Circular A-119, “Federal Participation in the Development and Use of Voluntary Consensus Standards and in Conformity Assessment Activities”; and OMB Circular A-130, “Managing Information as a Strategic Resource.” Geospatial data identifies and depicts geographic locations, boundaries, and characteristics of features on the surface of the earth. Geospatial data includes geographic coordinates (e.g., latitude and longitude) to identify the location of earth’s features, and data associated to geographic locations (e.g., land survey data and land cover type data). The Service’s organizational ArcGIS online program (AGOL), accessed at http://fws.maps.arcgis.com, is an easy place to share data with the public and partners, as well as internally among Service staff. It can also be used to build and deploy mobile-enabled online maps, applications, and services for geographic information systems (GIS) users and non-GIS users alike. Sensitive data is restricted from public access via an internal-facing intranet version of AGOL. Moreover, because the system contains only controlled unclassified information (CUI) that would be designated as low impact under the Federal Information Security Act (FISMA; 2002), no personally identifiable information (PII) is allowed within the system. The AGOL platform enables the Service to effectively manage geospatial data resources and technology to successfully deliver geospatial services in support of the Service’s mission. Data collected through AGOL enables improved visualization, analysis, interoperability, modeling, sharing, and decision support. The benefits include increased accuracy, increased productivity, and more efficient information management and application support.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

43 USC 46
Pub.L. 104 - 113 1115
44 USC 3506(b)(6)
Pub.L. 115 - 435 101-403
31 USC 6101

Presidential Action:

-

Title:

Tribal Education Department Grant Program

Reference Number:

Omb Control Number:

1076-0185

Agency:

DOI/BIA

Received:

2026-01-22

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
Tribal Education Department Grant Program

Key Information

Abstract

Under 25 U.S.C. §2020, Congress appropriated funding through the Bureau of Indian Education (BIE) for the development and operation of tribal departments or divisions of education for the purpose of planning and coordinating all educational programs of the Tribe. All tribal education departments (TEDs) awarded will provide coordinating services and technical assistance to the school(s) they serve, expected outcome for student success, and how the proposed project will increase student competency. For a Federally recognized tribe to be eligible to receive a grant, the tribe shall submit a grant application proposal. Once the grant has been awarded, each awardee will be responsible for quarterly and annual reports.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

25 USC 2020
25 USC 450h(a)

Presidential Action:

-

Title:

[Medicaid] Medicaid Managed Care and Supporting Regulations (CMS-10855)

Reference Number:

Omb Control Number:

0938-1445

Agency:

HHS/CMS

Received:

2026-01-21

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
[Medicaid] Medicaid Managed Care and Supporting Regulations (CMS-10855)

Key Information

Abstract

This collection of information request is associated with our September 26, 2024 (89 FR 79020) final rule (CMS-2434-F; RIN 0938-AU28). We intend to fold the following collection of information requirements and burden estimates under CMS-10108 (OMB 0938-0920). However, there are a number of conflicting activities that make this impractical at this time. To address those conflicts, as a stop gap measure we are proposing to submit the collection of information requirements and burden estimates under CMS-10855 (OMB 0938-1445). When ready we will be folding them to their proper place under CMS-10108 (OMB 0938-0920). Most Medicaid beneficiaries receive either all or part of their health care benefits through Medicaid managed care programs, including their prescription drug benefits. Because of the specialized nature of the prescription drug benefit, many of the Medicaid managed care plans (MCOs, PIHPS, or PAHPS) either own, or contract with, PBMs to administer the pharmacy benefit. In § 438.3(s), Medicaid MCOs, PIHPs, and PAHPs that provide coverage of covered outpatient drugs (CODs) would be required to structure any contract that it has with any subcontractor (e.g., PBM) for the delivery or administration of the COD benefit so that the subcontractor is required to report separately the amounts related to the incurred claims described in § 438.8(e)(2) to the managed care plan. The provisions would ensure that medical loss ratios (MLRs) reported by MCOs, PIHPs and PAHPs that use subcontractors in the delivery of COD coverage would be more accurate and transparent. The separate payment requirements would help States and managed care plans better understand whether they are appropriately and efficiently paying for the delivery of CODs, a significant part of which is funded by the Federal Government.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

42 USC 1396a

Presidential Action:

-

Title:

Plan Asset Transactions Determined by In-House Asset Managers under Prohibited Transaction Class Exemption 96-23

Reference Number:

Omb Control Number:

1210-0145

Agency:

DOL/EBSA

Received:

2026-01-21

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
Plan Asset Transactions Determined by In-House Asset Managers under Prohibited Transaction Class Exemption 96-23

Key Information

Abstract

The Department granted PTE 84-14 (49 FR 9494, as corrected 50 FR 41430), a class exemption that permits various parties in interest (as defined in ERISA section 3(14)) to employee benefit plans to engage in transactions involving plan assets if, among other conditions, the assets are managed by a “qualified professional asset manager” (QPAM), but still did not provide relief for transactions involving the assets of plans managed by an in-house asset manager. The Department granted PTE 96-23 (61 FR 15975), Class Exemption for Plan Asset Transactions Determined by In-House Asset Managers. The class exemption permits various parties in interest to employee benefit plans to engage in transactions involving plan assets if, among other requirements, the assets are managed by an in-house asset manager (INHAM). PTE 96-23 contains requirements for written guidelines between an INHAM and a property manager that an INHAM has retained to act on its behalf. The information collection requirements consist of the requirements that the INHAM develop written policies and procedures designed to assure compliance with the conditions of the exemption and have an independent auditor conduct an annual INHAM exemption audit and issue an audit report to each plan.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

29 USC 1108

Presidential Action:

-

Title:

Payment for Appointed Counsel in Involuntary Indian Child Custody Proceedings in State Courts, 25 CFR 23.13

Reference Number:

Omb Control Number:

1076-0111

Agency:

DOI/BIA

Received:

2026-01-21

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
Payment for Appointed Counsel in Involuntary Indian Child Custody Proceedings in State Courts, 25 CFR 23.13

Key Information

Abstract

The BIA is seeking renewal of the approval for the information collection conducted under 25 CFR 23, implementing the Indian Child Welfare Act (25 U.S.C. 1901). The information collection allows BIA to receive written requests by State courts that appoint counsel for an indigent Indian parent or Indian custodian in an involuntary Indian child custody proceeding when appointment of counsel is not authorized by State law. The applicable BIA Regional Director uses this information to decide whether to certify that the client in the notice is eligible to have his/her counsel compensated by the BIA in accordance with the Indian Child Welfare Act.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

25 USC 1901

Presidential Action:

-

Title:

Report to U.S. SSA by Person Receiving Benefits for a Child or Adult Unable to Handle Funds/Report to U.S. SSA

Reference Number:

Omb Control Number:

0960-0049

Agency:

SSA

Received:

2026-01-20

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
Report to U.S. SSA by Person Receiving Benefits for a Child or Adult Unable to Handle Funds/Report to U.S. SSA

Key Information

Abstract

SSA uses Forms SSA-7161-OCR-SM and SSA 7162-OCR-SM to: (1) determine continuing entitlement to Social Security benefits; (2) correct benefit amounts for beneficiaries outside the United States; and (3) monitor the performance of representative payees outside the United States. This collection is mandatory as an annual (or every other year, depending on the country of residence) review for fraud prevention. In addition, the results can affect benefits by increasing or decreasing payment amount or by causing SSA to suspend or terminate benefits. SSA employees collect this information via paper form. The respondents are individuals living outside the United States who are receiving benefits on their own (or on behalf of someone else) under Title II of the Act.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

42 USC 403
42 USC 405

Presidential Action:

-

Title:

Prohibited Transaction Class Exemption for Certain Transactions Between Investment Companies and Employee Benefit Plans (PTE 1977-4)

Reference Number:

Omb Control Number:

1210-0049

Agency:

DOL/EBSA

Received:

2026-01-16

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Extension without change of a currently approved collection
Prohibited Transaction Class Exemption for Certain Transactions Between Investment Companies and Employee Benefit Plans (PTE 1977-4)

Key Information

Abstract

PTE 77-4, which was originally granted on April 8, 1977, exempts from the prohibited transaction restrictions the purchase and sale by an employee benefit plan of shares from a registered, open-end investment company (mutual fund) when a fiduciary of the plan (e.g., an investment manager) is also the investment advisor for the investment company. There are three disclosure requirements incorporated within the class exemption. The first requirement is intended to put the plan on notice of possible fees associated with the redemption of open-end mutual fund shares. It requires disclosure of any redemption fees in the current prospectus of the open-end mutual fund (the prospectus in effect at the time of the plan’s acquisition or disposal of such shares). The class exemption permits a plan to pay a redemption fee on the sale, by redemption, of open-end mutual fund shares only if the fee is paid to the open-end mutual company and the above noted disclosure is made. The second requirement is that, at the time of the purchase or sale of such mutual fund shares, an independent fiduciary receive a copy of the current prospectus issued by the open-end mutual fund and full written disclosure of the investment advisory fees charged to or paid by the plan and the open-end mutual fund to the investment advisor. Pursuant to advisory opinion 2013-04A, the Department interprets the term “prospectus” in PTE 77-4 to include a “summary prospectus” if the summary prospectus meets the requirements of the Securities and Exchange Commission’s revised disclosure provisions for mutual funds including a summary prospectus rule that were published in 2009 Pursuant to the SEC’s revised disclosure provisions, mutual funds also are required to send the full prospectus to the investor upon an investor’s request, and to provide the full prospectus on-line at a specified internet site. The third requirement is that the independent fiduciary be notified of any changes in the fees and approves in writing the plan’s purchase or sale of affected mutual fund shares, or the plan’s continued possession of any such mutual fund shares that it had acquired before the fee changes.

Federal Register Notices

60-Day FRN
30-Day FRN

Authorizing Statutes

26 USC 4975
29 USC 1108

Presidential Action:

-
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