Change Requests

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Preaward Survey Forms; FAR sections affected: Standard Form (SFs) 1403, 1404, 1405, 1406, 1407, and 1408

Key Information

Abstract

Contracting officers, prior to award, must make an affirmative determination that the prospective contractor is responsible, i.e., capable of performing the contract. Before making such a determination, the contracting officer must have or obtain sufficient information to establish that the prospective contractor: (i) has adequate financial resources; or the ability to obtain such resources; (ii) is able to comply with required delivery schedule; (iii) has a satisfactory record of performance; (iv) has a satisfactory record of integrity; and (v) is otherwise qualified and eligible to receive an award under appropriate laws and regulations. If such information is not readily available to the contracting officer, it is obtained through a preaward survey conducted by the contract administration office or another organization designated by the agency to conduct the surveys. The necessary data is collected from available data or through plant visits, phone calls, and correspondence in detail commensurate with the dollar value and complexity of the procurement. This clearance covers the information that prospective contractors must provide to ensure proper completion of the following preaward survey forms prescribed by the FAR: ● SF 1403 Preaward Survey of Prospective Contractor (General) ● SF 1404 Preaward Survey of Prospective Contractor (Technical) ● SF 1405 Preaward Survey of Prospective Contractor (Production) ● SF 1406 Preaward Survey of Prospective Contractor (Quality Assurance) ● SF 1407 Preaward Survey of Prospective Contractor (Financial Capability) ● SF 1408 Preaward Survey of Prospective Contractor (Accounting System)

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

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U.S. Official Order Forms for Schedules I & II Controlled Substances (Accountable Forms), Order Form Requisition

Key Information

Abstract

The Controlled Substances Act (CSA) (21 U.S.C. 801-971) establishes a closed system of distribution for controlled substances. To this end, controlled substances are closely monitored and tightly regulated as they are distributed through the supply chain. One tool that helps to maintain the closed system of distribution is the CSA provision that states it “shall be unlawful for any person to distribute a controlled substance in schedules I or II to another except in pursuance of a written order of the person to whom such substance is distributed, made on a form to be issued by the Attorney General in blank in accordance with subsection (d) of this section . . . .” 21 U.S.C. 828(a). The regulations implementing this provision are contained in 21 CFR part 1305. Pursuant to the CSA, the DEA provides authorized registrants (e.g., purchasers) with DEA Forms 222 for ordering schedules I and II controlled substances. 21 U.S.C. 828(d). The DEA Form 222 is subsequently provided by the purchaser to a supplier because, without the appropriate DEA Form 222, the supplier is prohibited from distributing schedules I or II controlled substances to the purchaser. Suppliers must then forward an executed copy of each DEA Form 222 to the DEA. This system in which the DEA provides a pre-printed order form to the purchaser, who then submits the annotated order form to the supplier, who then submits the completed form to the DEA, helps maintain the closed system of distribution because each registrant in the transaction serves as a check against the other. Since 2005, registrants have also been permitted to issue orders for schedules I and II controlled substances electronically, provided that the electronic order is signed using a digital certificate issued by the DEA Certification Authority. This electronic ordering system is called the “Controlled Substances Ordering System,” or CSOS. The regulations governing the creation, transmission, and storage of electronic orders are contained in 21 CFR part 1311, subpart B. .

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

21 USC 828	View Law

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Youth Conservation Corps Application and Medical History Forms

Key Information

Abstract

Under the Youth Conservation Corps Act of August 13, 1970, as amended (U.S. 1701–1706), the U.S. Department of Interior and the U.S. Department of Agriculture-U.S. Forest Service provide seasonal employment for eligible youth 15 through 18 years old. The Youth Conservation Corps stresses three important objectives: 1. Accomplish needed conservation work on public lands; 2. Provide gainful employment for 15 to 18 year-old males and females from all social, economic, ethnic, and racial backgrounds; and 3. Foster, on the part of the 15 through 18 year-old youth, an understanding and appreciation of the Nation’s natural resources and heritage. Youths seeking training and employment with the Youth Conservation Corps must complete the following new common forms included in this emergency clearance request: DI-4014, “Youth Conservation Corps Application” and DI-4015, “Youth Conservation Corps Medical History.” The applicants’ parents or guardians must sign both forms. The application and medical history forms are evaluated by participating agencies to determine the eligibility of each youth for employment with the Youth Conservation Corps. Potential and actual agencies that may use the common forms included in this collection include: • U.S. Fish and Wildlife Service (Interior); • National Park Service (Interior); and, • Other Federal Departments and Agencies such as the U.S. Forest Service (U.S. Department of Agriculture).

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

16 USC 1701-1706, Chapter 37	View Law

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Rule 15c2-1; Hypothecation of Customer Securities

Key Information

Abstract

Rule15c2-1 prohibits, with certain exemptions, the commingling under the same lien of securities of margin customers that (a) with other customers without their written consent, and (b) with the broker-dealer. The rule also prohibits the re-hypothecation of customers’ margin securities for a sum in excess of the customer’s aggregate indebtedness. The collected information pursuant to the Rule is necessary for the execution of the Commission's mandate under the Exchange Act to prevent fraudulent, manipulative, and deceptive acts and practices by broker-dealers. In addition, the information required by the rule provides important investor protections. Under Rule 15c2-1, a broker-dealer cannot commingle the securities of different customers as collateral for a loan without the written consent of each customer. Paragraph (f) of Rule 15c2-1 provides that when a broker-dealer hypothecates customer securities, it must give written notice to the lender that the securities are customer securities and that the hypothecation does not contravene any section of the rule. If the account is an omnibus account, the broker-dealer for whom the account is carried may furnish a statement to the person carrying the account that all the securities are customer securities and that the hypothecation does not contravene any section of the rule.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 78o(c)(3), 78w(a)	View Law

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Rule 10b-17, Untimely announcement of record dates (17 CFR 240. 10b-17)

Key Information

Abstract

Rule 10b-17 requires any issuer of a class of publicly traded securities to give notice of the following specific distributions relating to such class of securities: 1) a dividend or other distribution in cash or in kind other than interest payments on debt securities; 2) a stock split or reverse stock split; or 3) a rights or other subscription offering. Notice must be given either to the Financial Industry Regulatory Authority, Inc. (FINRA) or in accordance with the procedures of the national securities exchange upon which the securities are registered.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 78j(b) and 78w(a)	View Law

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DOC-Census Workforce Development Collection

Key Information

Abstract

The information acquired from this collection will be used to study outcomes for individuals who participate in workforce development training programs sponsored by the Department of Commerce (DOC), Economic Development Administration (EDA), and National Institute of Standards and Technology (NIST), with the potential to add other federal agency programs over time. The collection will be piloted with at least one DOC program and may be expanded. Respondents will be asked to provide data on participants, including name, date of birth, address, program start and end dates, and job status upon completion of training. The collected data will be linked to Census Bureau data sets – including demographic, household, and jobs data – to provide measurable metrics that inform workforce training program outcomes and support evidence-based decision-making for future investments. Over time, this data collection and subsequent analysis will enable federal agencies to evaluate the long-term performance and impact of sponsored workforce programs.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC Section 272(b) and (c)	View Law

15 USC Section 3701 et seq	View Law

42 USC Section 3121 et seq	View Law

13 USC Section 8(b)	View Law

13 USC Section 9	View Law

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Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery

Key Information

Abstract

This collection of information is necessary to enable PBGC to gather customer and stakeholder feedback in an efficient, timely manner, in accordance with our commitment to improving service delivery. The information collected from our customers and stakeholders will help ensure that users have an effective, efficient, and satisfying experience with the Agency's programs.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

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Intercontinental Ballistic Missile Hardened Intersite Cable System Right-of-Way Landowner/Tenant Questionnaire

Key Information

Abstract

This form collects updated contact information from private landowners and tenants whose property contains portions of the Air Force’s buried intersite cable system supporting intercontinental ballistic missile missions. It also collects information about property conditions or planned activities, such as erosion or excavation, that could affect the cable and helps the Air Force coordinate needed maintenance with affected landowners and tenants.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

10 USC 9013	View Law

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Renewable Fuel Standard (RFS) Program: Standards for 2023-2025 (Renewal)

Key Information

Abstract

This ICR is for certain provisions of the RFS program which is required by the Clean Air Act and implementing regulations in 40 CFR parts 80 and 1090. The following provisions established in the RFS Standards for 2023-2025 and Other Changes final rule are most relevant to this information collection: -- Biogas-derived renewable fuel requirements to ensure that biogas is produced from renewable biomass and used as a transportation fuel and to allow for the use of biogas as a biointermediate (“biogas regulatory reform”) -- Requirements for third-parties pertaining to engineering reviews, the RFS quality assurance program, and annual attest engagements. -- Recordkeeping requirements for waste feedstocks, including separated food waste (SFW) The RFS program relies upon marketable credits (Renewable Identification Numbers or RINs) to function, which necessitates registration, recordkeeping and reporting requirements for the type and number of RINs generated, sold, retired, etc. EPA uses the information to monitor compliance with the RFS and to ensure the integrity of the RIN market.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 7414	View Law

42 USC 7542	View Law

42 USC 7201	View Law

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NESHAP for Primary Magnesium Refining (40 CFR part 63, subpart TTTTT) (Renewal)

Key Information

Abstract

The National Emission Standards for Hazardous Air Pollutants (NESHAP) for Primary Magnesium Refining (40 CFR Part 63, Subpart TTTTT) were proposed on January 22, 2003; promulgated on October 10, 2003; and most recently amended on November 19, 2020. These regulations apply to both existing and new facilities that perform primary magnesium refining where the total hazardous air pollutants (HAPs) emitted are greater than, or equal to, 10 tons per year for each HAP, or where the total HAPs emitted are greater than, or equal to, 25 tons per year of any combination of HAPs. New facilities include those that commenced construction or reconstruction after the date of proposal. This information is being collected to assure compliance with 40 CFR Part 63, Subpart TTTTT. In general, all NESHAP standards require initial notifications, performance tests, and periodic reports by the owners/operators of the affected facilities. They are also required to maintain records of the occurrence and duration of any startup, shutdown, or malfunction in the operation of an affected facility, or any period during which the monitoring system is inoperative. These notifications, reports, and records are essential in determining compliance, and are required of all affected facilities subject to NESHAP. In general, all NESHAP standards require initial notifications, performance tests, and periodic reports by the owners/operators of the affected facilities. They are also required to maintain records of the occurrence and duration of any startup, shutdown, or malfunction in the operation of an affected facility, or any period during which the monitoring system is inoperative. These notifications, reports, and records are essential in determining compliance, and are required of all affected facilities subject to NESHAP.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 7401 et.seq.	View Law

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Financial Assistance Awards/Grants and Cooperative Agreements

Key Information

Abstract

NASA collects information to support its mission in aeronautics and space activities, including the solicitation and evaluation of proposals for research and engagement projects. The collection enables NASA to select qualified recipients, manage awards, and comply with statutory requirements.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

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Child Annuitant's School Certification

Key Information

Abstract

The information is used to determine the continued eligibility of a Survivor Benefit Plan (SBP), Reserve Component Survivor Benefit Plan (RCSBP) and/or Retired Serviceman's Family Protection Plan (RSFPP) child annuitant once the child has reached age 18 and must attend school full-time to continue receiving the annuity. The Survivor Benefit Division of the Defense Finance and Accounting Service (DFAS) uses the information to release funds.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

10 USC 1435	View Law

10 USC 1447	View Law

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Establishing No-Discharge Zones Under Clean Water Act Section 312 (Renewal)

Key Information

Abstract

Pursuant to Clean Water Act (CWA) section 312, states are authorized to petition EPA for more stringent requirements to apply within state waters for sewage discharges from all vessels, as well as certain discharges from vessels of the Armed Forces. (A) Sewage No-Discharge Zones: CWA section 312(f) and the implementing regulations in 40 CFR part 140 identify the information that must be included in a state's application to EPA to establish a no-discharge zone (NDZ) for vessel sewage for some or all of the state's waters. In designated vessel sewage NDZs, the discharge of both treated and untreated sewage from vessels is prohibited. (B) Uniform National Discharge Standards NDZs and Review of Discharge Determination or Standards: CWA section 312(n), the Uniform National Discharge Standards (UNDS), requires EPA and the Department of War to establish uniform national discharge standards to control discharges incidental to the normal operation of a vessel of the Armed Forces. CWA section 312(n)(7) and the implementing regulations in 40 CFR part 1700 identify the information that a state must submit to EPA in the state's application to establish an NDZ for one or more UNDS discharges. A state may seek an NDZ designation for any UNDS discharge for which EPA and the Department of War have promulgated national standards of performance and corresponding implementing regulations, respectively. Additionally, CWA section 312(n)(5) provides that that the governor of any state may petition EPA and the Department of War to review any discharge determination or standard promulgated under CWA section 312(n) if there is significant new information that could reasonably result in a change to the discharge determination or standard. The collection of information is intended to capture the burden on state respondents to develop petitions that include the required information, as well as the burden on EPA to review the petitions. The EPA’s burden estimates in this ICR are based on the regulatory requirements in 40 CFR part 140 and 40 CFR part 1700, and the EPA cannot require state respondents to provide additional information as part of the petition processes beyond what is enumerated in the regulations. This ICR is necessary to fulfill EPA’s obligations under the statute to receive and respond to state petitions; however, development and submission of a petition by a state is not required. Instead, a state must develop and submit a petition only when the state wishes to designate an NDZ either for sewage or for an UNDS discharge, or to request a review of an UNDS discharge determination or standard. The information collection activities discussed in this ICR do not require the submission of any confidential information.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 92 - 500 1322	View Law

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Reporting of Securities Loans

Key Information

Abstract

In 2023, the Securities and Exchange Commission (“SEC” or “Commission”) adopted Rule 10c-1a under the Securities Exchange Act of 1934 (“Exchange Act”) to increase the transparency and efficiency of the securities lending market by requiring certain persons to report information about securities loans to a registered national securities association (“RNSA”). Rule 10c-1a also requires certain confidential information to be reported to an RNSA to enhance an RNSA’s oversight and enforcement functions. Further, Rule 10c-1a requires that an RNSA make certain information it receives, along with daily information pertaining to the aggregate transaction activity and distribution of loan rates for each reportable security, available to the public.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 78w(a)	View Law

15 USC 78j(c)	View Law

15 USC 78j(b)	View Law

15 USC 78q-a	View Law

15 USC 78c	View Law

15 USC 78o	View Law

15 USC 78o-3	View Law

15 USC 78o(c)	View Law

15 USC 78o(g)	View Law

15 USC 78k-1	View Law

Pub.L. 111 - 203 984	View Law

124 Stat. 1376

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NESHAP for the Surface Coating of Large Household and Commerical Appliances (40 CFR part 63, subpart NNNN) (Renewal)

Key Information

Abstract

The National Emission Standards for Hazardous Air Pollutants (NESHAP) for the Surface Coating of Large Household and Commercial Appliances (40 CFR Part 63, Subpart NNNN) were proposed on December 22, 2000; promulgated on July 23, 2002; and amended on: April 20, 2006 (71 FR 20465), March 15, 2019 (84 FR 9611), July 8, 2020 (85 FR 41100), and November 19, 2020 (85 FR 73854). These regulations apply to both existing and new facilities that perform surface coating of large household and commercial appliances and related parts where the total Hazardous Air Pollutants (HAPs) emitted are greater than or equal to 10 tons per year of any one HAP, or where the total HAPs emitted are greater than or equal to 25 tons per year of any combination of HAPs. New facilities include those that commenced construction or reconstruction after the date of proposal. This information is being collected to assure compliance with 40 CFR Part 63, Subpart NNNN. In general, all NESHAP standards require initial notifications, performance tests, and periodic reports by the owners/operators of the affected facilities. They are also required to maintain records of the occurrence and duration of any deviation from an emission limitation (either a numerical emission limit, an operating limit, or an equipment or work practice standard), or any period during which the monitoring system is inoperative. These notifications, reports, and records are essential in determining compliance, and are required of all affected facilities subject to NESHAP.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 7401 et seq	View Law

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Rule 17a-11 (17 CFR 240.17a-11) Notification provisions for brokers and dealers

Key Information

Abstract

Rule 17a-11 was adopted in 1971 to provide advance warning and information regarding brokers and dealers that are experiencing financial or operational difficulties.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 78q(a)	View Law

15 USC 78w(a)	View Law

15 USC 78o(c)(3)	View Law

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AmeriCorps Seniors Grant Applications and Reports

Key Information

Abstract

The Corporation for National and Community Service (CNCS), doing business as AmeriCorps, is submitting a revision of this information collection, which includes the application for AmeriCorps Seniors grant programs, progress report, progress report supplement (PRS), and survey instruments related to the AmeriCorps Seniors program. Revisions are being made to remove the PRS and move some of the PRS questions to the progress report to reduce the number of reports overall.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 106 - 170 5013	View Law

Pub.L. 106 - 170 5011	View Law

Pub.L. 106 - 170 5082	View Law

Pub.L. 106 - 170 5001	View Law

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Amendment to Legacy Form I-526

Key Information

Abstract

This form is used by an investor to amend a Form I-526, Immigrant Petition by Alien Investor, filed before March 15, 2022, in order to retain eligibility under the Immigration and Nationality Act (INA) 203(b)(5)(M) where the investor’s regional center is terminated, or their new commercial enterprise (NCE) or job-creating entity (JCE) is debarred.

Federal Register Notices

60-Day FRN	View Notice

Authorizing Statutes

Pub.L. 117 - 103 101-108	View Law

8 USC 1153	View Law

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NESHAP for Aluminum, Copper, and Other Non-Ferrous Foundries (40 CFR part 63, subpart ZZZZZZ) (Renewal)

Key Information

Abstract

The National Emission Standards for Hazardous Air Pollutants (NESHAP) for Aluminum, Copper and Other Non-ferrous Metals Foundries (40 CFR Part 63, Subpart ZZZZZZ) were proposed on February 9, 2009; promulgated on June 25, 2009; and revised on September 10, 2009. These regulations apply to existing facilities and new facilities conducting melting operations located at an aluminum, copper, or other non-ferrous foundry that is an area source of hazardous air pollutants (HAP) emissions, melts 600 tons per year (tpy) of aluminum, copper, or other non-ferrous metal or greater, and uses material that either contains or has the potential to emit HAP for which the source category was listed. New facilities include those that commenced construction, or modification or reconstruction after the date of proposal. This information is being collected to assure compliance with 40 CFR Part 63, Subpart ZZZZZZ. In general, all NESHAP standards require initial notifications, performance tests, and periodic reports by the owners/operators of the affected facilities. They are also required to maintain records of the occurrence and duration of any startup, shutdown, or malfunction in the operation of an affected facility, or any period during which the monitoring system is inoperative. These notifications, reports, and records are essential in determining compliance and are required of all affected facilities subject to NESHAP.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 7401 et seq.	View Law

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Application for Former Spouse Payments from Retired Pay

Key Information

Abstract

This form provides a uniform method for applicants to provide statutorily required information when seeking payments under the Uniform Services Former Spouse's Protection Act (10 U.S.C. 1408). The former spouse must request direct payment on court ordered child support, alimony, or division of property to a former spouse from the retired pay of a Uniformed Service Member.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

10 USC 1408	View Law

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Navy Child and Youth Program Forms

Key Information

Abstract

This collection gathers information from eligible Navy families to register children and youth for Navy Child and Youth Programs and to determine applicable program fees. It also collects health, emergency, and accommodation information needed to support each child’s safe participation in program activities and services.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

10 USC 88	View Law

10 USC 8013	View Law

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Small Business Innovation Research (SBIR) Funding Agreement Certifications

Key Information

Abstract

The SBIR program at the U.S. Department of Agriculture (USDA) makes competitively awarded grants to qualified small businesses to support high quality, advanced concepts research related to important scientific problems and opportunities in agriculture that could lead to significant public benefit if successful. The Funding Agreement Certification form is used by USDA to ensure Small Business Concerns meet specific eligibility requirements for a Small Business Innovation and Research award. The form asks applicants to certify a series of ten statements in order to ensure the grantee is complying with specific program requirements during the life of the funding agreement.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

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NASA Small Business Supplier Development Program

Key Information

Abstract

This information collection supports the application for a Mentor‑Protégé Agreement under the NASA Small Business Supplier Development Program and NASA’s subsequent administration of those Agreements. Mentor-Protégé Agreements are designed to build supplier capacity to fulfill NASA requirements and support a strong, dynamic, and resilient industrial base, which is critical to the health of our nation’s economy and to America’s effort to lead in space.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

48 USC 48 CFR Subpart 1819.72	View Law

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Physician Certificate for Child Annuitant

Key Information

Abstract

DD Form 2828 is required and must be on file to support an incapacitation occurring prior to age 18. The form provides the authority for the Directorate of Retired and Annuitant Pay, Defense Finance and Accounting Service - Cleveland (DFAS-CL/PD) to establish and pay a Retired Service Member's Family Protection Plan (RSFPP) or Survivor Benefit Plan (SBP) annuity to the incapacitated individual. The form is completed by the child annuitant, and/or their guardian, custodian or legal representative and certified by the physician.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

10 USC 1447	View Law

10 USC 1435	View Law

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National Park Service Concessions, 36 CFR 51

Key Information

Abstract

Private businesses under contract to the National Park Service (we, NPS) manage food, lodging, tours, whitewater rafting, boating, and many other recreational activities and amenities in more than 100 national parks. These services gross more than $1 billion every year and provide jobs for more than 25,000 people during peak season. The regulations at 36 CFR Part 51 primarily implement Title IV of the National Parks Omnibus Management Act of 1998 (54 USC, §101911 et seq, also referred to as Pub. L. 105–391), which provides legislative authority, policies, and requirements for the solicitation, award, and administration of NPS concession contracts. Furthermore, 54 USC, §101911 et seq provides that “all proposed concession contracts shall be awarded by the Secretary to the person, corporation or other entity submitting the best proposal, as determined by the Secretary through a competitive selection process. Such competitive process shall include simplified procedures for small, individually-owned, concessions contracts.”

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

54 USC 101911 et seq	View Law

Presidential Action: